Tag: common rule human subjects research

  • Central IRB vs Local IRB: A US Research Guide

    Central IRB review uses one independent institutional review board to approve a multi-site protocol for every participating site, while local IRB review requires each institution to conduct its own separate approval. Under the NIH single-IRB (sIRB) policy and the revised Common Rule, most US federally funded multi-site human subjects research must now use a single IRB of record rather than parallel local reviews, with reliance agreements defining how participating sites delegate oversight.

    An Institutional Review Board (IRB) is a federally mandated committee, operating under 45 CFR 46 and 21 CFR 56, that reviews research involving human subjects to protect participants’ rights and welfare. The central-versus-local choice is not cosmetic: it changes who signs off on the protocol, how long approval takes, and what your research administration office must manage.

    Contents

    What is the difference between a central IRB and a local IRB?

    A local IRB is a review board affiliated with a single institution — a university, hospital, or academic medical centre — that reviews research conducted at that institution alone. A central IRB (sometimes called a commercial or independent IRB) is an external board that provides review services to multiple institutions participating in the same multi-site protocol, issuing one approval that all relying sites can adopt.

    Local IRBs bring institution-specific knowledge: familiarity with the local patient population, policy, and community standards. Central IRBs bring standardisation: one protocol interpretation, one informed-consent template, one review timeline across every site. Both apply the same federal review criteria and carry equal regulatory authority — the difference is organisational scope, not rigour:

    • Local IRB — institution-specific; retains ancillary reviews (biosafety, conflict of interest, contract language)
    • Central IRB — multi-institutional; reviews on behalf of all participating sites under one protocol

    When does NIH require a single IRB for multi-site research?

    The NIH single-IRB (sIRB) policy applies to NIH-funded, non-exempt, multi-site human subjects research at more than one domestic site, and took effect for grant applications submitted on or after 25 January 2018. One IRB of record — a central IRB or a designated local IRB at one participating site — must review the protocol for every US site.

    The revised Common Rule (the “2018 Requirements” to 45 CFR 46) extended a parallel single-IRB requirement to most federally funded cooperative multi-site research, with compliance required from 20 January 2020. Exceptions are narrow: NIH requires a compelling justification, such as conflicting state law, and explicitly states that cost alone is not an acceptable reason for an exception.

    A related but distinct point: the FDA does not mandate single IRB review under its own regulations at 21 CFR 56. FDA guidance encourages centralised review for efficiency in FDA-regulated multicentre trials, but the binding requirement comes from NIH grant policy and the Common Rule, not FDA rulemaking — a distinction administrators often need to clarify for investigators.

    How do IRB reliance agreements work?

    An IRB reliance agreement is a formal document — typically an IRB Authorization Agreement (IAA) — in which a participating site defers its own ethical review to the designated IRB of record. The relying site keeps responsibility for local context review: conflicts of interest, HIPAA compliance, and institutional biosafety, outside the sIRB’s regulatory scope.

    SMART IRB, a national reliance platform used by hundreds of US institutions, standardises this process with a single master agreement signed once, then invoked per-study rather than renegotiated for every protocol. This is the single biggest driver of variance in real-world turnaround time: pre-signed institutions can activate a relying-site study in days, while a one-off IAA negotiation can add weeks regardless of how fast the central IRB itself reviews the protocol.

    Central vs local IRB: practical trade-offs for research administrators

    For research administrators, the practical difference rarely comes down to review quality — both apply identical federal criteria — and comes down instead to coordination overhead. A peer-reviewed analysis published via PubMed found central IRB review shortened submission-to-approval time versus local review, though total time to study activation still depended on how quickly each site’s reliance agreement was completed.

    Factor Local IRB Central IRB
    Review consistency across sites Variable — each site interprets independently Standardised — one interpretation for all sites
    Typical approval-stage speed Slower for multi-site studies; duplicated review effort Faster approval stage; single review cycle
    Local context knowledge Strong — direct institutional familiarity Delegated back to relying site via local context review
    Cost structure Often bundled into institutional overhead Often a separate per-study or per-site fee
    Best suited to Single-site studies; institution-specific research Federally funded multi-site trials subject to sIRB mandate

    Institutions that under-resource the reliance-agreement function — treating it as an afterthought rather than a parallel workstream — are the most common source of activation delay under the sIRB model, even when the central IRB itself performs efficiently.

    IRB vs REB vs REC: terminology across the US, Canada, and the UK

    Research administrators working across borders must distinguish three related but jurisdictionally distinct terms. In the United States, the governing term is IRB (Institutional Review Board), defined under 45 CFR 46 and 21 CFR 56. In Canada, the equivalent is a REB (Research Ethics Board), operating under the Tri-Council Policy Statement (TCPS 2) issued jointly by CIHR, NSERC, and SSHRC. In the United Kingdom, the equivalent is a REC (Research Ethics Committee), coordinated through the Health Research Authority (HRA) for NHS-related research.

    The three terms are functionally analogous — each reviews human subjects research for ethical acceptability — but they sit inside different statutory frameworks and are not interchangeable for compliance purposes. A protocol approved by a US central IRB does not satisfy a UK REC’s approval requirement, and vice versa; multinational studies typically need separate approvals under each jurisdiction’s framework, connected where possible through mutual recognition arrangements rather than a single cross-border reliance agreement.

    Frequently asked questions

    What is the difference between central IRB and local IRB?

    A central IRB reviews a protocol once on behalf of every site in a multi-site study, while a local IRB reviews only research conducted at its own institution. Both apply identical federal review standards; the difference is organisational reach, not the rigour of the ethical review itself.

    What are the three types of IRB review?

    US regulations define three review paths: exempt (minimal-risk categories defined by regulation), expedited (minimal-risk research reviewed by one or more designated reviewers rather than the full board), and full board review for studies presenting greater than minimal risk. The path is determined by risk level, not by whether the IRB is central or local.

    What is the difference between IRB of record and central IRB?

    The IRB of record is whichever board holds review authority for a given study — a central/commercial IRB, or a participating institution’s own local IRB acting in that role. “Central IRB” describes an operating model; “IRB of record” describes a regulatory designation a central IRB usually, but not always, fills.

    What is the difference between local IRB and external IRB?

    An external IRB is any IRB outside a site’s own institution designated to hold review authority under a reliance agreement — frequently a central IRB, but sometimes another institution’s local IRB. The relying site’s own human research protection office typically still reviews matters such as conflicts of interest and HIPAA compliance.

    Implications for research administrators

    As the sIRB mandate matures, the burden on research administration offices has shifted from running IRB review itself toward managing reliance infrastructure: pre-negotiating master agreements, tracking which sites have signed onto platforms such as SMART IRB, and running local context review in parallel with central IRB approval rather than after it.

    Institutions that treat reliance-agreement readiness as a standing capability, not a one-off task, activate multi-site protocols faster than those negotiating terms study by study. The single-IRB requirement is not going away; institutions that adapt their reliance workflow now will realise the turnaround-time benefit the policy was designed to deliver.

    For definitions of related human-subjects and research-administration terminology, see the CASRAI Dictionary. For broader context on research administration standards and workflow interoperability, see CASRAI’s research administration content hub.

  • Institutional Review Board vs REC: A US-UK Glossary for Research Offices

    An Institutional Review Board (IRB) and a Research Ethics Committee (REC) both review research involving human participants before it can start, but they sit inside different legal systems. An institutional review board operates under the US Common Rule (45 CFR 46) and FDA regulations (21 CFR Parts 50 and 56); a REC operates under the UK’s Health Research Authority (HRA) and the Integrated Research Application System (IRAS). For research offices running multi-country studies, the terms are related but not administratively interchangeable.

    An institutional review board is a US-based committee, affiliated with a specific institution, that reviews, approves, and monitors research protocols involving human subjects to ensure risks are minimised and consent is properly obtained.

    What is an IRB, and what is a REC?

    An institutional review board (IRB) is a US committee, established by a university, hospital, or other institution, that reviews proposed and ongoing research involving human subjects for ethical and regulatory compliance. A Research Ethics Committee (REC) is the UK equivalent term, used most formally for the National Health Service (NHS) research ethics committees recognised by the Health Research Authority.

    Both bodies exist to apply the same underlying ethical principles — informed consent, risk minimisation, equitable participant selection — but they were codified through separate national histories. The US system traces to the National Research Act 1974 and the 1979 Belmont Report, which established the IRB requirement now embedded in the Common Rule. The UK system developed through NHS research governance frameworks and was consolidated under the HRA, established in 2015 under the Care Act 2014.

    How does IRB review work under the US Common Rule and FDA rules?

    US human-subjects research is governed by the Common Rule, formally 45 CFR 46, which applies to federally funded research across most institutions, and by FDA regulations (21 CFR Parts 50 and 56) for FDA-regulated clinical investigations. Institutions maintain their own IRBs, registered with the Office for Human Research Protections, rather than relying on a single national body.

    Under 45 CFR 46.107, each IRB must have at least five members with varying backgrounds, including at least one scientist, one non-scientist, and one member unaffiliated with the institution. Reviews fall into three tracks:

    • Exempt review — minimal-risk research meeting specific regulatory categories, such as anonymous surveys or secondary analysis of existing data.
    • Expedited review — minimal-risk research falling into defined categories, reviewed by one or more designated members rather than the full board.
    • Full board review — research involving more than minimal risk to participants, requiring a convened meeting.

    The 2018 revision to the Common Rule (effective 21 January 2019) introduced a mandatory single IRB of record for multi-site cooperative federally funded research, replacing the older model in which every participating site obtained its own separate approval.

    How does REC review work under the UK’s HRA and IRAS system?

    UK research involving NHS patients, staff, tissue, or data must obtain HRA Approval, a combined ethics and research-governance decision that the Health Research Authority has issued since 2016, replacing the previous split process of separate REC opinion and local NHS permission. Applications are submitted once through the Integrated Research Application System (IRAS), a single online portal covering ethics, regulatory, and governance information.

    Under the HRA’s Governance Arrangements for Research Ethics Committees (GAfREC), each NHS REC must include a minimum membership with at least a third drawn from lay (non-expert) members, ensuring the committee is not composed solely of clinicians or researchers. This lay-majority-influenced structure is a distinct emphasis compared with the smaller five-member US minimum.

    Crucially for research administrators, “REC” in the UK does not always mean an HRA-recognised body. University and institutional research ethics committees also use the REC label for non-NHS academic research — social sciences, humanities, non-clinical studies — and these operate independently of HRA recognition, set their own membership rules, and are not accessed through IRAS. This two-tier structure (HRA-recognised NHS RECs vs institutional RECs) is the UK’s functional analogue to the US system of institution-based IRBs, and it is a distinction that generic “IRB vs REC” explainers frequently collapse into one category.

    IRB vs REC: what differs for research offices working across both systems?

    The table below summarises the operational differences a research office needs when routing a protocol through both jurisdictions.

    Feature US: Institutional Review Board (IRB) UK: Research Ethics Committee (REC)
    Governing framework Common Rule (45 CFR 46); FDA 21 CFR 50/56 HRA Approval; UK Policy Framework for Health and Social Care Research
    Coordinating body Institution-based; overseen by OHRP/FDA Health Research Authority (NHS RECs); institutions (non-NHS RECs)
    Application route Institution-specific submission systems Single portal: IRAS
    Minimum membership 5 members (§46.107) Larger board; at least one-third lay members (GAfREC)
    Multi-site studies Single IRB of record mandated since 2019 for cooperative federal research Single HRA Approval covers all NHS sites in England
    Review tiers Exempt / expedited / full board Proportionate review for lower-risk NHS studies

    Two further practical differences matter for cross-border protocols. First, US IRB fees are common for commercially sponsored trials reviewed by independent (non-institutional) IRBs, whereas HRA REC review carries no charge to applicants. Second, UK RECs assess proposals against UK GDPR, which imposes stricter consent and data-subject-rights requirements than the US HIPAA Privacy Rule that IRBs typically reference alongside the Common Rule.

    Related terms: IEC, IBC, and ERB explained

    Research offices encounter several adjacent terms that are not synonyms for IRB or REC:

    • Independent Ethics Committee (IEC) — the term used internationally, particularly in pharmaceutical/industry-sponsored trials, for a committee not affiliated with a single institution. ICH E6(R2/R3) Good Clinical Practice guidance uses “IRB/IEC” as its umbrella phrase precisely because national terminology varies.
    • Institutional Biosafety Committee (IBC) — a separate US committee (required under NIH Guidelines) that reviews recombinant/synthetic nucleic acid and biosafety risk, not human-subjects ethics; a protocol can require both IRB and IBC review.
    • Ethical Review Board (ERB) or Research Ethics Board (REB) — generic or Canadian-context synonyms for the same function as an IRB or REC.

    Answer-first Q&A

    Is an Institutional Review Board an ethics committee?

    Yes. An Institutional Review Board is functionally a research ethics committee operating under US federal regulation. It reviews and approves human-subjects research protocols, monitors ongoing studies, and can require modifications or suspend approval — the same core function performed by RECs, IECs, and REBs in other jurisdictions under different national names.

    What is the difference between an independent ethics committee and an Institutional Review Board?

    An Independent Ethics Committee (IEC) is not tied to a single institution and commonly reviews industry-sponsored trials across multiple sites, particularly outside the US. An IRB is institution-affiliated by definition. In practice, both terms describe the same regulatory function and are used interchangeably in ICH GCP guidance.

    What is the difference between IRB and IBC?

    An IRB reviews the ethics of research involving human participants. An Institutional Biosafety Committee (IBC) reviews biosafety risks of recombinant DNA and other biological materials under NIH Guidelines. They are separate committees with separate remits; a single study can require sign-off from both.

    What types of people must be present at an institutional review board?

    Under 45 CFR 46.107, a US IRB must include at least five members with varied backgrounds: at least one member whose expertise is primarily scientific, one whose expertise is primarily non-scientific, and one member not otherwise affiliated with the institution, to ensure independent, non-institutional perspective on risk to participants.

    Implications for research offices

    Research administrators managing protocols that span both countries should treat “IRB” and “REC” as related but non-substitutable regulatory terms, not as translation equivalents to drop into a single template. A US sponsor cannot rely on IRB approval to satisfy HRA Approval requirements for NHS sites, and a UK REC opinion does not substitute for FDA IRB oversight where FDA-regulated products are involved.

    As international collaboration grows, research offices increasingly need staff who can map both systems: the single-IRB-of-record model under the revised Common Rule, and the single-HRA-Approval model via IRAS. Building that literacy into onboarding and protocol templates reduces duplicated submissions and approval delays on cross-border studies.

    For related standards used by the same research offices, see CASRAI’s research administration resources and the CASRAI Dictionary for further terminology.