Tag: AI use statement

  • Why generative AI cannot be an author — and what to disclose instead

    When large language models became capable of producing fluent scholarly prose, an obvious question followed: should the tool be listed as an author? The answer, reached quickly and with rare unanimity across publishers and integrity bodies, is no. But the reason for that answer matters more than the answer itself, because the reasoning tells authors exactly what they should do instead. This article sets out both, drawing on the position at AI authorship and the practical guidance at AI disclosure for authors.

    The consensus, and the bodies behind it

    The major standard-setters and publishers have converged on a clear rule: a generative AI system cannot be listed as an author. The ICMJE recommendations state it directly; the Committee on Publication Ethics (COPE) takes the same position; and the author instructions of Nature, Science, the major university presses, and the large commercial publishers all say the same thing. This is not a contested or emerging view. It is settled, and it is worth understanding why the agreement was so swift.

    The reasoning: authorship is accountability

    The argument is short and it rests entirely on one of the authorship criteria. To be an author is, among other things, to be accountable for the work — to take responsibility for its integrity, to be able to answer for it, and to stand behind what it asserts. The ICMJE criteria make this explicit: an author agrees to be accountable for all aspects of the work, ensuring that questions about its accuracy and integrity are investigated and resolved.

    A generative AI system cannot do any of this. It cannot take responsibility, cannot be answerable, cannot approve a final version in any meaningful sense, and cannot be held to account if the work proves to be wrong or fabricated. It has no standing to agree to anything. Authorship is therefore categorically unavailable to it — not because of a rule that might be relaxed later, but because the tool lacks the one property authorship is built on. This is the same logic that underpins all of authorship and accountability: a name on the author line is a claim of responsibility, and a tool cannot make that claim.

    The test is not “did it contribute to the text?” — plainly a model can. The test is “can it answer for the work?” A tool cannot. That single question settles the authorship question completely.

    The corollary: humans remain fully responsible

    The accountability argument has a sharp consequence that authors sometimes miss. Because the AI cannot be accountable, the human authors are fully accountable for everything the manuscript asserts, including anything the AI produced. A fabricated citation, an invented statistic, a plausible but wrong sentence, a subtly distorted summary — these are the authors’ errors regardless of which tool generated them. Using a generative tool does not divide responsibility; it concentrates it on the humans who chose to use the tool and chose to publish its output. Disclosure makes the workflow transparent, but it transfers none of the responsibility.

    What to disclose instead

    If the AI cannot be an author, where does it go in the published record? It is disclosed as a tool or a method, never as a contributor on the author line. Practice has converged on a clear shape for that disclosure, and a good AI use statement answers three questions:

    • Which tool. Name the specific generative system used, not a generic category. “A large language model” is not a disclosure; the named tool and, where relevant, its provider, is.
    • Where in the workflow. State the stage at which it was used — drafting or editing text, assisting analysis, generating code, producing images — so a reader can locate the boundary of its involvement. Image generation is often held to stricter rules because of the integrity risks around figures.
    • How much, and how verified. Indicate the extent of use and, crucially, state that the authors checked the output. A disclosure that the authors verified the tool’s contributions is what connects the transparency back to the accountability that justified excluding the tool from authorship in the first place.

    On placement, convention is settling: analytical uses belong in the methods section, where they bear on reproducibility; writing assistance belongs in a dedicated statement near the acknowledgements. A generic line that an AI tool was “used to improve readability” fails the test — it names neither the tool nor the boundary of its use.

    What is exempt

    Not every interaction with a computational tool is a disclosable use of generative AI. Most policies exempt tools that do not produce novel content: a spell-checker, a grammar corrector, a reference manager, or basic translation of the author’s own words. The line is whether the tool produced novel content that materially shaped the published work. Author-written text whose grammar was tidied is not AI-assisted writing in the disclosable sense. The boundary is not always crisp — substantive rewriting shades into drafting — and where there is genuine doubt, the safe and professional practice is to disclose.

    Not authorship, and not ghost-writing either

    There is a subtler trap to avoid. Just as a human ghost-writer must be disclosed rather than hidden, an AI tool that substantially drafted a manuscript must be disclosed rather than quietly passed off as the authors’ unaided work. Undisclosed AI drafting is structurally the same failure as undisclosed human ghost-writing: it conceals how the text was produced. The fix is the same — name the tool, state its role, take responsibility for the result.

    Where shared vocabulary fits

    Publishers’ AI policies agree on the principles but differ in wording, threshold, and placement, which means a disclosure written for one venue does not always mean the same thing when read by another system. What is missing is not more policy but a shared definitional layer: agreed terms for AI-assisted writing, AI-assisted analysis, the exempt category, and the rest, so a disclosure carries the same meaning wherever it is read. Supplying that layer — federating to ICMJE and COPE for the normative content rather than inventing it — is the convening role the CASRAI dictionary is built for; the relevant terms sit in the generative AI disclosure domain.

    What to do now

    For authors: never list an AI tool as an author; disclose its use as a tool, naming which tool, where, how much, and that you verified the output; and remember you are accountable for everything it produced. For editors: specify where the AI use statement belongs and ask for the specifics, not a vague line. For standards work: pin down shared definitions of the disclosable categories and the exempt threshold so disclosures mean the same thing across venues.

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  • Disclosing generative AI use in research: what to declare and where

    Two or three years ago, declaring the use of a generative AI tool in a manuscript was an unusual courtesy. Today it is a baseline expectation, written into the author instructions of most major publishers and the recommendations of the bodies that set publishing norms. Yet the question authors most often ask is disarmingly practical: what exactly do I have to declare, and where does the declaration go? This article sets out a clear answer, drawing on the vocabulary being developed in the generative AI use and disclosure domain.

    The two settled principles

    Underneath the variation between publishers, two principles have hardened into near-consensus, and they are the right place to start.

    The first is that a generative AI system cannot be an author. The ICMJE recommendations, and parallel statements from COPE, Nature, Science, and the major university presses, are explicit on this point: authorship entails accountability for the work, and a tool cannot be accountable. AI use is therefore disclosed as a method or a tool, never as a contributor on the author line. This connects directly to the broader account of authorship as a matter of responsibility, not merely of having touched the text.

    The second is that the human authors remain fully responsible for everything the manuscript asserts, including anything an AI system produced. A fabricated citation, a misstated statistic, or a plausible-but-wrong sentence is the authors’ error regardless of which tool generated it. Disclosure does not transfer responsibility; it makes the workflow transparent so that responsibility can be located.

    What counts as disclosable use

    The harder question is the threshold. Not every interaction with a computational tool is a disclosable use of generative AI, and policies generally exempt the trivial. The useful distinction is whether the tool produced novel content that materially shaped the published work.

    • AI-assisted writing — where a generative system drafted, restructured, summarised, or substantively edited text whose output shaped the published wording — is disclosable. A generative AI tool is, in the working definition, a system that produces novel text, code, image, or other media from a prompt, typically using a large neural network.
    • AI-assisted analysis — using a model to perform or shape a data-analysis step, including exploratory analysis or hypothesis generation — is disclosable as part of the methods.
    • AI-generated code that forms part of the research, and AI-generated images in a manuscript, are disclosable, the latter often under stricter rules because of the integrity risks around figures.

    By contrast, most policies define an AI use exempt category for tools that do not produce novel content: a spell-checker, a grammar corrector, a reference manager, or basic translation of the author’s own words. Author-written text whose grammar was tidied by an AI checker is not, in this sense, AI-assisted writing. The line is not always crisp — substantive rewriting shades into drafting — and when in doubt the safe practice is to disclose.

    Where the declaration belongs

    Knowing what to declare is half the problem; the other half is placement, and here practice has converged on a small set of locations.

    The dominant convention is a dedicated AI use disclosure statement in the manuscript: a short declaration that names the system, says where in the workflow it was used, and indicates the extent of that use. “Which tool, where, and how much” is the durable shape of a good statement. Many journals place this in the methods section when the use was analytical, and in a distinct acknowledgements-adjacent statement when the use was in writing.

    A useful test for a disclosure statement: a reader should be able to tell, from the statement alone, which parts of the work involved a generative system and what the authors did to verify its output. A generic line that an AI tool was “used to improve readability” fails this test; it names neither the tool nor the boundary of its use.

    Two adjacent practices strengthen the statement. The first is recording a model selection rationale and, where relevant, the prompt engineering that produced reliable outputs — material that belongs in supplementary methods for analytical uses, because it bears on reproducibility. The second is naming the AI tool provider at the organisational level, so that the disclosure points at an identifiable system rather than a generic category.

    Why structured disclosure, not just prose

    A free-text paragraph at the end of a manuscript is where most disclosures live today, and it is better than nothing. But prose disclosure has the same weakness that prose contribution statements have: it does not travel as data. A structured representation — naming the tool, the workflow stage, the extent, and the verification step as discrete, machine-readable fields — lets downstream systems index, audit, and aggregate AI use across the literature. That is the difference between a sentence a human must read and a record a system can act on, and it is the gap a controlled vocabulary is meant to close. The parallel with structured contribution metadata in CRediT is exact: a settled human-readable form, waiting on consistent machine-readable plumbing.

    The role for shared vocabulary

    Publishers’ AI policies differ in wording, in threshold, and in placement, which means a disclosure written for one journal does not necessarily mean the same thing when read by another system. What is missing is not more policy — the principles are settled — but a shared definitional layer: agreed terms for AI-assisted writing, AI-assisted analysis, exempt category, and the rest, so that a disclosure carries the same meaning wherever it is read. Supplying that layer, federating to ICMJE and COPE for the normative content rather than inventing it, is the convening role the CASRAI dictionary is built for. The practical guidance for authors lives at AI disclosure for authors.

    What to do now

    For authors: disclose any use that produced novel content shaping the work, name the tool and the workflow stage, and state that you verified the output. For editors: specify where the statement goes and ask for structured fields, not just a paragraph. For standards work: prioritise shared definitions of the disclosable categories and the exempt threshold, so disclosures mean the same thing across venues.

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