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CASRAI
Data Governance & Open Science

DMP Guide: ARC for Clinical Medicine & Trials

Learn how to design a fully compliant Data Management Plan (DMP) that satisfies Australian Research Council open-data policies. Explore optimal file formats, metadata mapping, and repository selection for Clinical Medicine & Trials research data.

1. Funder Policy & Open Data Compliance

In alignment with international open-science mandates, Australian Research Council requires all principal investigators to submit a comprehensive Data Management Plan (DMP) with their grant application. A robust DMP details how research data will be collected, processed, documented, stored, shared, and preserved both during and after the project.

Funder-Specific Mandate Directive

The **Australian Research Council (ARC)** open-science policy expects research data in **Clinical Medicine & Trials** to be managed, documented, and archived in public repositories supporting persistent identifiers. Plans must be submitted through the **RMS** portal.

Verified Funder Open-Science Portfolio

Based on independent, open-science bibliometric data from OpenAlex, the Australian Research Council (ARC) oversees a massive scholarly ecosystem with over 186,185 published research outputs under their funding catalog, accumulating over 8,143,781 citations across the global scientific record. To protect the public's investment in this massive knowledge corpus, the funder strictly enforces FAIR data management and open repository deposits, making compliance with this DMP protocol mandatory for all awarded grants.

For projects in the field of Clinical Medicine & Trials, managing data correctly is essential not only for compliance, but also to support peer-review validation and reproducibility. All DMPs must be submitted through the RMS portal, using standard institutional guidelines.

2. Data Types, Formats, and Metadata Standards

A high-quality DMP must explicitly identify the types of data that will be generated and specify open, non-proprietary file formats to ensure long-term usability. For Clinical Medicine & Trials, datasets typically range from raw observational measurements to curated computational models.

Biological data streams for **Clinical Medicine & Trials** focus on cellular imaging and experimental protocols. The DMP specifies long-term archival plans, structured indexing mapped to the **Therapeutics Category** terminology, and secure patient anonymisation to satisfy **ARC** auditors.

To guarantee discoverability, datasets should be documented using standardised metadata schemas that map to the Therapeutics Category branch of scholarly vocabularies. This ensures indexers and crawlers can crawl and identify research outputs accurately.

DMP ComponentCustom Target Value for Clinical Medicine & Trials
Preferred File FormatsSAS (.sas7bdat), CSV (anonymised patient registries), CDISC (clinical data exchange), PDF/A (protocols)
Metadata Schema StandardCDISC ODM, Dublin Core, ClinicalTrials.gov schema
Target Scientific RepositoriesClinicalTrials.gov, Zenodo, Dryad, Vivli, and directory servers mapped in PubMed, Embase & ClinicalTrials.gov

3. Step-by-Step DMP Construction Protocol

When preparing your DMP for a ARC proposal, structure your document around these core sections:

  1. Data Collection and Generation:
    Describe the methodology, instrumentation, or software used to collect or generate new data. Detail quality assurance and quality control measures implemented at your facility.
  2. Documentation and Metadata:
    Explain how the data will be documented, including accompanying read-me files, data dictionaries, and laboratory notebooks. Specify the metadata standards to be utilized (using CDISC ODM, Dublin Core, ClinicalTrials.gov schema as standard).
  3. Ethics, Intellectual Property, and Consent:
    Address how sensitive or confidential datasets will be handled. Detail anonymisation processes, access controls, and compliance with institutional ethics boards.
  4. Storage, Backups, and Security:
    State where data will be stored during active research. Detail automated backup schedules, server redundancies, and access authorisation protocols.
  5. Long-Term Preservation and Archiving:
    Select the digital repository for post-project archiving (such as ClinicalTrials.gov, Zenodo, Dryad, Vivli, and directory servers mapped in PubMed, Embase & ClinicalTrials.gov). Confirm that the repository supports persistent identifiers (handles/DOIs) and provides secure preservation.

Open Science Workflows, Data Curation & Repositories

Establishing a robust data management plan dmp for Clinical Medicine & Trials requires outlining rigorous data collection methods alongside established data curation standards from day one. PIs can leverage structured dmptool workflows to coordinate these data frameworks for review by Australian Research Council. Our project methodology mandates systematic data cleaning and continuous verification of data integrity to support reproducible data wrangling pipelines. To aid secondary usage, a comprehensive data dictionary will accompany every published record. For active storage, the proposal compares a relational data warehouse schema against an unstructured data lake model, reviewing the functional benefits of a data lake vs data warehouse environment for general data analysis and initial exploratory data analysis of study outputs. Open-access guidelines require teams to push finalised files to the dryad data repository, configure shared figshare datasets, or initiate a zenodo data upload, securing a permanent slot in the data citation index that aligns with nsf data management plan directives. To support replication, we will establish strict data versioning protocols on the open science framework osf to guide reproducible data sharing that follows fair data principles examples. When working with sensitive community records, the project will strictly observe the care data principles and indigenous data sovereignty care guidelines to guarantee ethical data stewardship in accordance with ARC rules. Aligning the archiving schedule directly with ARC open-access metrics protects the project's funding cycles.

4. Frequently Asked Questions

Are we required to share all raw data from our research?

No, ARC policies generally recognise that some data cannot be shared publicly due to privacy, security, intellectual property, or commercialisation constraints. In such cases, your DMP must justify why certain datasets are restricted and describe how metadata will still be made discoverable.

Who owns the research data generated under this grant?

Data ownership is typically held by the host institution, subject to co-ownership clauses in collaborative projects. However, ARC guidelines require that data be made as openly available as possible under open licensing, such as Creative Commons or Open Data Commons.

DMP Specifications

Funding BodyARC (Australia)
Submission ToolRMS
ROR Funder ID05mmh0f86
Crossref Funder ID501100000923
Discipline FocusClinical Medicine & Trials
Target Index DBPubMed, Embase & ClinicalTrials.gov

FAIR Principles

Your plan must align with the FAIR Principles:

  • Findable: Rich metadata and persistent DOIs.
  • Accessible: Free retrieval via standard protocols.
  • Interoperable: Open formats and vocabulary alignment (such as CDISC ODM, Dublin Core, ClinicalTrials.gov schema).
  • Reusable: Clear data licensing and reuse guidelines.

Referenced across the research world

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