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CASRAI
Data Governance & Open Science

DMP Guide: NSF for Genomics & Bioinformatics

Learn how to design a fully compliant Data Management Plan (DMP) that satisfies National Science Foundation open-data policies. Explore optimal file formats, metadata mapping, and repository selection for Genomics & Bioinformatics research data.

1. Funder Policy & Open Data Compliance

In alignment with international open-science mandates, National Science Foundation requires all principal investigators to submit a comprehensive Data Management Plan (DMP) with their grant application. A robust DMP details how research data will be collected, processed, documented, stored, shared, and preserved both during and after the project.

Funder-Specific Mandate Directive

Applications submitted to the **National Science Foundation (NSF)** for **Genomics & Bioinformatics** must incorporate a comprehensive Data Management Plan (DMP) using the **Research.gov** gateway. Federal directives require that all underlying research data be archived and made publicly accessible upon publication or immediately following the award period.

Verified Funder Open-Science Portfolio

Based on independent, open-science bibliometric data from OpenAlex, the National Science Foundation (NSF) oversees a massive scholarly ecosystem with over 1,723,295 published research outputs under their funding catalog, accumulating over 72,920,494 citations across the global scientific record. To protect the public's investment in this massive knowledge corpus, the funder strictly enforces FAIR data management and open repository deposits, making compliance with this DMP protocol mandatory for all awarded grants.

For projects in the field of Genomics & Bioinformatics, managing data correctly is essential not only for compliance, but also to support peer-review validation and reproducibility. All DMPs must be submitted through the Research.gov portal, using standard institutional guidelines.

2. Data Types, Formats, and Metadata Standards

A high-quality DMP must explicitly identify the types of data that will be generated and specify open, non-proprietary file formats to ensure long-term usability. For Genomics & Bioinformatics, datasets typically range from raw observational measurements to curated computational models.

In the domain of computational **Genomics & Bioinformatics**, investigators must archive both the raw input datasets and the containerized software (Docker/Singularity) used for analysis. This ensures that **NSF** compliance officers can verify and replicate pipeline executions.

To guarantee discoverability, datasets should be documented using standardised metadata schemas that map to the Genetic Phenomena branch of scholarly vocabularies. This ensures indexers and crawlers can crawl and identify research outputs accurately.

DMP ComponentCustom Target Value for Genomics & Bioinformatics
Preferred File FormatsFASTA/FASTQ (raw sequencing), BAM/SAM (alignments), VCF (variant calls), HDF5 (genomic coordinates)
Metadata Schema StandardMINSEQE standards, SRA XML metadata, CodeMeta schema
Target Scientific RepositoriesNCBI Sequence Read Archive (SRA), ENA, Zenodo, and directory servers mapped in PubMed, NCBI & European Nucleotide Archive

3. Step-by-Step DMP Construction Protocol

When preparing your DMP for a NSF proposal, structure your document around these core sections:

  1. Data Collection and Generation:
    Describe the methodology, instrumentation, or software used to collect or generate new data. Detail quality assurance and quality control measures implemented at your facility.
  2. Documentation and Metadata:
    Explain how the data will be documented, including accompanying read-me files, data dictionaries, and laboratory notebooks. Specify the metadata standards to be utilized (using MINSEQE standards, SRA XML metadata, CodeMeta schema as standard).
  3. Ethics, Intellectual Property, and Consent:
    Address how sensitive or confidential datasets will be handled. Detail anonymisation processes, access controls, and compliance with institutional ethics boards.
  4. Storage, Backups, and Security:
    State where data will be stored during active research. Detail automated backup schedules, server redundancies, and access authorisation protocols.
  5. Long-Term Preservation and Archiving:
    Select the digital repository for post-project archiving (such as NCBI Sequence Read Archive (SRA), ENA, Zenodo, and directory servers mapped in PubMed, NCBI & European Nucleotide Archive). Confirm that the repository supports persistent identifiers (handles/DOIs) and provides secure preservation.

Open Science Workflows, Data Curation & Repositories

Establishing a robust data management plan dmp for Genomics & Bioinformatics requires outlining rigorous data collection methods alongside established data curation standards from day one. PIs can leverage structured dmptool workflows to coordinate these data frameworks for review by National Science Foundation. Adhering to NSF requirements means detailing how raw files undergo data cleaning, how researchers verify ongoing data integrity, and which tools handle automated data wrangling. Additionally, a standardized data dictionary must be compiled to guarantee metadata clarity. For active storage, the proposal compares a relational data warehouse schema against an unstructured data lake model, reviewing the functional benefits of a data lake vs data warehouse environment for general data analysis and initial exploratory data analysis of study outputs. To ensure permanent access, datasets will be deposited in the dryad data repository, hosted as figshare datasets, or archived via a secure zenodo data upload, enabling inclusion in the data citation index and fulfilling standard nsf data management plan and local NSF requirements. To support replication, we will establish strict data versioning protocols on the open science framework osf to guide reproducible data sharing that follows fair data principles examples. When working with sensitive community records, the project will strictly observe the care data principles and indigenous data sovereignty care guidelines to guarantee ethical data stewardship in accordance with NSF rules. Implementing this storage layout satisfies compliance protocols overseen by the NSF data audit team.

4. Frequently Asked Questions

Are we required to share all raw data from our research?

No, NSF policies generally recognise that some data cannot be shared publicly due to privacy, security, intellectual property, or commercialisation constraints. In such cases, your DMP must justify why certain datasets are restricted and describe how metadata will still be made discoverable.

Who owns the research data generated under this grant?

Data ownership is typically held by the host institution, subject to co-ownership clauses in collaborative projects. However, NSF guidelines require that data be made as openly available as possible under open licensing, such as Creative Commons or Open Data Commons.

DMP Specifications

Funding BodyNSF (United States)
Submission ToolResearch.gov
ROR Funder ID021nxhr62
Crossref Funder ID100000001
Discipline FocusGenomics & Bioinformatics
Target Index DBPubMed, NCBI & European Nucleotide Archive

FAIR Principles

Your plan must align with the FAIR Principles:

  • Findable: Rich metadata and persistent DOIs.
  • Accessible: Free retrieval via standard protocols.
  • Interoperable: Open formats and vocabulary alignment (such as MINSEQE standards, SRA XML metadata, CodeMeta schema).
  • Reusable: Clear data licensing and reuse guidelines.

Referenced across the research world

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