cOAlition S / Plan S
A consortium of national funders, charities, and the ERC committed to immediate open-access publication of funded research under a CC BY-equivalent licence.
Continental hub · Europe
The European research-administration landscape is shaped by two overlapping orders: the European Union’s Horizon Europe framework and European Research Area, and a constellation of national systems with their own funders, assessment frameworks, and CRIS infrastructure. Plan S was born here. CoARA was born here. So was CERIF.
Europe is the most institutionally dense research-administration region in the world. A typical European principal investigator is simultaneously navigating an EU framework programme, a national funder, an institutional CRIS, a national assessment cycle, and at least one open-science mandate. The structural split between the European Union and the United Kingdom — sharpened by the United Kingdom’s withdrawal from the European Union in 2020 and its associated re-association to Horizon Europe in late 2023 — defines much of the operating model. EU funding flows through the European Commission’s Directorate-General for Research and Innovation; UK funding flows through UK Research and Innovation (UKRI) and the seven research councils. Both regulators have converged on open-access and responsible-assessment principles, even where the funding mechanics differ.
The European Research Area (ERA), relaunched under the European Commission’s 2020 Communication, frames pan-European coordination on open science, research careers, gender equality, and research integrity. cOAlition S — the international consortium of national funders that launched Plan S in 2018 — provided the policy spine for immediate open-access publication of publicly funded research. Horizon Europe (2021-27) hard-wired these commitments into its model grant agreement, particularly through Article 17 on Open Science. National funders run in parallel: the German Deutsche Forschungsgemeinschaft (DFG), the French Agence Nationale de la Recherche (ANR), the Swiss National Science Foundation (SNSF), and the Nordic agencies all complement, rather than substitute for, EU funding. Researchers cite EU and national grants on the same publication.
Horizon Europe is the European Union’s ninth Framework Programme for Research and Innovation, running 2021-27 with a headline budget of €95.5 billion. It is structured around three pillars: Excellent Science (Pillar 1, housing the European Research Council, the Marie Skłodowska-Curie Actions, and research infrastructures), Global Challenges and European Industrial Competitiveness (Pillar 2, a thematic cluster portfolio totalling €53.5 billion), and Innovative Europe (Pillar 3, housing the European Innovation Council and the European Institute of Innovation and Technology). The European Research Council (erc.europa.eu) operates as the EU’s frontier-research funder, awarding Starting, Consolidator, Advanced, Synergy, and Proof-of-Concept grants under bottom-up, investigator-driven peer review.
The Horizon Europe model grant agreement is the binding legal instrument. Article 17 — the Open Science clause — requires immediate open-access publication under CC BY or equivalent, with publishing fees eligible for reimbursement only for fully open-access venues. Article 17 also obliges beneficiaries to deposit metadata and the published version (or accepted manuscript) in a trusted repository, to manage data under FAIR principles documented in a Data Management Plan, and to use persistent identifiers (ORCID for individuals, DOI or equivalent for outputs). The European Commission strongly recommends — and increasingly expects — beneficiaries to maintain a Current Research Information System (CRIS) or institutional research-information layer aligned with the OpenAIRE Graph. The Eurostars programme, run jointly with the EUREKA network, applies a parallel open-science expectation for SME-led collaborative projects.
EuropePMC — operated by EMBL-EBI and funded by 35+ European research funders led by Wellcome — is the canonical biomedical-literature open-access mirror, equivalent to PubMed Central but with broader funder coverage. For administrators, the relevant CASRAI guidance touches /credit/for-authors on contribution attribution under Horizon Europe outputs, /for-authors/funder-mandates on the specific text of Horizon Europe’s open-access clauses, and /regions/european-union for the EU-jurisdiction landing page.
UK Research and Innovation (UKRI) is the umbrella organisation established in 2018 that brings together the seven discipline-aligned research councils (Medical Research Council, Biotechnology and Biological Sciences Research Council, Engineering and Physical Sciences Research Council, Economic and Social Research Council, Arts and Humanities Research Council, Natural Environment Research Council, Science and Technology Facilities Council), plus Innovate UK and Research England. UKRI is the dominant public funder by volume, working alongside the National Institute for Health and Care Research (NIHR, the cross-cutting health-research funder), the Wellcome Trust (the largest UK biomedical charity), the Royal Society, the British Academy, Cancer Research UK, the Leverhulme Trust, and the Nuffield Foundation.
The Research Excellence Framework is the UK’s national institutional-assessment exercise. REF 2021 graded outputs, impact case studies, and research environment across 34 Units of Assessment; the funding allocation downstream is multi-billion-pound. REF 2029 (the renamed cycle that succeeds the previously announced REF 2028) is being redesigned around responsible-assessment principles, embedding DORA and CoARA language into its assessment criteria and reducing reliance on journal-level metrics. The Royal Society’s Résumé for Researchers (R4RI) narrative CV format — adopted as the Resume for Research and Innovation by UKRI — was made mandatory for UKRI fellowship and personal-award applications from January 2024. R4RI asks applicants to describe contributions narratively across four modules in language directly aligned with the CRediT taxonomy.
DORA signatories among UK research organisations include UKRI itself, Wellcome, the Royal Society, every Russell Group university, and the great majority of post-1992 institutions. ORCID adoption is coordinated through the ORCID-UK Consortium administered by Jisc, which provides discounted membership and integration support to UK universities and research councils. For depth on these instruments see /regions/united-kingdom and /for-authors/narrative-cv.
Switzerland sits inside Horizon Europe (re-associated in 2024 after a multi-year hiatus) and inside cOAlition S, but its national funding system is independently governed by the Swiss National Science Foundation (SNSF) and the umbrella organisation swissuniversities. The SNSF was among the earliest national funders to pilot the SciCV narrative CV format in 2021, replacing publication lists with structured contribution narratives. It is one of the most active national funders inside CoARA and has published explicit guidance referencing CRediT for collaborative-team output reporting. Switzerland’s federal funding architecture for COVID-19 response in 2020-22 became a much-cited precedent for rapid, lightweight, open-by-default funding instruments — adopted in part by the EU and several national funders for subsequent crisis-response calls.
The Nordic countries operate a tightly coordinated research-funding landscape. NordForsk, hosted in Oslo and funded jointly by the Nordic Council of Ministers, runs pan-Nordic programmes that complement national funders. The Research Council of Norway (NFR), the Research Council of Finland (formerly the Academy of Finland), Sweden’s Vetenskapsrådet alongside Vinnova and FORMAS, the Independent Research Fund Denmark, and Iceland’s Rannís all participate in cOAlition S. Plan S compliance is essentially universal across Nordic public funding. National CRIS infrastructure is mature: Cristin in Norway, SwePub in Sweden, TUHAT and JUSTUS in Finland, all federated through OpenAIRE. The Novo Nordisk Foundation, Lundbeck Foundation, Carlsberg Foundation, and Knut and Alice Wallenberg Foundation — large private philanthropies operating largely independently of public funders — round out the Nordic landscape and have become globally significant biomedical and basic-science funders.
Germany’s Deutsche Forschungsgemeinschaft (DFG) is one of the largest national basic-research funders globally; alongside the federal Bundesministerium für Bildung und Forschung (BMBF) and the major non-university research organisations (Helmholtz, Max Planck, Fraunhofer, Leibniz), it has shaped much of the European open-access and integrity policy agenda. The Wissenschaftsrat advises on national assessment. France runs research funding through the Centre National de la Recherche Scientifique (CNRS) — the largest fundamental-research organisation in Europe — and the project-based Agence Nationale de la Recherche (ANR), with INSERM, INRAE, the Institut Pasteur, and the CEA operating as discipline-specific powerhouses. Spain’s Agencia Estatal de Investigación (AEI) and the Consejo Superior de Investigaciones Científicas (CSIC) anchor the national system. Portugal’s Fundação para a Ciência e a Tecnologia (FCT) is a CoARA signatory operating a national CRIS layer (CIÊNCIAVITAE). Italy’s Ministero dell’Università e della Ricerca (MUR, formerly MIUR), the Consiglio Nazionale delle Ricerche (CNR), and AIRC for biomedical research operate alongside the ANVUR-run VQR national-assessment cycle.
Europe is the source region of most modern open-science mandates. Plan S was launched in September 2018 by cOAlition S — a group then comprising eleven national funders and the ERC, since expanded to over twenty members. The European Open Science Cloud (EOSC) is the federated FAIR-data infrastructure co-funded under Horizon Europe and operated through the EOSC Association, with Tripartite Governance shared by the European Commission, member states, and the research community. OpenAIRE — and the current OpenAIRE Nexus project — aggregates 200M+ outputs into the OpenAIRE Graph. The Directory of Open Access Journals (DOAJ) serves as the authoritative whitelist of trustworthy open-access venues and is the de facto Plan S reference index.
The 2023 revision of the European Code of Conduct for Research Integrity (ALLEA) is the binding integrity framework for Horizon Europe and most national funders. The Coalition for Advancing Research Assessment (CoARA) was launched in 2022, codifying the Agreement on Reforming Research Assessment, and brings together more than 800 signatory organisations across Europe and beyond. CoARA consolidates the principles of DORA, the Leiden Manifesto, and the Hong Kong Principles into a single commitment framework, with working groups on narrative CVs, peer review, indicators, and reproducibility. See dora.org for the underlying San Francisco Declaration that several thousand European institutions have signed.
European-headquartered publishers and European editorial offices of multinational publishers operationalise CRediT at submission for the majority of their journal portfolios. Elsevier (Amsterdam), Springer Nature (Berlin, London, Heidelberg), Wiley (the European operation), BMJ, Taylor & Francis, Frontiers (Lausanne), Oxford University Press, Cambridge University Press, the Royal Society publishing programme, and Cell Press all require CRediT statements at submission. eLife — based in Cambridge, UK — was an original CRediT design partner from 2014 and remains a CRediT pioneer. See /credit/adoption for the canonical adoption matrix and per-publisher percentage-of-corpus figures, and /credit/for-authors for the author-facing guidance on how to write a CRediT statement that satisfies these submission systems.
Europe contributes heavily to global persistent-identifier infrastructure. ORCID maintains a regional consortium model with national consortia in the United Kingdom (Jisc), Germany, France, Italy, Spain, the Netherlands, and the Nordics. DataCite — the global authority for DOIs assigned to research data — is headquartered in Hannover, Germany, and serves European repositories as well as the global community. The Research Activity Identifier (RAiD) is being adopted into European CRIS systems, including pilots inside several national CRIS deployments. The Research Organization Registry (ROR) reflects heavy European institutional contributions, with the majority of European universities maintaining ROR records and reconciling them against national institutional directories. For implementation depth see /implement/datacite, /implement/crossref, and /for-authors/persistent-identifiers.
euroCRIS is the European stewardship body for Current Research Information Systems, founded in 2002 and now coordinating CRIS practice across hundreds of European universities, research-performing organisations, and funders. euroCRIS maintains the Common European Research Information Format (CERIF), the canonical data model for CRIS interoperability. CERIF and the CASRAI Dictionary are aligned at the semantic layer; CASRAI and euroCRIS publish joint cross-walks under /federation/cross-walks, and the federation page /federation/eurocris documents the cooperative governance. CRIS implementations across Europe include Elsevier Pure (the dominant commercial CRIS in the UK and Nordic universities), Symplectic Elements (widely deployed in Russell Group institutions), VIVO (open-source, deployed at the Max Planck Society and several Iberian institutions), and DSpace-CRIS (an open-source layer built on DSpace, deployed in Italian and Spanish institutions). All four operationalise CERIF or a CASRAI/CERIF-aligned schema at the interoperability layer.
Country pages
National funders
Beyond the EU institutions and the United Kingdom, every European country operates its own national funder or funders, typically in coordination with cOAlition S, CoARA, and EOSC. The table below captures the most influential systems.
| Country | Principal funders | Notes |
|---|---|---|
| Germany | DFG (Deutsche Forschungsgemeinschaft), BMBF, Helmholtz, Max Planck, Leibniz, Volkswagen Stiftung | Wissenschaftsrat (German Council of Science and Humanities) leads national assessment; DFG was an early Plan S signatory. |
| France | ANR (Agence Nationale de la Recherche), CNRS, INSERM, INRAE, Institut Pasteur | HCERES coordinates institutional evaluation; the second Plan national pour la science ouverte (PNSO 2021-24) is renewed annually. |
| Spain | AEI (Agencia Estatal de Investigación), CSIC, Fundación La Caixa, ICREA | Strong CoARA participation; aligned with EOSC and the FECYT certification framework. |
| Portugal | FCT (Fundação para a Ciência e a Tecnologia) | FCT operates a national CRIS layer (CIÊNCIAVITAE) and is a CoARA signatory. |
| Italy | MUR (Ministero dell’Università e della Ricerca, formerly MIUR), CNR, INFN, AIRC | ANVUR runs the VQR national assessment; reformed in line with CoARA principles for the 2020-24 cycle. |
| Switzerland | SNSF (Swiss National Science Foundation), Innosuisse, swissuniversities | SNSF piloted SciCV narrative CVs and is among the most prominent national funders inside CoARA. |
| Norway | Research Council of Norway (NFR), Trond Mohn Foundation | Cristin national CRIS; mandatory Plan S CC BY for NFR-funded outputs. |
| Sweden | Vetenskapsrådet (Swedish Research Council), Vinnova, FORMAS, Knut and Alice Wallenberg Foundation | SwePub national bibliographic infrastructure; coordinated through the Royal Library. |
| Finland | Academy of Finland (now Research Council of Finland), Business Finland, Sigrid Jusélius Foundation | Finnish national CRIS (TUHAT, JUSTUS) backed by the CSC; strong open-science governance. |
| Denmark | Independent Research Fund Denmark (DFF), Novo Nordisk Foundation, Lundbeck Foundation, Carlsberg Foundation | The Novo Nordisk Foundation is now one of the largest single research funders in Europe by annual disbursement. |
| Netherlands | NWO (Dutch Research Council), ZonMw, KNAW | Recognition & Rewards programme has reshaped Dutch academic career assessment along CoARA lines. |
| Belgium | FWO (Flanders), F.R.S.-FNRS (Wallonia-Brussels), BELSPO | Federal/regional dual structure; ORCID-Belgium consortium via the Royal Library KBR. |
| Austria | FWF (Austrian Science Fund), FFG, ÖAW | FWF is a founding Plan S funder and an active CoARA participant. |
| Ireland | Taighde Éireann – Research Ireland (formed 2024 from SFI + Irish Research Council) | Single national funder since the 2024 merger; aligned with UKRI on open-access policy. |
| Poland | NCN (National Science Centre), NCBR (National Centre for Research and Development), FNP | NCN was one of the earliest Plan S signatories from Central Europe. |
Open-science pillars
A consortium of national funders, charities, and the ERC committed to immediate open-access publication of funded research under a CC BY-equivalent licence.
Federated infrastructure for FAIR research data across European disciplines; co-funded under Horizon Europe.
Aggregated metadata graph linking 200M+ publications, datasets, projects, and ORCIDs across European repositories.
Authoritative whitelist of trustworthy open-access journals; the de facto Plan S reference index.
The European Code of Conduct for Research Integrity, signed by the EU institutions; revised May 2023.
Born 2022 from the Agreement on Reforming Research Assessment; 800+ signatory organisations consolidating DORA, the Leiden Manifesto, and the Hong Kong Principles.
European mirror and supplement of PubMed Central, funded by 35+ European research funders led by Wellcome.
Plan S is the open-access policy framework launched by cOAlition S in 2018, requiring immediate CC BY publication of all peer-reviewed outputs from participating funders. The relevant CASRAI Dictionary terms include Open Access Status, Embargo Period, Article Processing Charge, Transformative Agreement, and Repository Deposit. See /credit/for-authors for how Plan S licensing intersects with contributor attribution, and /implement/crossref for the metadata fields that signal Plan S compliance to indexers.
UKRI made the four-module Resume for Research and Innovation (R4RI) mandatory for fellowship and personal-award applications in January 2024. R4RI asks applicants to describe contributions narratively in language directly aligned with the 14 CRediT roles. The /for-authors/narrative-cv page covers the four-module structure; /credit/for-authors covers the role vocabulary R4RI draws on.
Yes. CoARA’s Agreement on Reforming Research Assessment commits signatories to qualitative, contribution-based evaluation rather than metric-only assessment — a model the CASRAI Dictionary has underpinned since 2006. CRediT (ANSI/NISO Z39.104-2022), maintained by CASRAI, is one of the structured taxonomies CoARA working groups cite as enabling responsible contribution assessment.
No. Article 17 of the Horizon Europe model grant agreement requires immediate open-access publication, FAIR data management, and persistent-identifier use. Contributor taxonomies are encouraged through the Annotated Model Grant Agreement guidance but are not contractual conditions of award. In practice CRediT statements appear on most Horizon Europe outputs because the receiving journals require them. See /for-authors/funder-mandates for the matrix view.
euroCRIS stewards the CERIF data model — the canonical European exchange schema for Current Research Information Systems. CERIF and the CASRAI Dictionary are aligned at the semantic layer: cross-walks are published at /federation/cross-walks, and the federation page /federation/eurocris describes joint maintenance with euroCRIS for European CRIS implementations.
Elsevier, Springer Nature, Wiley, BMJ, Taylor & Francis, Frontiers, Oxford University Press, Cambridge University Press, the Royal Society publishing programme, eLife (a CRediT design pioneer since 2014), and Cell Press all require CRediT statements at submission. See /credit/adoption for the canonical list and the percentage-of-corpus figures by publisher.