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510(k) vs De Novo: FDA Device Pathways

Compare FDA 510(k) and De Novo pathways: predicate requirements, review clocks, MDUFA fees, and classification outcomes for medical device development.

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How do 510(k) Premarket Notification, De Novo Classification compare side by side?

The table below compares 510(k) Premarket Notification, De Novo Classification across 10 procurement-relevant dimensions, from statutory authority through when to choose this pathway.

Side-by-side comparison

Dimension510(k) Premarket NotificationDe Novo Classification
Statutory authoritySection 510(k) of the FD&C Act (21 U.S.C. § 360(k)); 21 CFR Part 807 Subpart ESection 513(f)(2) of the FD&C Act (21 U.S.C. § 360c(f)(2)); 21 CFR Part 860 Subpart D
Primary objectiveDemonstrate substantial equivalence (SE) to a legally marketed predicate deviceEstablish risk-based classification into Class I or Class II for a novel device lacking a predicate
Predicate requirementMandatory; requires an existing legally marketed device with compatible intended use and techNone allowed; strictly designed for novel device types where no legally marketed predicate exists
Device risk tierClass II (standard) and select non-exempt Class I or preamendment Class III devicesLow-to-moderate risk devices that would otherwise default to Class III under Section 513(f)(1)
FDA review timeline goal90 FDA calendar days (30 days for Special 510(k); 180-day applicant deficiency hold)150 FDA calendar days (15-day technical screening; 180-day applicant deficiency hold)
Standard MDUFA fee (FY 2027)$28,653 standard application fee ($7,163 for CDRH-qualified small businesses)$191,020 standard application fee ($47,755 for CDRH-qualified small businesses)
Electronic submission mandateMandatory eSTAR electronic submission format effective October 1, 2023Mandatory eSTAR electronic submission format effective October 1, 2025
Authorization outcome510(k) Clearance Order under an existing regulation and product codeDe Novo Granting Order creating a new 21 CFR regulation, product code, and special controls
Subsequent market impactClears device for sale; cannot create a new classification code or new special controlsDevice immediately becomes a legally marketed predicate for competitor 510(k) filings
When to choose this pathwayChoose when a viable predicate device exists in FDA databases with identical intended useChoose when developing novel low/moderate-risk device with no predicate, avoiding full PMA

Common questions

Common questions about 510(k) Premarket Notification vs De Novo Classification

What is the difference between 510(k) and De Novo?

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The fundamental difference is predicate availability: a 510(k) requires demonstrating substantial equivalence to an existing legally marketed device, whereas De Novo classifies novel low-to-moderate-risk devices that have no predicate.

How does PMA compare to De Novo and 510(k)?

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Premarket Approval (PMA) is for high-risk (Class III) devices requiring full clinical trials ($636,732 standard fee). De Novo classifies novel low-to-moderate-risk devices into Class I or II ($191,020 fee), while 510(k) clears predicate-matched devices ($28,653 fee).

Can a device cleared through De Novo be used as a predicate?

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Yes. When FDA grants a De Novo request, it creates a new 21 CFR regulation and product code. The authorized device immediately becomes a legally marketed predicate for subsequent competitor 510(k) submissions.

Can you file a Direct De Novo without submitting a 510(k) first?

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Yes. Under Section 513(f)(2) of the FD&C Act, sponsors can submit a Direct De Novo (Option 2) if they determine that no predicate device exists, without first undergoing a 510(k) Not Substantially Equivalent (NSE) determination.

Referenced across the research world

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