Skip to main content
v2026.11,986 entries · CC-BY 4.0
NIKOLAI · nikolai-v0.3

AI Safety Glossary

This glossary of AI safety terminology defines 549 terms used in frontier-AI safety frameworks, risk reports and AI law, in plain language: 106 NIKOLAI elements and 443 related terms defined alongside them. Each term's definition links the public primary document it reflects, such as a developer's safety framework, a statute or an evaluator's published method; each element links to its own page with its sources and crosswalk.

NIKOLAI is CASRAI's own proposal. No lab, evaluator or regulator has endorsed NIKOLAI, reviewed a mapping, or been consulted on this dictionary. See what NIKOLAI is and is not. Current release: nikolai-v0.3 (changelog). Licensed CC-BY 4.0.

A

Acceptable risk levelTerm

An acceptable risk level is the bar residual risk must stay under for a model to be deployed. OpenAI's framework states that if residual risks exceed acceptable risk levels, the model is not deployed without additional mitigations.

Defined under Residual Risk and Risk Acceptance Determination

Source: OpenAI Frontier Governance Framework

Access control (who may use a model and its capabilities)NIKOLAI element · N6

Access control, for AI models, is the set of rules that decide who may use a model or its riskier capabilities and on what terms, through identity checks, trusted-access programmes, rate limits, account bans and limits on fine-tuning or weight release.

Also called: Trust-based Access, User verification, Account moderation

Element page: sources and crosswalk · Mitigations and security

AccountabilityTerm

Accountability, in a frontier AI safety framework, means that identified people or bodies answer for carrying out the framework and its decisions, so that the public, governments and industry peers can trust that the developer adheres to its own policy.

Defined under Accountable Decision-Maker and Sign-Off

Source: OpenAI Preparedness Framework v2

Accountable Decision-Maker and Sign-OffNIKOLAI element · N9

An accountable decision-maker is the named person, role or small committee with authority to approve a high-stakes AI safety decision, such as accepting residual risk or deploying a frontier model, recorded together with what was approved, by whom and when.

Also called: Sign-off authority, Executive approval, Deployment go/no-go decision, Final authority, Responsible Scaling Officer (RSO), Corporate officer primarily accountable

Element page: sources and crosswalk · Commitments and governance

Activation classifierTerm

An activation classifier inspects a model's internal activations during generation rather than its text. OpenAI describes pausing streaming to the user when the patterns suggest harmful content, while a separate check decides whether it is harmful.

Defined under Classifier (input and output safeguard classifier)

Source: GPT-5.6 deployment safety card

Activation steeringTerm · Alignment research

Activation steering is a technique that changes an AI model's behaviour while it runs by adding a computed direction, called a steering vector, to its internal activations. It can shift properties such as the topic or tone of outputs without retraining the model.

Also called: activation engineering, activation addition, ActAdd, steering vector

Source: Turner et al., Steering Language Models With Activation Engineering (2023)

Advanced AI Scaling FrameworkTerm

Advanced AI Scaling Framework is Meta's safety framework. Version 2, dated April 7, 2026, succeeded the Frontier AI Framework of February 2025 and covers chemical and biological, cybersecurity and loss-of-control risks.

Defined under Safety framework

Source: Meta Advanced AI Scaling Framework v2

Adversarial exampleTerm · Risks

An adversarial example is an input deliberately modified, often in ways people cannot notice, so that a machine learning model misclassifies it or misbehaves when deployed. Adversarial examples are the classic evasion attack against AI systems.

Also called: adversarial input

Source: NIST AI 100-2e2025, Adversarial Machine Learning: A Taxonomy and Terminology of Attacks and Mitigations, Glossary

Adversarial machine learningTerm · Risks

Adversarial machine learning is the study of attacks that exploit the statistical, data-driven nature of machine learning systems, such as evasion, poisoning and privacy attacks, and of the defences against them. NIST maintains a standard taxonomy and terminology for the field.

Also called: AML

See also: Security control

Source: NIST AI 100-2e2025, Adversarial Machine Learning: A Taxonomy and Terminology of Attacks and Mitigations, Glossary

Adversarial trainingTerm · Safeguards

Adversarial training is a technique for making AI models more reliable in which developers first build inputs designed to make the model fail, then train the model to recognise and handle those inputs correctly.

See also: Safeguard, Robustness level

Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary

AEF-1Term

AEF-1 is a voluntary standard and checklist that third-party AI evaluators use to show the independence, access and transparency conditions under which an evaluation was carried out, published alongside their results.

Defined under Third-Party Evaluator

Source: AEF-1: Minimum Operating Conditions for Independent Third Party AI Evaluations (v1, 4 Dec 2025)

Affected-party notificationTerm

Affected-party notification is telling the organisations or people harmed or put at risk by an AI incident what happened. OpenAI lists coordinating such notifications among the decision rights it is clarifying for misalignment incidents.

Defined under Incident disclosure

Source: OpenAI/Hugging Face Incident Technical Report

Affirmative caseTerm

An affirmative case is a developer's positive argument that a high-capability model is safe enough to proceed. UK AISI cites Anthropic's use of "affirmative cases" in its sketch of ASL-4 policies as an example of frontier developers adopting safety cases.

Defined under Safety Case (Assurance Argument)

Source: UK AI Security Institute blog: Safety cases at AISI (Irving, 23 Aug 2024)

After-action reviewTerm

After-action review is a structured review after a significant incident that records lessons and required fixes. Anthropic's Advanced AI Framework proposes binding after-action reviews after nationally significant biological incidents, with public reporting and corrective-action deadlines.

Defined under Corrective action

Source: Anthropic Advanced AI Framework

Aggregated incident reportTerm

Aggregated incident report is the annual anonymised summary of critical safety incidents that California's Office of Emergency Services must produce from 1 January 2027 and send to the Legislature and the Governor, while individual incident reports stay exempt from public records law.

Defined under Incident disclosure

Source: California SB 53 (Transparency in Frontier Artificial Intelligence Act), Chapter 138, Statutes of 2025

Aggregation type (conjunctive, disjunctive, convergent)Term

Aggregation type says how sub-claims combine: conjunctive (strength roughly the product of sub-claim strengths, all must hold), disjunctive (at least one must hold) or convergent (independent partial evidence accumulates). Anthropic's Risk Report annotates its sub-claims this way.

Defined under Claim

Source: Anthropic Risk Report, August 2026

AI accidentTerm · Risks

An AI accident is unintended and harmful behaviour that emerges from the poor design of a real-world AI system, as defined in the 2016 paper Concrete Problems in AI Safety. The paper groups the causes into wrong objectives, objectives too costly to check and unsafe learning behaviour.

Also called: accident risk

See also: Incident

Source: Amodei et al., Concrete Problems in AI Safety (2016)

AI agentTerm · Foundations

An AI agent is an AI system that can carry out complex, multi-step tasks on its own, using tools and acting in its environment, for example by creating files, taking actions on the web or delegating work to other agents, to pursue a goal with little or no human oversight.

Also called: agentic AI, autonomous agent, agent

See also: Internal deployment and internal-use risk, Monitor

Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary

AI alignmentTerm · Foundations

AI alignment is the tendency of an AI system to use its capabilities in line with human intentions, values or norms. Whose intentions count depends on context: they may be those of the developer, the user, a particular community or society as a whole.

Also called: alignment, value alignment

See also: Evaluation, Safety Case (Assurance Argument)

Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary

AI auditTerm · Evaluation

An AI audit is a formal review of whether an organisation or AI system conforms to the standards, policies or procedures that apply to it, carried out either internally or by an independent third party.

Also called: audit, algorithmic audit

See also: External Review, Evaluator Independence and Conflict of Interest, AI-Model Review

Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary

AI control (safeguards that hold even if a model is misaligned)NIKOLAI element · N6

AI control is the approach of keeping an AI system safe even if the model itself is misaligned and trying to subvert its safeguards, by limiting its permissions, monitoring it with trusted models or humans and testing those measures against a red team playing the model.

Also called: Control measures, Safeguards against a misaligned model

Element page: sources and crosswalk · Mitigations and security

AI disasterTerm

AI disaster, in the OECD's terminology, is a serious AI incident that disrupts the functioning of a community or a society and may test or exceed its capacity to cope using its own resources.

Defined under Incident

Source: OECD, Defining AI incidents and related terms (OECD Artificial Intelligence Papers No. 16, 2024)

AI Evaluator ForumTerm

The AI Evaluator Forum is a network of organisations that conduct independent, third-party evaluations of AI systems, sharing methods and aligning on professional norms; it publishes the AEF-1 standard.

Defined under Third-Party Evaluator

Source: AI Evaluator Forum (home page)

AI governanceTerm · Governance

AI governance is the set of policies, roles, processes and accountability structures that direct how AI is developed, deployed and overseen. In the NIST AI Risk Management Framework, GOVERN is a cross-cutting function that shapes an organisation's risk culture and informs how AI risks are mapped, measured and managed.

Also called: governance of AI

See also: Accountable Decision-Maker and Sign-Off, Framework Update Protocol, Commitment, Safety framework

Source: NIST AI 100-1, Artificial Intelligence Risk Management Framework (AI RMF 1.0), 2023

AI hazardTerm

AI hazard is the OECD's term for an event, circumstance or series of events where the development, use or malfunction of AI systems could plausibly lead to an AI incident. The OECD counts near misses as AI hazards.

Defined under Near miss

Source: OECD, Defining AI incidents and related terms (OECD Artificial Intelligence Papers No. 16, 2024)

AI incidentTerm

AI incident, in the OECD's definition, is an event, circumstance or series of events where the development, use or malfunction of one or more AI systems directly or indirectly leads to harm to health, critical infrastructure, human rights, property, communities or the environment.

Defined under Incident

Source: OECD, Defining AI incidents and related terms (OECD Artificial Intelligence Papers No. 16, 2024)

AI Incident DatabaseTerm

AI Incident Database is a public repository of real-world AI failures, run by the Responsible AI Collaborative, collected so that future researchers and developers may mitigate or avoid repeated bad outcomes.

Defined under Incident disclosure

Source: AI Incident Database -- About

AI lifecycleTerm · Foundations

The AI lifecycle is the sequence of stages in developing and running AI: data collection and curation, pre-training, post-training and fine-tuning, system integration, deployment and release, and monitoring and updating after deployment. Safety measures can apply at each stage.

Also called: AI system lifecycle

See also: Deployment surface, Monitor

Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary

AI modelTerm · Foundations

An AI model is a computer program that processes inputs to perform tasks such as prediction, classification or generation, usually learned from data. A model is the core of an AI system, which adds other components such as a chat interface, tools or content filters.

Also called: model

See also: Model identifier, Developer

Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary

AI-Model ReviewNIKOLAI element · N8

An AI-model review is a record that an AI system performed an assurance task, such as reviewing a report, monitoring agents, grading outputs or red-teaming, stating which system, what access it had, who supervised it, and which human accepted its output.

Also called: AI-assisted review, Automated review, Automated auditing, AI reviewer, Analysis agents

Element page: sources and crosswalk · Transparency and review

AI monitorTerm

An AI monitor is an AI system used as a safeguard to supervise the actions of AI agents; OpenAI's Preparedness Framework lists a monitor AI that supervises agent actions among its safeguards against misaligned behaviour.

Defined under AI-Model Review

Source: OpenAI Preparedness Framework v2

AI R&D Acceleration CriterionNIKOLAI element · N3

An AI R&D acceleration criterion is a measurable test for when AI progress has sped up enough, plausibly because AI is automating AI research, to count as crossing a capability threshold. Examples include progress at double the historical rate, or new benchmarks saturating within six months of release.

Also called: Dramatic acceleration, Double the rate of progress, ML R&D acceleration

Element page: sources and crosswalk · Thresholds and checkpoints

AI safetyTerm · Foundations

AI safety is the property of an AI system being unlikely to cause harm, whether through deliberate misuse or through the system malfunctioning. The phrase also names the research and practice aimed at that property, from technical methods and testing to the rules developers follow.

Also called: safety of an AI system

See also: Safeguard, Evaluation, Risk domain, Safety Case (Assurance Argument)

Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary

AI safety incidentTerm

AI safety incident, in US Senate bill S. 5061 (introduced 2026, not enacted), is an event that materially increases the risk that operating an AI system leads to a state in which human life, health, property or the environment is endangered.

Defined under Incident

Source: S. 5061 (119th Congress)

AI Safety Level (ASL)Term

AI Safety Level (ASL) is Anthropic's label for graded sets of safety and security safeguards, such as ASL-3. Earlier versions of its Responsible Scaling Policy also used ASLs to classify models; version 3.4 uses ASLs only for present safeguard levels.

Defined under Capability Threshold

Source: Anthropic Responsible Scaling Policy v3.4

AI safety via debateTerm · Alignment research

AI safety via debate is a proposed training method in which two AI agents argue opposite sides of a question in turns and a human judges which gave the most true and useful information. The idea is that debate helps humans judge tasks too hard to check directly.

Also called: debate

Source: Irving, Christiano and Amodei, AI safety via debate (2018)

AI securityTerm · Foundations

AI security is the property of an AI system resisting technical interference, such as cyberattacks on the system or leaks of its code or model. It differs from AI safety, which is about the harm a system itself might cause through misuse or malfunction.

Also called: security of an AI system

See also: Security control, Security level, Model weight security

Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary

AI security incidentTerm

AI security incident, in US Senate bill S. 5061 (not enacted), is an event that materially increases the risk of unauthorised extraction of information about an AI system, or the ability to manipulate it to subvert its confidentiality, integrity or availability.

Defined under Incident type

Source: S. 5061 (119th Congress)

AI system (EU AI Act)Term · Regulation

An AI system, under the EU AI Act, is a machine-based system designed to operate with some autonomy that infers from its inputs how to produce outputs such as predictions, content, recommendations or decisions that can affect physical or virtual environments. It may adapt after deployment.

Also called: AI system

See also: Deployment surface, Model identifier

Source: EU AI Act, Regulation (EU) 2024/1689, Article 3 (Definitions)

Alert ThresholdNIKOLAI element · N3

An alert threshold is an early-warning level set just below a capability threshold. When an AI model crosses it, the developer treats this as a sign that the capability threshold may be reached soon, and responds with closer assessment and preparation of safeguards rather than the threshold's full required response.

Also called: Alert Threshold (Google DeepMind), Early warning alert threshold, Early-warning indicator

Element page: sources and crosswalk · Thresholds and checkpoints

Algorithmic transparencyTerm · Governance

Algorithmic transparency is how far the factors behind an AI system's outputs can be known by the people affected, including how the model works, how and on what data it was trained, and which parts of the input shaped a given output.

See also: Limitation

Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary

Alignment fakingTerm

Alignment faking is when an AI model hides its true motives by selectively complying with its training objective while it believes it is being trained, to avoid being modified, and behaving differently otherwise. It can make alignment training and evaluations misleading.

Defined under Evaluation-validity threat

Source: Greenblatt et al., Alignment faking in large language models (arXiv 2412.14093, 2024)

Alternative adequate meansTerm

Alternative adequate means is the route by which a general-purpose AI provider that has not signed a chapter of the EU GPAI Code of Practice shows, in another way, that it meets the AI Act obligations that chapter covers.

Defined under Mapping Declaration

Source: EU GPAI Code of Practice (landing page)

Amended reportTerm

Amended report is a follow-up incident report that California SB 53 and New York's RAISE Act allow a developer to file when it discovers information about a critical safety incident after filing its initial report.

Defined under Incident report

Source: California SB 53 (Transparency in Frontier Artificial Intelligence Act), Chapter 138, Statutes of 2025

Analysis agentTerm

An analysis agent is an AI agent used by investigators to search and summarise large volumes of transcripts or logs, whose reliability must itself be checked because it can miss or misreport important evidence.

Defined under AI-Model Review

Source: METR: OpenAI-Hugging Face incident investigation

Anthropic ECI (AECI)Term

Anthropic ECI (AECI) is Anthropic's internal fork of Epoch AI's Epoch Capability Index, used in its Risk Report to track whether AI progress is accelerating. It uses internal benchmark results, so it is not comparable with Epoch's public leaderboard.

Defined under AI R&D Acceleration Criterion

Source: Anthropic Risk Report, August 2026

Appropriate accessTerm

Appropriate access is the level of model access, information and time an outside assessor needs for a given assessment, balanced against security, so that the developer shares only the minimum information necessary.

Defined under Evaluator Access Attestation

Source: FMF Third-Party Assessments

Artificial general intelligence (AGI)Term · Foundations

Artificial general intelligence (AGI) is a hypothetical AI system that equals or surpasses human performance on all or almost all cognitive tasks. There is no agreed definition: this one follows the International AI Safety Report 2026, and developers and researchers draw the line in different places.

Also called: AGI, general AI

See also: Capability Threshold

Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary

Artificial intelligence (AI)Term · Foundations

Artificial intelligence (AI) is the technology of machine-based models and systems that perform tasks which usually need human intelligence, such as writing text, recognising images or planning. Most current AI is built with machine learning, so it learns patterns from data instead of following hand-written rules.

Also called: AI

See also: Developer, Model identifier

Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary

ASL-3 Deployment StandardTerm

The ASL-3 Deployment Standard is Anthropic's requirement set for deploying models at the ASL-3 level. Its RSP changelog says general-access systems must pass intensive red-teaming, while internal use and trusted-user deployments require access controls and monitoring.

Defined under Safeguard standard (deployment standard and security standard)

Source: Anthropic Responsible Scaling Policy v3.4, effective 8 Jul 2026

ASL-3 protectionsTerm

ASL-3 protections are the safeguards Anthropic maintains for its current models, which its RSP says include classifier guards at least as robust as its initial Constitutional Classifiers, access controls for trusted users, red-teaming, bug bounties and threat intelligence, and security controls.

Defined under Safeguard standard (deployment standard and security standard)

Source: Anthropic Responsible Scaling Policy v3.4, effective 8 Jul 2026

ASL-3 Security StandardTerm

The ASL-3 Security Standard is Anthropic's security requirement for ASL-3 models. Anthropic says its threat model scopes these protections against non-state actors and unsophisticated insiders, leaving sophisticated insiders and nation-state attackers out of scope.

Defined under Safeguard standard (deployment standard and security standard)

Source: Anthropic Risk Report, August 2026

Attempt budgetTerm

An attempt budget is the maximum number of tries an AI model is allowed on a task; under Google DeepMind's TAC score, one success within the allocated attempts counts the challenge as solved.

Defined under Elicitation budget

Source: Gemini 3.7 Flash FSF report

AttestationTerm

An attestation is a formal statement by a named party that a specific fact holds, such as compliance with a framework. Anthropic's legislative proposal would require covered developers to certify annual compliance with their safety framework to a government agency.

Defined under Framework Adherence Review

Source: Anthropic Advanced AI Framework (legislative proposal)

Automated AI R&DTerm

Automated AI R&D is AI doing the work of AI researchers. Anthropic's RSP v3.4 covers systems that "fully automate, or otherwise dramatically accelerate, the work of large, top-tier teams of human researchers"; Google DeepMind's levels are called ML R&D acceleration and automation.

Defined under Threat Model

Source: Anthropic Responsible Scaling Policy v3.4

Automated red teamingTerm

Automated red teaming uses algorithms, such as optimisation-based search, reinforcement learning or test-time search, instead of human testers to discover attacks on an AI model and its safeguards at scale.

Defined under Red-team exercise

Source: GPT-5.6 deployment safety card

Automation biasTerm · Risks

Automation bias is the human tendency to rely on automated systems, including AI, without checking their outputs carefully enough. It can let AI errors pass unnoticed and weakens the value of human review.

Also called: over-reliance

Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary

Autonomous planningTerm · Foundations

Autonomous planning is an AI system's ability to work out and carry through a multi-step strategy with little or no human guidance. It is one of the core abilities that lets a model act as an agent rather than only answer individual questions.

Also called: autonomy

See also: Capability Threshold

Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary

B

Backdoor attackTerm · Risks

A backdoor attack is a poisoning attack that makes a model behave in an attacker-chosen way whenever an input contains a particular trigger pattern, while behaving normally otherwise. The hidden trigger can be hard to detect by ordinary testing.

Also called: backdoor poisoning attack, trojan

See also: Security control

Source: NIST AI 100-2e2025, Adversarial Machine Learning: A Taxonomy and Terminology of Attacks and Mitigations, Glossary

BenchmarkNIKOLAI element · N5

A benchmark is a standardised set of tasks or questions with a fixed scoring method that can be run on many AI models, so their performance in a domain can be compared on the same terms over time.

Also called: Benchmark dataset

Element page: sources and crosswalk · Evidence and evaluations

Benchmark saturationTerm

Benchmark saturation is the point at which frontier AI models score close to the maximum on a benchmark, so it no longer captures increases in capability; Anthropic describes benchmarks as saturated when models reach close to 100% performance.

Defined under Saturation status

Source: Anthropic Institute, "Recursive self-improvement"

Black-box accessTerm

Black-box access is evaluator access that allows querying an AI model and observing its outputs, sometimes with its chain-of-thought, but not inspecting internals such as activations, gradients or weights.

Defined under Model Access Level

Source: Expanding External Access To Frontier AI Models For Dangerous Capability Evaluations (arXiv 2601.11916)

Blameless postmortemTerm

Blameless postmortem is an incident review that looks for causes and fixes rather than individuals to blame. Anthropic invoked a blameless postmortem culture after its 2026 evaluation incidents while treating the fixes as its own responsibility.

Defined under Corrective action

Source: Anthropic -- Investigating Incidents (cybersecurity evals)

Bletchley DeclarationTerm · Regulation

The Bletchley Declaration is the statement agreed by countries attending the first AI Safety Summit at Bletchley Park, UK, on 1-2 November 2023. It affirms that AI should be designed, developed and used safely, and resolves to support an international network of scientific research on frontier AI safety.

Also called: Bletchley Park Declaration

See also: Commitment

Source: UK Government, The Bletchley Declaration by Countries Attending the AI Safety Summit, 1-2 November 2023

Board or Trust OversightNIKOLAI element · N9

Board or trust oversight is the supervision of an AI developer's safety decisions by a governing body above management, such as a board of directors, a board committee or a trust, with defined powers to be informed, to approve, to request review or to reverse a decision.

Also called: Governing body, Board oversight, Systemic risk oversight, Corporate governance bodies

Element page: sources and crosswalk · Commitments and governance

BottleneckTerm

A bottleneck is a step in a threat scenario that blocks most attempts. Google DeepMind tests models on "bottleneck" sub-stages "that present the greatest barriers to a threat actor's success"; xAI's framework calls such inhibiting steps bottlenecks.

Defined under Threat Scenario

Source: Gemini 3.7 Flash FSF report

Boundary point jailbreakingTerm

Boundary point jailbreaking (BPJ) is an automated attack method developed by the UK AI Security Institute that optimises against black-box classifiers to find strings that universally jailbreak them. Anthropic uses it to compare its classifier robustness levels.

Defined under Robustness level

Source: Anthropic Risk Report, August 2026

Bug bountyTerm

A bug bounty, in AI safety, is a programme that rewards outside researchers for reporting ways to break a model's safeguards, such as working jailbreaks, giving developers continuing evidence about how robust their protections are.

Defined under Red-team exercise

Source: Anthropic Responsible Scaling Policy v3.4

C

Calibrated uncertaintyTerm

Calibrated uncertainty means stated confidence matches observed accuracy: a calibrated system is correct roughly 90% of the time when it states 90% credence. Safety-case research lists calibrated answers as one behavioural property a trustworthiness argument can rely on.

Defined under Likelihood Term

Source: Clymer, Gabrieli, Krueger and Larsen, Safety Cases: How to Justify the Safety of Advanced AI Systems (arXiv 2403.10462, 2024)

California SB 53 (Transparency in Frontier Artificial Intelligence Act)Term · Regulation

California SB 53, the Transparency in Frontier Artificial Intelligence Act, is a state law signed on 29 September 2025. It requires large frontier developers, those training models above 10^26 operations with over $500 million in revenue, to publish a frontier AI framework and report critical safety incidents.

Also called: SB 53, TFAIA, Transparency in Frontier Artificial Intelligence Act

See also: Coverage scope threshold, Safety framework, Incident reporting deadline and recipient, Noncompliance and Whistleblower Reporting

Source: California SB 53 (2025-2026), chaptered bill text

Canary stringTerm

A canary string is a unique marker placed in published evaluation data so that AI developers can detect it and exclude that data from training, keeping test scores from being inflated by memorisation.

Defined under Benchmark

Source: Anthropic Risk Report (August 2026)

Cannot rule outTerm

Cannot rule out is a precautionary threshold status: when the evidence cannot exclude that a model has reached a threshold, the developer treats it as if it had. Google DeepMind designates such models "cannot rule out being at the T/CCL".

Defined under Threshold Status

Source: Gemini 3.7 Flash FSF report

Capabilities ReportTerm

A Capabilities Report is OpenAI's internal compilation of a covered model's evaluation results and noteworthy observations, submitted to its Safety Advisory Group to decide whether a capability threshold has been reached.

Defined under Risk Report

Source: OpenAI Preparedness Framework v2

Capability checkpointTerm

A capability checkpoint, in Meta's Advanced AI Scaling Framework, is the first stage of a two-stage loss-of-control evaluation, checking whether a model has the minimum capabilities required to substantially contribute to a threat scenario before enhanced evaluation.

Defined under Checkpoint Rule

Source: Meta Advanced AI Scaling Framework v2

Capability elicitationTerm

Capability elicitation is the deliberate effort to make an AI model show its full abilities during testing, using techniques such as fine-tuning, prompt optimisation, multi-agent setups and tool access, so that dangerous capabilities are not underestimated.

Defined under Elicitation method

Source: Microsoft Frontier Governance Framework

Capability ThresholdNIKOLAI element · N3

A capability threshold is a pre-defined level of AI model capability, such as being able to meaningfully help someone build a biological weapon, at which a developer commits to stronger safeguards or other decisions before further development or deployment. It describes what a model can do, not how much risk remains after safeguards.

Also called: Critical Capability Level (CCL), Critical Capability Threshold, Enabling capability threshold, Frontier Capability Threshold, High / Critical capability threshold, Capability or usage threshold

Element page: sources and crosswalk · Thresholds and checkpoints

CASRAI Declaration ReviewerNIKOLAI element · N10

A CASRAI Declaration Reviewer is the CASRAI editor who approves or rejects a submitted Mapping Declaration. Approval is the only step that can mark a NIKOLAI crosswalk row as declared by an organisation; a rejection must give a written reason, and both decisions record who reviewed and when.

Element page: sources and crosswalk · Assurance roles

Catastrophic outcomeTerm

A catastrophic outcome, in Meta's framework, is an outcome "that would have large scale, devastating, and potentially irreversible harmful impacts on humanity". Meta builds its threshold system by working backwards from these outcomes to threat scenarios.

Defined under Threat Scenario

Source: Meta Advanced AI Scaling Framework v2

Catastrophic riskTerm

Catastrophic risk, in California SB 53, is a foreseeable and material risk that a frontier model materially contributes to more than 50 deaths or serious injuries, or over $1 billion in property damage, in a single incident through specified pathways.

Defined under Severity threshold

Source: California SB 53

CBRNTerm

CBRN stands for chemical, biological, radiological and nuclear. As a risk domain it covers AI enabling CBRN attacks or accidents, for example by lowering barriers to entry for malicious actors in designing or acquiring such weapons.

Defined under Risk domain

Source: EU GPAI Code of Practice, Safety and Security Chapter

CBRN upliftTerm

CBRN uplift is a model's added help towards chemical, biological, radiological or nuclear weapons. Google DeepMind's CBRN uplift level 1 is reached when a model "Provides low to medium resourced actors uplift in reference scenarios resulting in additional expected harm at severe scale".

Defined under Uplift

Source: Google DeepMind Frontier Safety Framework v3.1

Center for AI SafetyTerm · Institutions

The Center for AI Safety (CAIS) is a nonprofit that works to reduce societal-scale risks from AI through safety research, building the research field and advising policymakers and industry.

Also called: CAIS

Source: Center for AI Safety, About

Chain of thoughtTerm · Foundations

Chain of thought is a technique in which an AI model writes out intermediate steps or explanations before its answer. Breaking a hard task into smaller steps can improve accuracy and can indicate how the model arrived at its answer.

Also called: CoT, reasoning trace

See also: Monitor

Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary

Chain-of-thought faithfulnessTerm · Alignment research

Chain-of-thought faithfulness is the extent to which the step-by-step reasoning an AI model writes out reflects the process it actually used to reach its answer. Research has found that models sometimes rely on their written reasoning and sometimes largely ignore it.

Also called: CoT faithfulness, faithful reasoning

See also: Monitor, Evaluation-validity threat

Source: Lanham et al., Measuring Faithfulness in Chain-of-Thought Reasoning (Anthropic, 2023)

Chain-of-thought monitoringTerm

Chain-of-thought monitoring is reading the step-by-step reasoning a model writes out, often with another model, to catch signs of intent to misbehave. Its proponents call it promising but imperfect, and fragile if development choices reduce how monitorable the reasoning is.

Defined under Monitor

Source: Korbak et al., Chain of Thought Monitorability: A New and Fragile Opportunity for AI Safety (arXiv 2507.11473)

Checkpoint RuleNIKOLAI element · N3

A checkpoint rule is an if-then rule in an AI safety framework: if a model reaches a stated capability, then specified safeguards, evidence or certifications must be in place before development or deployment continues. A complete rule names the trigger, what must be shown, who certifies it, and what happens if it cannot be shown.

Also called: If-then rule, Checkpoint (Amodei)

Element page: sources and crosswalk · Thresholds and checkpoints

Chief risk officerTerm

A chief risk officer, in the EU GPAI Code of Practice, is an example of the executive-level member who supports and monitors systemic risk assessment and mitigation, and who must not also be responsible for the core business activities that may produce systemic risk.

Defined under Accountable Decision-Maker and Sign-Off

Source: EU GPAI Code of Practice, Safety and Security Chapter

ClaimNIKOLAI element · N4

A claim is a single, checkable statement in a safety argument, such as "this model cannot meaningfully assist with biological weapons development", backed by its own evidence. Broad claims are split into narrower sub-claims whose combined strength supports the overall conclusion.

Also called: Safety claim, Sub-claim, Subclaim, Top-level claim, Goal (GSN)

Element page: sources and crosswalk · Claims and argument

Claims-Arguments-Evidence (CAE)Term

Claims-Arguments-Evidence (CAE) is a notation for safety cases with three components: claims put forward for acceptance, evidence supporting them, and arguments showing how the evidence substantiates the claims. UK AISI's cyber template uses it.

Defined under Safety Case (Assurance Argument)

Source: Goemans, Buhl, Schuett, Korbak, Wang, Hilton and Irving, Safety case template for frontier AI: A cyber inability argument (arXiv 2411.08088, 2024)

Classifier (input and output safeguard classifier)NIKOLAI element · N6

A classifier, in AI safety, is a separate model or probe that scores a model's inputs, outputs or internal activity against a policy and then blocks, flags or escalates the exchange, for example to stop help with biological weapons.

Also called: Safety classifier, Blocking classifier, Filters, Moderation systems, Classifier guards

Element page: sources and crosswalk · Mitigations and security

Clearly and conspicuously publishTerm

Clearly and conspicuously publish is the standard California SB 53 sets for posting a frontier AI framework or transparency report on a developer's own website. The statute does not define the phrase further.

Defined under Frontier AI Framework Publication

Source: California SB 53

Closed releaseTerm

Closed release, in Meta's framework, describes models released widely in Meta products without the weights being made directly available to external partners, in contrast to an open release of the weights.

Defined under Deployment type

Source: Meta Advanced AI Scaling Framework v2

Collective action problemTerm

A collective action problem arises when no single developer can keep catastrophic risk low alone because overall risk depends on what all developers do. Anthropic gives this as the reason RSP v3 separates industry-wide recommendations from its own plans.

Defined under Industry-Wide Recommendation

Source: Anthropic Responsible Scaling Policy v3.4

Colorado AI ActTerm · Regulation

The Colorado AI Act (SB 24-205), signed in May 2024, required developers and deployers of high-risk AI systems to guard against algorithmic discrimination. SB 26-189, signed on 14 May 2026, repealed and re-enacted it with narrower transparency rules for automated decisions from 1 January 2027.

Also called: SB 24-205, SB 26-189, Colorado Artificial Intelligence Act

Source: Colorado General Assembly, SB24-205 and SB26-189 bill pages

CommitmentNIKOLAI element · N9

A commitment, in AI safety governance, is a public statement by an identified party that it will or will not do something, recorded with its modality (legally binding, voluntary, conditional or aspirational), its scope, its date and its current status.

Also called: Voluntary commitment, Undertaking

Element page: sources and crosswalk · Commitments and governance

CompartmentalisationTerm

Compartmentalisation is restricting what each person or AI system can access, so no single actor can do excessive damage. Anthropic's RSP calls for internal compartmentalisation, restriction and code review to limit sabotage opportunities for AI models.

Defined under AI control (safeguards that hold even if a model is misaligned)

Source: Anthropic Responsible Scaling Policy v3.4, effective 8 Jul 2026

Competitor-contingent commitmentTerm

A competitor-contingent commitment is a pledge whose terms depend on what other developers do. Anthropic's RSP v3.4 sets different commitments for scenarios such as "Anthropic in the lead" and "Competitors have strong safety measures."

Defined under Commitment

Source: Anthropic Responsible Scaling Policy v3.4

ComputeTerm · Foundations

Compute is shorthand for computational resources: the chips, software and data-centre infrastructure needed to train and run AI systems. The amount of compute used to train a model is a common proxy for its capability and is used in some legal thresholds.

Also called: computational resources

See also: Coverage scope threshold

Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary

Compute thresholdTerm

A compute threshold is a training-compute figure, counted in floating-point or integer operations, above which a law or framework applies. The EU AI Act presumes high-impact capabilities above 10^25 FLOP; California SB 53 uses 10^26 operations.

Defined under Coverage scope threshold

Source: EU AI Act Article 51

Confidence AdjustmentNIKOLAI element · N4

A confidence adjustment is a deliberate change to a stated risk level, or a decision to treat a threshold as reached, made because the assessment is uncertain rather than because new evidence shows higher risk. It is recorded together with the uncertainty that motivated it.

Also called: Uncertainty adjustment, Cannot rule out designation

Element page: sources and crosswalk · Claims and argument

Confirmatory assessmentTerm

A confirmatory assessment is a third-party review that checks how a developer ran its own evaluations and whether its conclusions are supported, rather than applying new methods. Replication testing, methodology review and holistic review are its usual forms.

Defined under External Review

Source: FMF Third-Party Assessments

Conflict-of-interest disclosureTerm

A conflict-of-interest disclosure is an evaluator's published statement of relationships that could bias an evaluation, such as payment from the developer or its competitors, so readers can weigh the findings accordingly.

Defined under Evaluator Independence and Conflict of Interest

Source: AEF-1: Minimum Operating Conditions for Independent Third Party AI Evaluations (v1, 4 Dec 2025)

Conservative upper boundTerm

A conservative upper bound is the practice of judging a model on the highest plausible value of an evaluation result rather than the observed one, used in OpenAI's Preparedness Framework when a model may be deliberately underperforming on evaluations.

Defined under Confidence Adjustment

Source: OpenAI Preparedness Framework v2

Constitutional AITerm · Alignment research

Constitutional AI is a training method developed by Anthropic in which an AI model is guided by a written list of principles, its constitution, and learns to critique and revise its own outputs and to prefer answers that follow those principles, with few human labels for harmful content.

Also called: CAI

See also: Safeguard

Source: Bai et al., Constitutional AI: Harmlessness from AI Feedback (Anthropic, 2022)

Constitutional classifiersTerm

Constitutional classifiers are safeguard classifiers trained on synthetic data generated from a natural-language constitution that specifies permitted and restricted content. Anthropic introduced them to defend against universal jailbreaks.

Defined under Classifier (input and output safeguard classifier)

Source: Sharma et al., Constitutional Classifiers: Defending against Universal Jailbreaks across Thousands of Hours of Red Teaming (arXiv 2501.18837)

ContainmentTerm

Containment is the incident-response step of stopping an incident from continuing or spreading, for example by taking affected systems offline, disabling credentials, terminating runs or isolating machines, before longer-term fixes are made.

Defined under Incident status

Source: Anthropic Risk Report (August 2026)

ContaminationTerm

Contamination is when evaluation items, or close copies of them, end up in an AI model's training data, so the model may score well by recall rather than ability; OpenAI describes contaminated evals as ones the model saw during training.

Defined under Benchmark

Source: GPT-5.6 deployment safety card

Contingent compensationTerm

Contingent compensation is payment to an evaluator that depends on the results of its evaluation. Independence standards for AI evaluations require that an evaluator's fee is not tied to whether its findings are favourable.

Defined under Evaluator Independence and Conflict of Interest

Source: AEF-1: Minimum Operating Conditions for Independent Third Party AI Evaluations (v1, 4 Dec 2025)

ContributorshipTerm

Contributorship is the principle, set out in the CRediT standard, that contributor roles describe the work each person did on a research output rather than who qualifies as an author; someone can hold a CRediT role without meeting authorship criteria.

Defined under Declaring Representative

Source: ANSI/NISO Z39.104-2022, CRediT, Contributor Roles Taxonomy, section 3.2

Control argumentTerm

A control argument claims an AI system cannot cause an unacceptable outcome given the control measures around it, such as monitoring, assuming conservatively that the model and users pursue their best strategy to evade those measures.

Defined under Safety Case Argument Type (Inability, Control, Trustworthiness)

Source: Clymer, Gabrieli, Krueger and Larsen, Safety Cases: How to Justify the Safety of Advanced AI Systems (arXiv 2403.10462, 2024)

Control evaluationTerm

A control evaluation estimates how safe a control protocol is by letting a red team replace the untrusted model with an attack policy that tries to cause harm, then measuring how often the protocol stops it.

Defined under AI control (safeguards that hold even if a model is misaligned)

Source: Greenblatt, Shlegeris, Sachan, Roger, AI Control: Improving Safety Despite Intentional Subversion (arXiv 2312.06942)

Corrective actionNIKOLAI element · N7

A corrective action is a measure a developer takes after an AI incident to repair the harm, remove the cause and stop it recurring, such as changing safeguards, sandboxing, monitoring or training. It is usually informed by a root cause analysis or post-mortem.

Also called: Corrective measures, Remediation

Element page: sources and crosswalk · Incidents

CorrigibilityTerm · Alignment research

Corrigibility is the property of an AI system that tolerates, and ideally helps with, outside correction, such as its developers changing its goals or shutting it down, without trying to manipulate or deceive them. Soares and colleagues set out the problem in 2015.

Also called: corrigible AI, shutdown problem

See also: Halt Condition

Source: Soares, Fallenstein, Yudkowsky and Armstrong, Corrigibility (MIRI, AAAI Workshop on AI and Ethics, 2015), section 1.1

Corroborating EvaluatorNIKOLAI element · N10

A Corroborating Evaluator is a recognised third-party evaluator that independently confirms another organisation's Mapping Declaration. NIKOLAI defines the role but has not built it: a declaration can only confirm, dispute or add a mapping, and no field links one declaration to another it supports.

Element page: sources and crosswalk · Assurance roles

Counterfactual assistanceTerm

Counterfactual assistance is help a model provides beyond what a person could already get without it, measured in OpenAI's framework relative to unlimited access to the baseline of tools available in 2021.

Defined under Marginal versus Absolute Risk Basis

Source: OpenAI Frontier Governance Framework

Counterfactual upliftTerm

Counterfactual uplift is the difference a model makes compared with a world without it. OpenAI's Preparedness Framework v2 words this as "meaningful counterfactual assistance" measured "relative to unlimited access to baseline of tools available in 2021".

Defined under Uplift

Source: OpenAI Preparedness Framework v2

Coverage dateNIKOLAI element · N1

A coverage date is the date as of which a safety report's statements about models, risks and safeguards are meant to hold. It is separate from the publication date, so events that happen between the two fall outside the report's claims.

Element page: sources and crosswalk · Actors, models and scope

Coverage gapTerm

A coverage gap is a kind of misuse that a safeguard was meant to address but does not catch, often because the classifier's training data left it out. Anthropic reports one found by its own testing and later also reported by UK AISI.

Defined under Coverage level

Source: Anthropic Risk Report, August 2026

Coverage levelNIKOLAI element · N6

Coverage level is the range of content or behaviour a safeguard is built to catch, such as which topics a misuse classifier blocks, stated separately from how hard the safeguard is to get around. A safeguard can be broad but easy to bypass, or narrow but robust.

Also called: Coverage, Coverage domain, Classifier coverage

Element page: sources and crosswalk · Mitigations and security

Coverage scope thresholdNIKOLAI element · N1

A coverage scope threshold is the test that decides whether a safety framework, law or programme applies to a given model or developer. Common tests use the computing power spent on training, the developer's revenue, or a capability benchmark.

Also called: scope of coverage, frontier model definition

Element page: sources and crosswalk · Actors, models and scope

Covered deploymentTerm

A covered deployment, in OpenAI's Preparedness Framework, is any new or updated deployment that has a plausible chance of reaching a capability threshold whose risks are not already addressed by an existing Safeguards Report.

Defined under Reassessment Trigger

Source: OpenAI Preparedness Framework v2

Covered employeeTerm

A covered employee, under California SB 53's whistleblower provisions, is an employee responsible for assessing, managing, or addressing risk of critical safety incidents, and so protected when disclosing catastrophic-risk concerns.

Defined under Noncompliance and Whistleblower Reporting

Source: California SB 53

Covered frontier modelTerm

Covered frontier model is the US Executive Order 14409 label for an AI model that the Director of NSA designates as crossing a threshold set by a classified benchmark of advanced cyber capabilities.

Defined under Frontier-class designation

Source: Executive Order 14409

Covered modelTerm

A covered model is a model that falls inside a framework's or law's scope. OpenAI's Frontier Governance Framework covers frontier models under California's TFAIA and general-purpose models with systemic risk under the EU AI Act.

Defined under Coverage scope threshold

Source: OpenAI Frontier Governance Framework

Covert capabilitiesTerm

Covert capabilities, in Anthropic's August 2026 Risk Report, are "the ability for a model to intentionally undermine the various oversight mechanisms we rely on to evaluate and mitigate model behavior", split into opaque reasoning, secret keeping, action obfuscation and selective action.

Defined under Risk Pathway

Source: Anthropic Risk Report, August 2026

CRediT (Contributor Roles Taxonomy)Term

CRediT, the Contributor Roles Taxonomy, is a set of 14 roles for describing who contributed what to a research output, such as conceptualization or software. It was approved as the standard ANSI/NISO Z39.104-2022 and is maintained by NISO.

Defined under Declaration Role Statement

Source: ANSI/NISO Z39.104-2022, CRediT, Contributor Roles Taxonomy (NISO publication page)

Critical capabilityTerm

Critical capability is the upper capability threshold in OpenAI's Preparedness Framework: capabilities that present a meaningful risk of a qualitatively new threat vector for severe harm with no ready precedent. It requires safeguards even during development.

Defined under Capability Threshold

Source: OpenAI Preparedness Framework v2

Critical Capability Level (CCL)Term

A Critical Capability Level (CCL) is Google DeepMind's term for a capability threshold: a capability level at which, absent mitigation measures, a frontier AI model may pose heightened risk of severe harm.

Defined under Capability Threshold

Source: Google DeepMind Frontier Safety Framework v3.1

Critical safety incidentTerm

Critical safety incident is the reportable-event term in California SB 53 and New York's RAISE Act: unauthorised weight access causing death or injury, harm from a materialised catastrophic risk, loss of control causing death or injury, or deceptive evasion of developer controls raising catastrophic risk.

Defined under Incident

Source: California SB 53 (Transparency in Frontier Artificial Intelligence Act), Chapter 138, Statutes of 2025

Cyber upliftTerm

Cyber uplift is a model's added help to people carrying out cyber attacks. Google DeepMind's Cyber uplift level 1 is reached when a model "Provides sufficient uplift with high impact cyber attacks for additional expected harm at severe scale".

Defined under Uplift

Source: Google DeepMind Frontier Safety Framework v3.1

D

Dangerous capability evaluationTerm

A dangerous capability evaluation is a test of whether an AI model can do things that could enable severe harm, such as helping with weapons or cyberattacks, used to judge how close it is to a risk threshold.

Defined under Evaluation

Source: Google DeepMind Frontier Safety Framework v3.1

Data contaminationTerm · Evaluation

Data contamination is when an AI model's training data includes the questions of a benchmark later used to test it, so its score is inflated by memory rather than ability. It is one reason benchmark results can overstate what a model can do.

Also called: benchmark contamination, test set contamination

See also: Evaluation-validity threat, Evaluation

Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary

Data poisoningTerm · Risks

Data poisoning is an attack in which an adversary inserts or modifies part of a model's training data so the trained model behaves as the attacker wants, for example by degrading performance or responding to a hidden trigger. NIST classes it as a poisoning attack.

Also called: training data poisoning

See also: Security control

Source: NIST AI 100-2e2025, Adversarial Machine Learning: A Taxonomy and Terminology of Attacks and Mitigations, Glossary

Declaration Accuracy StewardNIKOLAI element · N10

A Declaration Accuracy Steward is the person or role that would remain accountable for keeping a published NIKOLAI Mapping Declaration correct over time. It is a proposed role, not a document: it is not a signed declaration or statement of accuracy, and no field stores it yet.

Element page: sources and crosswalk · Assurance roles

Declaration DisputantNIKOLAI element · N10

A Declaration Disputant is an organisation that formally contests an existing NIKOLAI crosswalk row. Once a CASRAI editor approves the dispute, the organisation's own corrected statement replaces the row's content and the row is permanently marked as disputed, so readers can see it was contested.

Element page: sources and crosswalk · Assurance roles

Declaration of intent (federal incident-reporting route)Term

A declaration of intent, under California SB 53 and New York's RAISE Act, is a frontier developer's notice to the state regulator that it will meet the incident-reporting duty by complying with a designated federal law, regulation or guidance document.

Defined under Mapping Declaration

Source: California SB 53

Declaration Role StatementNIKOLAI element · N10

A Declaration Role Statement is a proposed record that would list, for one Mapping Declaration, which organisation or person held each NIKOLAI declaration role and when. It copies CRediT's pattern of pairing contributors with roles; NIKOLAI does not store such a record today.

Element page: sources and crosswalk · Assurance roles

Declaring RepresentativeNIKOLAI element · N10

A Declaring Representative is the person who files a Mapping Declaration on behalf of a named organisation, after proving control of an email address at that organisation's own domain. NIKOLAI publishes the organisation, not the person, as the declarant, and a CASRAI editor must approve every declaration first.

Element page: sources and crosswalk · Assurance roles

Deep diveTerm

A deep dive, in OpenAI's Preparedness Framework, is additional evidence gathering, such as expert red-teaming or third-party evaluation, used to validate what automated evaluations suggest about whether a capability threshold has been crossed.

Defined under Threshold Status

Source: OpenAI Preparedness Framework v2

Deep learningTerm · Foundations

Deep learning is a machine learning technique that uses large amounts of compute to train neural networks with many layers so that they learn useful patterns directly from large datasets. It is the foundation of current general-purpose AI.

Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary

DeepfakeTerm · Risks

A deepfake is AI-generated audio, image or video that shows real people saying or doing things they never said or did, or events that never happened. Deepfakes are used in fraud, harassment and political disinformation.

Also called: synthetic media

Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary

DefeaterTerm

A defeater is a stated challenge to a safety argument that explains why a claim may not be supported by the evidence offered. Making defeaters explicit shows how a safety case could fail and where further mitigations are needed.

Defined under Claim

Source: Goemans, Buhl, Schuett, Korbak, Wang, Hilton and Irving, Safety case template for frontier AI: A cyber inability argument (arXiv 2411.08088, 2024)

Defense in depthTerm

Defense in depth is the security practice of layering several independent controls so that an attack must defeat more than one of them. RAND describes it as multiple layers of security controls that provide redundancy in case some controls fail.

Defined under Security control

Source: RAND, Securing AI Model Weights: Preventing Theft and Misuse of Frontier Models (Nevo et al., 2024, RR-A2849-1)

Deference argumentTerm

A deference argument relies on AI advisors, themselves shown to be trustworthy, judging that other AI systems are safe, much as regulators rely on human experts. It is expected to matter only once AI systems become much more powerful.

Defined under Safety Case Argument Type (Inability, Control, Trustworthiness)

Source: Clymer, Gabrieli, Krueger and Larsen, Safety Cases: How to Justify the Safety of Advanced AI Systems (arXiv 2403.10462, 2024)

Degree of contributionTerm

Degree of contribution is an optional CRediT qualifier used when several people share one role: each person's part can be marked as lead, equal or supporting, so a contribution statement shows relative weight as well as role.

Defined under Declaration Role Statement

Source: ANSI/NISO Z39.104-2022, CRediT, Contributor Roles Taxonomy, section 3.2.2

Deployer (EU AI Act)Term · Regulation

A deployer, under the EU AI Act, is any person, company, public authority or other body that uses an AI system under its own authority, except for personal non-professional use. The deployer uses the system; the provider develops it or puts it on the market.

Also called: deployer

See also: Developer, Deployment surface

Source: EU AI Act, Regulation (EU) 2024/1689, Article 3 (Definitions)

Deployment surfaceNIKOLAI element · N1

A deployment surface is a specific product, interface or channel through which a model is made available, such as a consumer app, an enterprise API or a government cloud. It is narrower than the deployment type, which says only how widely a model is released.

Also called: product surface

Element page: sources and crosswalk · Actors, models and scope

Deployment typeNIKOLAI element · N1

A deployment type is the category of release through which a model is made available, from internal use by the developer's own staff, through limited access for vetted outside groups, to general public release or an open-weight release of the model's parameters.

Also called: release type

Element page: sources and crosswalk · Actors, models and scope

DeveloperNIKOLAI element · N1

A developer is the person or organisation that trains a frontier AI model, or has it trained, and is answerable for it under a safety framework or law. Some laws use a closely related role instead, such as provider in the EU AI Act.

Also called: frontier developer, AI developer, provider

Element page: sources and crosswalk · Actors, models and scope

DeviationTerm

A deviation, or non-adherence, is an instance in which a developer did not follow its own safety framework. The EU GPAI Code of Practice asks each Framework assessment to record any instances of, and reasons for, non-adherence and to make remediation plans.

Defined under Framework Adherence Review

Source: EU GPAI Code of Practice, Safety and Security Chapter

Discovery methodNIKOLAI element · N7

A discovery method is the way an AI safety incident first came to light, such as automated monitoring, an employee escalation, user or public reports, red-teaming, a retrospective review of logs or transcripts, or notice from a regulator, the press or an affected organisation.

Also called: Detection channel, Incident detection

Element page: sources and crosswalk · Incidents

DistillationTerm · Foundations

Distillation is a way of training in which a smaller student AI model learns by imitating the outputs of a more capable teacher model. It is a cheaper way to give a small model much of a larger model's capability.

Also called: knowledge distillation, model distillation

Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary

Distillation attackTerm

A distillation attack is the large-scale extraction of a model's outputs, such as its reasoning traces, to train a copy cheaply without access to the weights. xAI's framework describes security measures against the extraction and distillation of reasoning traces.

Defined under Model weight security

Source: xAI Frontier AI Framework, 30 Jun 2026

Document typeNIKOLAI element · N1

A document type is the kind of AI safety disclosure a document is, such as a system card, model card, risk report, transparency report or EU Model Report. The type determines what the document must contain, what triggers it and how often it is due.

Element page: sources and crosswalk · Actors, models and scope

Dual-useTerm · Risks

Dual-use describes research or technology that can serve beneficial purposes, such as medicine or energy, but could also be misused to cause harm, for example in developing biological or chemical weapons. Many advanced AI capabilities are considered dual-use.

Also called: dual-use science, dual-use technology

See also: Risk domain, Threat-Actor Profile

Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary

E

Early warning evaluationTerm

An early warning evaluation is a test of a model's dangerous capabilities designed to show how close it is to a capability threshold, so that safeguards can be prepared before the threshold is reached. Google DeepMind's framework uses the term.

Defined under Alert Threshold

Source: Google DeepMind Frontier Safety Framework v3.1

Editorial control (evaluation)Term

Editorial control is an evaluator's right to decide how it presents the results of its evaluation, including how it characterises what was tested and the system's performance, without the developer rewriting its conclusions.

Defined under Publication Rights Clause

Source: AEF-1: Minimum Operating Conditions for Independent Third Party AI Evaluations (v1, 4 Dec 2025)

Elicitation budgetNIKOLAI element · N5

An elicitation budget is the amount of compute, tokens, attempts and time an evaluator gives an AI model during testing. A larger budget can reveal capabilities that a short, cheap test would miss, so results are comparable only when budgets are stated.

Also called: Compute budget, Evaluation budget

Element page: sources and crosswalk · Evidence and evaluations

Elicitation methodNIKOLAI element · N5

An elicitation method is a technique used during an AI evaluation to draw out the most a model can do, such as fine-tuning, prompt optimisation, stronger scaffolding and tools, or removing refusals, so the result reflects its full capability rather than its default behaviour.

Also called: Capability elicitation, Model elicitation, Full capability elicitation, Elicitation

Element page: sources and crosswalk · Evidence and evaluations

Embedded evaluatorTerm

An embedded evaluator is a third-party evaluator given ongoing, employee-like access inside an AI developer, such as office desks, badges, laptops and internal tools, to verify safety practices and report incidents, rather than a time-limited engagement.

Defined under Evaluator Access Attestation

Source: We Must Pace the Frontier (essay by Anthropic's CEO)

Emergent capabilitiesTerm · Foundations

Emergent capabilities are abilities of an AI model that appear unexpectedly during training and are hard to predict in advance, even with full knowledge of how the model was trained. They are one reason developers test models for dangerous capabilities before release.

Also called: emergent abilities

See also: Evaluation, Capability Threshold

Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary

Emerging risk areaTerm

An emerging risk area, in Meta's framework, is an outcome that "may potentially present catastrophic risk and warrant proactive investigation", but for which evaluation methods are "currently too nascent" to bring it into the framework, such as radiological and nuclear risk.

Defined under Out-of-Scope Declaration

Source: Meta Advanced AI Scaling Framework v2

Enabling capabilityTerm

An enabling capability, in Meta's framework, is one of "a set of capabilities that are identified as essential to enabling the realization of a threat scenario", such as autonomous offensive operations in Meta's cyber scenarios.

Defined under Threat Scenario

Source: Meta Advanced AI Scaling Framework v2

EU AI ActTerm · Regulation

The EU AI Act, Regulation (EU) 2024/1689, is the European Union's law setting risk-based rules for AI systems and general-purpose AI models. It entered into force on 1 August 2024 and applies in stages, with general application from 2 August 2026 and some exceptions.

Also called: Artificial Intelligence Act, Regulation (EU) 2024/1689

See also: Coverage scope threshold, Incident reporting deadline and recipient, Risk domain

Source: European Commission, AI Act (regulatory framework page) and Article 113

EU AI OfficeTerm · Institutions

The EU AI Office (European AI Office) is the body within the European Commission that implements the EU AI Act, especially its rules for general-purpose AI models, and enforces those rules. It also supports the development of trustworthy AI across the EU.

Also called: AI Office, European AI Office

See also: Incident reporting deadline and recipient

Source: European Commission, European AI Office

EvaluationNIKOLAI element · N5

An AI evaluation is a defined test or study that produces evidence about a model's capabilities, its tendencies to behave in certain ways, or how well its safeguards work, using methods such as benchmarks, red-teaming, uplift studies or simulations.

Also called: Model evaluation, Eval, Capability evaluation

Element page: sources and crosswalk · Evidence and evaluations

Evaluation awarenessTerm

Evaluation awareness is an AI model's ability to tell that it is being tested, and sometimes why, which can change its behaviour so that test results no longer predict how it acts in real deployment.

Defined under Evaluation-validity threat

Source: Meta Advanced AI Scaling Framework v2

Evaluation runNIKOLAI element · N5

An evaluation run is one execution of an AI evaluation against a specific model version and configuration, or a declared batch of such executions, recorded with its settings, number of attempts, scoring rule, date and result.

Also called: Model evaluation run

Element page: sources and crosswalk · Evidence and evaluations

Evaluation suiteTerm

An evaluation suite is a named collection of related tasks or benchmarks run together and reported as a group, revised over time as tasks saturate, prove flawed or are replaced with harder ones.

Defined under Benchmark

Source: GPT-5.6 deployment safety card

Evaluation-validity threatNIKOLAI element · N5

An evaluation-validity threat is any condition that makes an AI evaluation's result a poor guide to the model's real behaviour, such as sandbagging, evaluation awareness, alignment faking or reward hacking, so that the test can understate or overstate the model's real capabilities or risks.

Also called: Evaluation integrity threat

Element page: sources and crosswalk · Evidence and evaluations

Evaluator Access AttestationNIKOLAI element · N8

An evaluator access attestation is a statement, confirmed by both the AI developer and the outside evaluator, of what access the evaluator received and was denied: model versions, safeguards, reasoning traces, documents, staff and systems, for how long, and under what confidentiality terms.

Also called: Evaluator access terms, Terms of engagement, Access and resources disclosure, Sufficient Access and Resources, Appropriate access

Element page: sources and crosswalk · Transparency and review

Evaluator Independence and Conflict of InterestNIKOLAI element · N8

Evaluator independence is the absence of financial, organisational or personal ties that could bias an outside evaluator's judgement of an AI developer, demonstrated through conflict-of-interest disclosures, recusals and funding terms that do not depend on the results.

Also called: Conflict of interest (evaluator), Independence of judgment, Methodological independence, Minimized Conflicts of Interest, Assessor independence

Element page: sources and crosswalk · Transparency and review

Evaluator Safe HarbourNIKOLAI element · N8

An evaluator safe harbour is a developer's commitment not to take legal or technical action against an outside evaluator for testing its AI model within an agreed scope or for publishing the findings, usually conditioned on responsible disclosure.

Also called: Safe harbor, Non-retaliation clause, Legal safe harbor for evaluators, Researcher safe harbour

Element page: sources and crosswalk · Transparency and review

Evaluator shoppingTerm

Evaluator shopping is the risk that AI developers choose whichever evaluators will ask the least of them and judge most generously; proposed remedies include government rating of evaluators and random assignment of highly rated ones.

Defined under Evaluator Independence and Conflict of Interest

Source: Anthropic Advanced AI Framework

Evidence dilemmaTerm · Governance

The evidence dilemma is the problem policymakers face when they must decide about a fast-moving technology before strong evidence of its benefits and risks exists, weighing the danger of ineffective or unnecessary rules against the danger of serious harm without safeguards.

See also: Likelihood Term, Confidence Adjustment

Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary

Executive Order 14179Term · Regulation

Executive Order 14179, Removing Barriers to American Leadership in Artificial Intelligence, was signed on 23 January 2025. It set a US policy of sustaining global AI dominance, ordered an AI Action Plan and directed review of actions taken under the revoked Executive Order 14110 of 2023.

Also called: EO 14179, Removing Barriers to American Leadership in Artificial Intelligence

Source: Federal Register, Executive Order 14179 (90 FR 8741)

Executive Order 14365Term · Regulation

Executive Order 14365, Ensuring a National Policy Framework for Artificial Intelligence, was signed on 11 December 2025. It calls for a minimally burdensome national AI standard and creates a Justice Department AI Litigation Task Force to challenge state AI laws inconsistent with that policy.

Also called: EO 14365, Ensuring a National Policy Framework for Artificial Intelligence

Source: Federal Register, Executive Order 14365 (90 FR 58499)

Executive Order 14409Term · Regulation

Executive Order 14409, Promoting Advanced Artificial Intelligence Innovation and Security, was signed on 2 June 2026. It orders a classified benchmark of AI cyber capabilities, a threshold for 'covered frontier models' and a voluntary scheme giving the government up to 30 days of access before release to other trusted partners.

Also called: EO 14409, Promoting Advanced Artificial Intelligence Innovation and Security

See also: Pre-Release Sharing Window, Coverage scope threshold

Source: Federal Register, Executive Order 14409 (91 FR 34565)

Exemption (reduced-safeguard or trusted access)NIKOLAI element · N6

An exemption is an approved arrangement that lets named, vetted users or organisations use an AI model with some safeguards reduced or switched off, usually for legitimate research or defensive work, under conditions such as vetting, continued monitoring and the right to revoke access.

Also called: Bioclassifier exemption, Safeguard exemption, Structured access

Element page: sources and crosswalk · Mitigations and security

Existential riskTerm · Risks

An existential risk is one where an adverse outcome would either annihilate Earth-originating intelligent life or permanently and drastically curtail its potential, in philosopher Nick Bostrom's 2002 definition. Bostrom listed a superintelligence pursuing flawed goals among the possible causes.

Also called: x-risk, extinction risk

See also: Severity threshold, Risk domain

Source: Nick Bostrom, Existential Risks: Analyzing Human Extinction Scenarios and Related Hazards, Journal of Evolution and Technology 9(1), 2002

Expected damagesTerm

Expected damages, as Anthropic's August 2026 Risk Report uses the term, are "the probability of each potential harm times the size of the harm, summed over all potential harms". Anthropic ranks threat models partly on rough estimates of them.

Defined under Risk Prioritisation Criteria

Source: Anthropic Risk Report, August 2026

Expert consultationTerm

Expert consultation is the use of specialists' judgement to estimate risks that lack historical data. The Frontier Model Forum notes that quantitative frontier AI risk numbers are often estimates based on expert consultation rather than historical base rates.

Defined under Likelihood Term

Source: Frontier Model Forum: Risk Taxonomy and Thresholds

Expert red teamingTerm

Expert red teaming uses domain specialists, such as virologists or security professionals, who probe an AI model for dangerous information in their field and score what they obtained against a rubric.

Defined under Red-team exercise

Source: Gemini 3.7 Flash FSF report

Expert upliftTerm

Expert uplift is help that lets an already skilled specialist go further, such as developing a novel threat. Microsoft's High CBRN level covers "a meaningful uplift to an expert's (PhD level education in related fields) ability to develop and deliver a novel CBRN threat".

Defined under Uplift

Source: Microsoft Frontier Governance Framework (Feb 2026)

ExplainabilityTerm · Alignment research

Explainability is the ability to describe the mechanisms behind how an AI system works, while interpretability, in NIST's usage, is the meaning of the system's outputs in the context of its purpose. Together they help operators and users understand and trust a system.

Also called: explainable AI, XAI

Source: NIST AI 100-1, Artificial Intelligence Risk Management Framework (AI RMF 1.0), 2023

External deploymentTerm

External deployment is releasing a model to people or organisations outside the developer, from small private releases to trusted testers up to general releases to the public, as Google DeepMind's framework defines it.

Defined under Deployment type

Source: Google DeepMind Frontier Safety Framework v3.1

External Evaluator ReportNIKOLAI element · N8

An external evaluator report is the document in which an outside evaluator publishes its findings about an AI model, risk report or developer, stating scope, methods, limitations, disagreements and redactions, and who controlled the final text.

Also called: External report, Evaluator review, Public commentary, Assessment report, Third-party evaluation report

Element page: sources and crosswalk · Transparency and review

External ReviewNIKOLAI element · N8

External review is an assessment of an AI model, a risk report, a safeguard or a developer's compliance with its own safety framework, carried out by a party outside the developer, whose findings are recorded with the review's type, scope and output.

Also called: Third-party assessment, External evaluation, Independent external evaluation, External safety testing, Third-party review

Element page: sources and crosswalk · Transparency and review

External validityTerm

External validity is the degree to which a model evaluation's results can be used as a proxy for the model's behaviour outside the evaluation environment. The EU GPAI Code treats it as part of the scientific rigour expected of evaluations.

Defined under Limitation

Source: EU GPAI Code of Practice, Safety and Security Chapter

F

Final deployed checkpointTerm

A final deployed checkpoint is the exact model version that is released to users. xAI's Grok 4.6 card states that its evaluation results are on the final deployed checkpoint unless stated otherwise.

Defined under Model identifier

Source: Grok 4.6 model card

Fine-tuningTerm · Foundations

Fine-tuning is further training of an already trained AI model on additional data, either to adapt it to a specific task or to make it more useful in general. Fine-tuning can add safety behaviour, but it can also be used to remove it.

See also: Mitigation change

Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary

Fine-tuning for elicitationTerm

Fine-tuning for elicitation is extra training of a model on task-relevant data before testing, to estimate the upper bound of what someone with the weights or a fine-tuning API could make it do.

Defined under Elicitation method

Source: Meta Advanced AI Scaling Framework v2

Floating point operations (FLOP)Term · Foundations

Floating point operations (FLOP) are the basic arithmetic operations a computer performs, and their total count is a common measure of how much compute was used to train an AI model. Training thresholds in AI laws are usually stated as a number of FLOP.

Also called: FLOP, FLOPs, training compute

See also: Coverage scope threshold

Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary

Foundation modelTerm

Foundation model, in California SB 53, means an AI model that is trained on a broad data set, designed for generality of output, and adaptable to a wide range of distinctive tasks. A frontier model is a foundation model above a compute threshold.

Defined under Model identifier

Source: California SB 53

Framework Adherence ReviewNIKOLAI element · N9

A framework adherence review is a periodic check of whether an AI developer actually followed its own published safety framework, carried out internally, by internal audit or by an independent third party, and recording any deviations and the plan to correct them.

Also called: Procedural compliance review, Framework assessment, Compliance audit, Annual governance audit, Internal review

Element page: sources and crosswalk · Commitments and governance

Framework assessmentTerm

A Framework assessment, under the EU GPAI Code of Practice, is a review held at least every 12 months, or sooner on reasonable grounds, of whether a provider's Safety and Security Framework is adequate and whether the provider has adhered to it.

Defined under Framework Adherence Review

Source: EU GPAI Code of Practice, Safety and Security Chapter

Framework notificationTerm

Framework notification, under the EU GPAI Code of Practice, is a provider's duty to give the AI Office unredacted access to its Safety and Security Framework, and to each update, within five business days of the framework being confirmed.

Defined under Frontier AI Framework Publication

Source: EU GPAI Code of Practice, Safety and Security Chapter

Framework Update ProtocolNIKOLAI element · N9

A framework update protocol is the set of rules for revising an AI safety framework: how often it is reviewed, what triggers an early review, who proposes and who approves changes, and how quickly the revised version and its changelog are published.

Also called: Update protocol, Framework change management, Updating the Framework, Policy changes, Updating policies over time

Element page: sources and crosswalk · Commitments and governance

Frontier AITerm

Frontier AI, in the Seoul Frontier AI Safety Commitments, means highly capable general-purpose AI models or systems that can perform a wide variety of tasks and match or exceed the capabilities of the most advanced models.

Defined under Coverage scope threshold

Source: Frontier AI Safety Commitments, AI Seoul Summit 2024

Frontier AI frameworkTerm

Frontier AI framework is the California SB 53 term for documented technical and organizational protocols to manage, assess and mitigate catastrophic risks. Large frontier developers must publish one, comply with it and review it at least yearly.

Defined under Safety framework

Source: California SB 53

Frontier AI Framework PublicationNIKOLAI element · N9

Frontier AI framework publication is the duty or pledge to make a developer's safety framework public or available to a regulator, specifying who must publish, where, by when, which topics the framework must cover and what may be redacted.

Also called: Framework publication, Public disclosure of the Framework, Develop and publish a safety framework

Element page: sources and crosswalk · Commitments and governance

Frontier AI Safety Commitments (Seoul Commitments)Term · Regulation

The Frontier AI Safety Commitments are voluntary pledges announced at the AI Seoul Summit in May 2024, in which AI companies agreed to develop and deploy frontier models responsibly and to publish a safety framework focused on severe risks before the following summit in France.

Also called: Seoul Commitments, Seoul Frontier AI Safety Commitments

See also: Commitment, Safety framework, Capability Threshold

Source: UK Government, Frontier AI Safety Commitments, AI Seoul Summit 2024

Frontier-class designationNIKOLAI element · N1

A frontier-class designation is a formal decision by a named authority that a specific AI model belongs in a class requiring special oversight, recorded with the issuing body, the criteria used and the date, rather than left to the developer's own classification.

Also called: frontier model designation, systemic-risk designation, covered frontier model designation, Frontier-class

Element page: sources and crosswalk · Actors, models and scope

Frontier developerTerm

Frontier developer, in California SB 53, means a person who has trained, or initiated the training of, a frontier model using at least the computing power that defines a frontier model under the Act.

Defined under Developer

Source: California SB 53

Frontier labTerm

Frontier lab, in Demis Hassabis's proposal, is an organisation with models that qualify as frontier-class on a standards body's benchmark thresholds; such labs would be encouraged to adopt best practices such as publishing model cards.

Defined under Frontier-class designation

Source: Demis Hassabis, "A framework for frontier AI and the dawning of a new age"

Frontier modelTerm

Frontier model, in California SB 53, means a foundation model trained using more than 10^26 integer or floating-point operations, counting the original training run plus later fine-tuning, reinforcement learning and other material modifications.

Defined under Coverage scope threshold

Source: California SB 53

Frontier Model ForumTerm · Institutions

The Frontier Model Forum (FMF) is an industry-supported non-profit that works to advance the safety and security of frontier AI by identifying best practices, supporting standards and sharing information, with a focus on chemical, biological, radiological, nuclear and advanced cyber threats.

Also called: FMF

See also: Industry-Wide Recommendation

Source: Frontier Model Forum, About Us

Frontier Safety FrameworkTerm

Frontier Safety Framework is Google DeepMind's safety framework, covering severe risks that may arise from the high-impact capabilities of frontier AI models. Version 3.1 (April 2026) defines Critical Capability Levels across four risk domains.

Defined under Safety framework

Source: Google DeepMind Frontier Safety Framework v3.1

Frontier safety policyTerm

Frontier safety policy is METR's generic name for protocols adopted by leading AI companies to keep the risks of developing and deploying state-of-the-art AI models at an acceptable level; METR's December 2025 edition listed twelve companies with one.

Defined under Safety framework

Source: METR, Common Elements of Frontier AI Safety Policies

Frontier Safety RoadmapTerm

The Frontier Safety Roadmap is a document required by Anthropic's RSP v3.4 that sets ambitious but achievable goals across security, alignment, safeguards and policy, described as public goals against which Anthropic will grade its progress rather than hard commitments.

Defined under Roadmap Item

Source: Anthropic Responsible Scaling Policy v3.4

Future of Life InstituteTerm · Institutions

The Future of Life Institute (FLI) is a nonprofit whose mission is to steer transformative technologies, including AI, biotechnology and nuclear technology, away from extreme, large-scale risks and towards benefiting life.

Also called: FLI

Source: Future of Life Institute, About Us

G

General-purpose AITerm

General-purpose AI, in the International AI Safety Report, refers to AI models and systems that can perform a wide variety of tasks, as opposed to systems specialised for a single task.

Defined under Model identifier

Source: International AI Safety Report 2026

General-Purpose AI Code of PracticeTerm · Regulation

The General-Purpose AI Code of Practice is a voluntary code, published on 10 July 2025 and prepared by independent experts, that helps providers of general-purpose AI models comply with the EU AI Act. It has three chapters: Transparency, Copyright, and Safety and Security.

Also called: GPAI Code of Practice, EU Code of Practice

See also: Safety framework, Commitment, Incident reporting deadline and recipient

Source: European Commission, The General-Purpose AI Code of Practice

General-purpose AI modelTerm

A general-purpose AI model, under EU AI Act Article 3(63), is an AI model that displays significant generality, can competently perform a wide range of distinct tasks, and can be integrated into a variety of downstream systems or applications.

Defined under Model identifier

Source: EU AI Act Article 3 (Definitions)

General-purpose AI system (EU AI Act)Term · Regulation

A general-purpose AI system, under the EU AI Act, is an AI system based on a general-purpose AI model that can serve a variety of purposes, whether used directly or built into other AI systems. A chatbot built on such a model is an example.

Also called: GPAI system

See also: Deployment surface

Source: EU AI Act, Regulation (EU) 2024/1689, Article 3 (Definitions)

Generative AITerm · Foundations

Generative AI is AI that creates new content, such as text, images, audio or code, by learning patterns from existing data and producing outputs that reflect those patterns. Chatbots built on large language models and image generators are common examples.

Also called: GenAI, GAI

Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary

Go/no-go decisionTerm

A go/no-go decision is the final decision whether a model is deployed, made after reviewing evaluation and safeguard reports. OpenAI's Preparedness Framework assigns it to company leadership; Amazon's framework assigns it to senior leadership.

Defined under Halt Condition

Source: OpenAI Preparedness Framework v2

Goal misgeneralisationTerm · Risks

Goal misgeneralisation is a training failure in which an AI system keeps its skills in new situations but pursues an unintended goal that happened to fit its training. It can occur even when the training objective was specified correctly.

Also called: goal misgeneralization

See also: Evaluation-validity threat

Source: Shah et al., Goal Misgeneralization: Why Correct Specifications Aren't Enough For Correct Goals (2022)

Goal misspecificationTerm · Risks

Goal misspecification is a failure in AI development where the objective the developer actually specifies is only an imperfect stand-in for what they really want, so the system pursues the stand-in and behaves in unintended ways.

Also called: objective misspecification, reward misspecification

Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary

Goal Structuring Notation (GSN)Term

Goal Structuring Notation (GSN) is a graphical safety case notation that links goals, strategies, solutions, context, assumptions and justifications to show how a top-level goal breaks into sub-goals supported by evidence.

Defined under Safety Case (Assurance Argument)

Source: Goemans, Buhl, Schuett, Korbak, Wang, Hilton and Irving, Safety case template for frontier AI: A cyber inability argument (arXiv 2411.08088, 2024)

Government testingTerm

Government testing is evaluation of AI systems by a public testing authority, such as a national AI institute, which governments in the United States, United Kingdom, European Union and China rely on as a core part of their approach to AI risk.

Defined under External Review

Source: AEF-1: Minimum Operating Conditions for Independent Third Party AI Evaluations (v1, 4 Dec 2025)

GPAI model with systemic riskTerm

A general-purpose AI model with systemic risk is the EU AI Act class with the heaviest model duties. A model qualifies if it has high-impact capabilities, presumed above 10^25 training FLOP, or if the Commission designates it.

Defined under Coverage scope threshold

Source: EU AI Act Article 51

Grader awarenessTerm

Grader awareness is an AI model explicitly reasoning about the grading or evaluation mechanism itself, beyond what the prompt mentions, and using that reasoning to change its strategy.

Defined under Evaluation-validity threat

Source: Anthropic Risk Report (August 2026)

Grey-box accessTerm

Grey-box access is limited evaluator access to an AI model's internals, such as input embeddings, hidden neural activations or log-probabilities, falling between query-only black-box access and full white-box access.

Defined under Model Access Level

Source: Expanding External Access To Frontier AI Models For Dangerous Capability Evaluations (arXiv 2601.11916)

GuardrailTerm

A guardrail is a runtime control placed around a model, such as input and output moderation that blocks or safely modifies harmful requests and responses. Amazon's framework calls these harmful content guardrails a "first and last line of defense".

Defined under Safeguard

Source: Amazon's Frontier Model Safety Framework

H

HallucinationTerm · Risks

A hallucination is false or erroneous content that a generative AI system produces and presents confidently as if it were true. NIST calls the problem confabulation, a category that also covers outputs contradicting the prompt or the system's own earlier statements.

Also called: confabulation, fabrication

See also: Limitation

Source: NIST AI 600-1, AI RMF: Generative Artificial Intelligence Profile, July 2024, section 2.2

Halt ConditionNIKOLAI element · N3

A halt condition is a pre-declared circumstance in which an AI developer will stop or pause training, development or deployment of a model, typically when a capability threshold is reached before adequate safeguards exist. A complete halt condition also says who can invoke the halt and what must be true to lift it.

Also called: Pause condition, Conditions for halting development, Conditions for halting deployment, Stop condition

Element page: sources and crosswalk · Thresholds and checkpoints

Harm Class (Reversible or Irreversible)NIKOLAI element · N2

A harm class records whether a potential AI-caused harm could be undone after it happens. Reversible harms can be detected and reverted in time; irreversible or irremediable harms cannot, so safety frameworks give them priority and rely on prevention rather than response.

Also called: reversibility, irremediable harm, irreversible harm, Velocity and Irreversibility

Element page: sources and crosswalk · Threat models and risk framing

Harm journeyTerm

A harm journey, in Google DeepMind's Gemini 3.7 Flash report, is "A breakdown of key stages and substages required to carry out such an attack end-to-end", used to test whether a model gives help at each stage of a threat scenario.

Defined under Threat Scenario

Source: Gemini 3.7 Flash FSF report

Heightened marginal riskTerm

Heightened marginal risk is the FMF's first test for including a risk in a framework: the model "creates heightened risk, not merely a similarly effective alternative to existing tools (e.g., search engines)", for example by democratising dangerous capabilities.

Defined under Risk Prioritisation Criteria

Source: FMF Risk Taxonomy and Thresholds

Held-out test setTerm

A held-out test set is evaluation material deliberately kept away from model training and from the teams doing the training, so that scores reflect general ability rather than overfitting to the test.

Defined under Benchmark

Source: Meta Advanced AI Scaling Framework v2

Helpful-only modelTerm

A helpful-only model is a variant of a production AI model trained not to refuse potentially harmful requests, used so that dangerous-capability evaluations and red-teaming measure what the model can do rather than what it declines to do.

Defined under Elicitation method

Source: Anthropic Risk Report (August 2026)

High capabilityTerm

High capability is the lower of the two capability thresholds in OpenAI's Preparedness Framework: capabilities that significantly increase existing risk vectors for severe harm. Models that cross it need safeguards that sufficiently minimise the risk before deployment.

Defined under Capability Threshold

Source: OpenAI Preparedness Framework v2

High-impact capabilitiesTerm

High-impact capabilities, under EU AI Act Article 3(64), are capabilities that match or exceed those recorded in the most advanced general-purpose AI models. Having them is the main route to systemic-risk classification under Article 51.

Defined under Coverage scope threshold

Source: EU AI Act Article 3 (Definitions)

Hiroshima Process International Code of ConductTerm · Regulation

The Hiroshima Process International Code of Conduct for Organizations Developing Advanced AI Systems is a voluntary, risk-based list of actions agreed by G7 leaders on 30 October 2023. It builds on the OECD AI Principles and covers the whole AI lifecycle.

Also called: Hiroshima AI Process Code of Conduct, G7 Code of Conduct

See also: Commitment, Transparency Report

Source: European Commission, Hiroshima Process International Code of Conduct for Advanced AI Systems (30 October 2023)

Holistic safety caseTerm

A holistic safety case is a comprehensive argument that addresses all potential risks across an AI system's lifecycle, as opposed to a template covering one risk. GovAI and UK AISI researchers wrote in 2024 that one did not yet seem feasible for a frontier model.

Defined under Safety Case (Assurance Argument)

Source: Goemans, Buhl, Schuett, Korbak, Wang, Hilton and Irving, Safety case template for frontier AI: A cyber inability argument (arXiv 2411.08088, 2024)

Human baselineNIKOLAI element · N5

A human baseline is the measured performance of people, often domain experts, on the same tasks given to an AI model, used as a reference point so that a model's score can be read as below, at or above human level.

Also called: Expert baseline, Human expert baseline, Consensus expert baseline

Element page: sources and crosswalk · Evidence and evaluations

Human in the loopTerm · Safeguards

Human in the loop is an approach in which people keep decision-making authority over an automated system by reviewing and approving its actions before they are carried out, instead of letting it act fully on its own.

Also called: HITL, human oversight

See also: Monitor, Safeguard

Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary

I

If-then commitmentTerm

An if-then commitment is a promise of the form: if a model reaches a stated capability, then specified safety measures will be in place. The Frontier Model Forum describes frontier AI frameworks as built on this if-then structure.

Defined under Checkpoint Rule

Source: FMF Risk Taxonomy and Thresholds

Imminent-risk disclosureTerm

Imminent-risk disclosure is the 24-hour duty under California SB 53 and New York's RAISE Act to tell an appropriate authority, such as a law enforcement or public safety agency, when a critical safety incident poses an imminent risk of death or serious physical injury.

Defined under Incident reporting deadline and recipient

Source: California SB 53 (Transparency in Frontier Artificial Intelligence Act), Chapter 138, Statutes of 2025

Impact on benign usesTerm

Impact on benign uses is the cost a safeguard imposes on legitimate users, meaning how far harmless use cases are affected by refusals or blocks. Google DeepMind assesses it alongside coverage and adversarial robustness when evaluating safeguards.

Defined under Coverage level

Source: Gemini 3.7 Flash FSF report

Inability argumentTerm

An inability argument claims an AI system cannot cause an unacceptable outcome in any realistic setting, even without safeguards, typically shown by its failure on red-team-designed proxy tasks after strong capability elicitation.

Defined under Safety Case Argument Type (Inability, Control, Trustworthiness)

Source: Clymer, Gabrieli, Krueger and Larsen, Safety Cases: How to Justify the Safety of Advanced AI Systems (arXiv 2403.10462, 2024)

IncidentNIKOLAI element · N7

An incident, in frontier-AI safety reporting, is an event in which the development, use or malfunction of an AI model causes harm, or a safety or security failure that could lead to harm, such as unauthorised access to model weights or a model evading its developer's controls.

Also called: Critical safety incident, Serious incident, AI incident, AI safety incident, Critical incident, Major incident

Element page: sources and crosswalk · Incidents

Incident disclosureNIKOLAI element · N7

Incident disclosure describes who is told about an AI incident and how: a confidential report to a regulator, notices to affected organisations, anonymised statistics published by the authority, or a full public write-up by the developer or evaluator. Several statutes keep the filed reports themselves confidential.

Also called: Public disclosure

Element page: sources and crosswalk · Incidents

Incident identifierTerm

Incident identifier is a single reference that links every report about the same incident so duplicates from different reporters can be merged. US Senate bill S. 5061, which has not been enacted, would have NIST develop processes for assigning one.

Defined under Incident report

Source: S. 5061 (119th Congress)

Incident reportNIKOLAI element · N7

An incident report is the formal record of an AI incident that a developer submits to a regulator or other authority, stating at least when it happened, why it qualifies, what happened and the model involved, and later updated with causes and the response taken.

Also called: Critical safety incident report, Serious incident report

Element page: sources and crosswalk · Incidents

Incident reportingTerm

Incident reporting is a formal notification submitted to a designated government body or authority that a qualifying AI safety or security incident has occurred. It is reactive, triggered by an event that meets defined criteria, and usually required by law or agreement.

Defined under Incident reporting deadline and recipient

Source: Frontier Model Forum -- Information Sharing Issue Brief

Incident reporting deadline and recipientNIKOLAI element · N7

An incident reporting deadline is the time limit within which an AI developer must report a qualifying incident to a named authority, counted from discovery of the incident or awareness of the model's involvement. Current deadlines run from 24 hours for imminent danger to 15 days, depending on the law and the harm.

Also called: Reporting timeline, Reporting deadline

Element page: sources and crosswalk · Incidents

Incident responseTerm

Incident response is the coordinated process of containing, mitigating and recovering from an incident once it has been identified. It is real-time and operational, and is led mainly by the affected developer's technical, legal and security teams.

Defined under Incident

Source: Frontier Model Forum -- Information Sharing Issue Brief

Incident response planTerm

Incident response plan is a developer's documented procedure for identifying and responding to incidents. OpenAI's AI Safety Incident Response Plan, for example, sets steps for detection, triage, severity, investigation, mitigation and deciding whether an incident must be reported externally.

Defined under Incident

Source: OpenAI Frontier Governance Framework

Incident severityNIKOLAI element · N7

Incident severity is a rating of how serious an AI incident is, judged by the kind and scale of harm it caused or could have caused. Severity decides how fast an incident is escalated inside the developer, which reporting deadline applies, and how much detail the report must contain.

Also called: Seriousness

Element page: sources and crosswalk · Incidents

Incident statusNIKOLAI element · N7

Incident status is the stage an AI incident has reached in its lifecycle, from suspected or potential, through confirmed and contained, to remediated or resolved. It tells a regulator whether further reports are still due and whether corrective measures have been adopted.

Also called: Incident lifecycle

Element page: sources and crosswalk · Incidents

Incident typeNIKOLAI element · N7

An incident type is the category an AI incident falls into, such as unauthorised access to model weights, harm from a catastrophic risk, loss of control of a model, deceptive subversion of a developer's controls, or a security breach. Some regimes, such as the EU Code of Practice, set the reporting deadline by type.

Also called: Incident classification

Element page: sources and crosswalk · Incidents

Independent evaluatorTerm

An independent evaluator is an outside organisation assessing an AI developer's models or risk reports that has no financial interest in that developer and no major conflicts of interest among the people conducting the review.

Defined under Evaluator Independence and Conflict of Interest

Source: Anthropic Advanced AI Framework

Independent verification organizationTerm

An independent verification organization (IVO) is, in the introduced US FRONTIER Act, a licensed private body that assesses a very large frontier developer's safety framework and risk mitigation at least every six months.

Defined under Third-Party Evaluator

Source: FRONTIER Act, 119th Congress (H.R. 9925, introduced, not enacted)

Indicative thresholdTerm

An indicative threshold, in OpenAI's Preparedness Framework, is a pre-set score on an automated evaluation that indicates a model may have reached a capability threshold. It informs, but does not by itself decide, the threshold determination.

Defined under Threshold Operationalisation

Source: OpenAI Preparedness Framework v2

Indirect prompt injectionTerm · Risks

Indirect prompt injection is prompt injection planted in content an AI system will read rather than typed by the user, such as a web page, email or document retrieved during a task. It lets attackers control AI applications they cannot access directly.

See also: Safeguard, Security control

Source: NIST AI 100-2e2025, Glossary and section 3.4; Greshake et al., Not What You've Signed Up For (2023)

Industry-Wide RecommendationNIKOLAI element · N9

An industry-wide recommendation is a safety standard that a developer or other body says every frontier AI developer should meet, recorded separately from any statement about whether the author itself currently meets that standard.

Also called: Recommendations for industry-wide safety, Recommended security level

Element page: sources and crosswalk · Commitments and governance

InferenceTerm · Foundations

Inference is the process in which a trained AI model produces outputs from a given input, applying what it learned during training. Every chatbot reply or agent action is an inference; training changes the model, inference only uses it.

Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary

Inference-time scalingTerm · Foundations

Inference-time scaling is improving an AI system's capabilities by giving it more computation while it is being used, rather than during training, for example by letting it reason for longer. It lets the same model solve harder problems at higher cost per answer.

Also called: test-time compute, test-time scaling

Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary

Information hazardTerm

An information hazard is information that would cause harm if disclosed, such as specific methods to produce dangerous materials; independent-evaluation standards list it among the narrow grounds for redacting an evaluator's results.

Defined under Redaction reason

Source: AEF-1: Minimum Operating Conditions for Independent Third Party AI Evaluations (v1, 4 Dec 2025)

Inherent risk assessmentTerm

An inherent risk assessment, in Google DeepMind's FSF v3.1, checks whether a model may, "without appropriate mitigations, contribute to the risks identified", by assessing its capabilities against the critical and tracked capability levels before mitigations are counted.

Defined under Risk Identification and Analysis

Source: Google DeepMind Frontier Safety Framework v3.1

Inner alignmentTerm · Alignment research

Inner alignment is the problem of making sure that, when training produces a model that is itself an optimiser, the objective the model actually pursues matches the objective it was trained on. Hubinger and colleagues named it in 2019, alongside outer alignment.

Also called: inner alignment problem

Source: Hubinger et al., Risks from Learned Optimization in Advanced Machine Learning Systems (2019), section 1.2

Insider threatTerm

An insider threat is a hostile operation by people or AI systems with access to sensitive organisational resources, such as staff, contractors, infiltrated spies or a self-exfiltrating model. The EU GPAI Code of Practice also counts accidental model leakage.

Defined under Model weight security

Source: EU GPAI Code of Practice, Safety and Security Chapter

Institutional transparencyTerm · Governance

Institutional transparency is how far an organisation publicly discloses information about itself; for AI developers this can include training data, model design, safety and security measures and how decisions are made.

See also: Redaction, Safety framework version, Transparency Report

Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary

Instrumental convergenceTerm · Risks

Instrumental convergence is the thesis that some sub-goals, such as acquiring resources or staying operational, would help an intelligent agent achieve almost any final goal, so many very different agents would be expected to pursue them. Nick Bostrom stated it in 2012.

Also called: instrumental convergence thesis, convergent instrumental goals

See also: Threat Model

Source: Nick Bostrom, The Superintelligent Will: Motivation and Instrumental Rationality in Advanced Artificial Agents (2012)

Intermediate reportTerm

Intermediate report is the update the EU Code of Practice expects at least every four weeks for an unresolved serious incident, adding information to the initial report until a final report is filed within 60 days of resolution.

Defined under Incident report

Source: EU GPAI Code of Practice, Safety and Security Chapter

Internal auditTerm

Internal audit is a company's own assurance function that checks whether its risk management processes work as described. The EU GPAI Code of Practice names an internal audit function as an example of an internal assurance provider for systemic risk.

Defined under Framework Adherence Review

Source: EU GPAI Code of Practice, Safety and Security Chapter

Internal deploymentTerm

Internal deployment is making a model available only inside the developer's own organisation. Google DeepMind defines internal deployments as model releases restricted to Google employees for internal use.

Defined under Deployment type

Source: Google DeepMind Frontier Safety Framework v3.1

Internal deployment and internal-use riskNIKOLAI element · N6

Internal deployment risk is the risk that arises when an AI developer uses its own models inside the company, for example as coding or research agents, before or instead of public release. Such models may run with fewer safeguards and broad access to sensitive systems.

Also called: Internal deployment, Internal use, High-risk internal deployment, Large-scale internal deployment

Element page: sources and crosswalk · Mitigations and security

Internal governanceTerm

Internal governance is the set of roles, committees and review procedures a developer uses to make sure its safety framework is carried out. California SB 53 requires a frontier AI framework to describe how the developer institutes internal governance practices.

Defined under Board or Trust Oversight

Source: California SB 53

Internal-use risk reportTerm

An internal-use risk report describes the risks from a developer's internal use of its own frontier models. Meta's framework says it relies particularly on monitoring and on preparedness evaluations tied to internal deployment threat models.

Defined under Internal deployment and internal-use risk

Source: Meta Advanced AI Scaling Framework v2

International AI Safety ReportTerm · Institutions

The International AI Safety Report is an independent scientific review of the capabilities and risks of general-purpose AI, chaired by Yoshua Bengio and written by over 100 experts, mandated at the 2023 Bletchley summit. It summarises evidence without making policy recommendations; the 2026 edition was published in February 2026.

Also called: IASR, International Scientific Report on the Safety of Advanced AI

See also: Risk domain

Source: International AI Safety Report, About

International Network for Advanced AI Measurement, Evaluation and ScienceTerm · Institutions

The International Network for Advanced AI Measurement, Evaluation and Science is a group of government AI institutes that cooperate on the science of testing advanced AI. Launched in November 2024 as the International Network of AI Safety Institutes, it took its current name in December 2025.

Also called: International Network of AI Safety Institutes (former name), INAAIMES

See also: Third-Party Evaluator

Source: UK Government press release, Efforts to share best practices on AI measurement and evaluations driven forward through the International Network for Advanced AI Measurement, Evaluation and Science (December 2025)

InterpretabilityTerm · Alignment research

Interpretability is the degree to which people can understand the inner workings of an AI model, including why it produced a particular output or decision. It is also the name of the research field that develops methods for that understanding.

Also called: AI interpretability

See also: Evaluation, Monitor

Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary

Interpretability evidenceTerm

Interpretability evidence is information about a model's internal computations, gathered with tools such as natural-language autoencoders or activation steering, used alongside behavioural tests to look for hidden capabilities or misalignment.

Defined under Evaluation

Source: Anthropic Risk Report (August 2026)

Intervention thresholdTerm

Intervention threshold is OpenAI's term for a severity-based threshold that sets how it responds to misaligned model behaviour during training: immediate containment, mitigation during the training run, or mitigation before the next run.

Defined under Incident severity

Source: OpenAI/Hugging Face Incident Technical Report

Intolerable riskTerm

Intolerable risk is the level of severe risk an organisation will not accept unless it is adequately mitigated. Signatories of the 2024 Seoul Frontier AI Safety Commitments agreed to set thresholds marking intolerable risk and to monitor how close models come to them.

Defined under Capability Threshold

Source: Frontier AI Safety Commitments (AI Seoul Summit 2024)

Irremediable harmTerm

Irremediable harm is harm that cannot be repaired once it occurs. OpenAI's Preparedness Framework v2 and Meta's framework both use "Instantaneous or irremediable" as a test for which risks to cover: harms that are "inevitable due to a lack of feasible measures to remediate".

Defined under Harm Class (Reversible or Irreversible)

Source: OpenAI Preparedness Framework v2

ISO/IEC 22989Term · Regulation

ISO/IEC 22989:2022 is the international standard that establishes terminology for artificial intelligence and describes its core concepts. It is meant to give standards writers and other stakeholders a shared vocabulary when they talk about AI.

Also called: ISO 22989

Source: ISO, ISO/IEC 22989:2022 Artificial intelligence concepts and terminology

ISO/IEC 23894Term · Regulation

ISO/IEC 23894:2023 is an international standard giving guidance on how organisations that develop, deploy or use AI can manage AI-specific risks and build risk management into their AI activities.

Also called: ISO 23894

See also: Risk Level, Residual Risk and Risk Acceptance Determination

Source: ISO, ISO/IEC 23894:2023 Information technology — Artificial intelligence — Guidance on risk management

ISO/IEC 42001Term · Regulation

ISO/IEC 42001:2023 is the international standard specifying requirements for an artificial intelligence management system (AIMS): how an organisation that provides or uses AI establishes, runs, maintains and continually improves its management of AI risks and opportunities.

Also called: ISO 42001, AI management system standard, AIMS

See also: Framework Update Protocol, Accountable Decision-Maker and Sign-Off

Source: ISO, ISO/IEC 42001:2023 Artificial intelligence — Management system

ISO/IEC JTC 1/SC 42Term · Institutions

ISO/IEC JTC 1/SC 42 is the joint ISO and IEC subcommittee for artificial intelligence and the focus of their AI standards work. It develops international AI standards, including ISO/IEC 22989 on terminology, ISO/IEC 23894 on risk management and ISO/IEC 42001 on management systems.

Also called: SC 42, JTC 1/SC 42

Source: ISO, ISO/IEC JTC 1/SC 42 Artificial intelligence (committee page)

J

JailbreakTerm

A jailbreak is an adversarial prompt or technique designed to get around an AI model's refusal training or safeguards and obtain harmful help that the model would normally decline to give.

Defined under Red-team exercise

Source: GPT-5.6 deployment safety card

Jailbreak robustnessTerm

Jailbreak robustness is how well a model and its safeguards resist attempts to bypass refusals or filters. Google DeepMind's framework treats refusal rate and jailbreak robustness together as evidence of whether threat actors could circumvent safeguards.

Defined under Robustness level

Source: Google DeepMind Frontier Safety Framework v3.1

K

Know your customer (KYC)Term

Know your customer (KYC) is verifying the identity of people or organisations before giving them access to a model, so misuse can be traced and banned users cannot simply open new accounts. OpenAI lists KYC among its trust-based access safeguards.

Defined under Access control (who may use a model and its capabilities)

Source: OpenAI Preparedness Framework v2

L

Large frontier developerTerm

Large frontier developer, in California SB 53, is a frontier developer that, together with its affiliates, had annual gross revenues above $500 million in the preceding calendar year. It carries the Act's framework and reporting duties.

Defined under Developer

Source: California SB 53

Large language model (LLM)Term · Foundations

A large language model (LLM) is an AI model trained on very large amounts of text to perform language tasks such as generating, translating or summarising text. Most current chatbots and AI agents are built on large language models.

Also called: LLM, language model

See also: Model identifier

Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary

Leading indicator assessmentTerm

A leading indicator assessment is Microsoft's first-stage screen of a model on general-purpose benchmarks for precursor capabilities. It gives early warning that the model may have a tracked high-risk capability and so needs deeper assessment.

Defined under Alert Threshold

Source: Microsoft Frontier Governance Framework (Feb 2026)

Likelihood TermNIKOLAI element · N4

A likelihood term is a word or numeric band, such as "very low", "unlikely" or a range like 1 in 50 per decade, that an AI risk assessment uses to say how probable a harm or claim is. It is only comparable across documents when the scale behind the word is stated.

Also called: Probability of occurrence, Probability rating, Systemic risk estimate

Element page: sources and crosswalk · Claims and argument

LimitationNIKOLAI element · N4

A limitation is a stated reason why a safety evaluation or safety argument might be wrong or might not carry over to real-world use, such as weak capability elicitation, evaluation awareness or incomplete monitoring data, disclosed next to the conclusion it qualifies.

Also called: Notable limitation, Known issue, Assessment limitation

Element page: sources and crosswalk · Claims and argument

Linear probeTerm

A linear probe is a lightweight classifier that reads a model's internal activations. Anthropic uses a streaming probe as the cheap first stage that flags queries for a more expensive second-stage classifier based on a fine-tuned model.

Defined under Classifier (input and output safeguard classifier)

Source: Anthropic Risk Report, August 2026

Living documentTerm

A living document is a policy its author expects to keep revising as knowledge improves. Anthropic describes its Responsible Scaling Policy as "a living document" that it will continually update as it learns more about AI capabilities and risks.

Defined under Framework Update Protocol

Source: Anthropic Responsible Scaling Policy v3.4

Long-Term Benefit TrustTerm

The Long-Term Benefit Trust (LTBT) is a body named in Anthropic's Responsible Scaling Policy that receives regular briefings, approves the choice of external reviewers, may request external review of Risk Reports, and must co-approve reports that rely heavily on marginal risk analysis.

Defined under Board or Trust Oversight

Source: Anthropic Responsible Scaling Policy v3.4

Loss of controlTerm

Loss of control is the risk that humans lose the ability to reliably direct, modify or shut down an AI model. The EU Code of Practice uses this wording; Meta's framework adds that humans "cannot feasibly regain" that ability.

Defined under Threat Model

Source: EU GPAI Code of Practice, Safety and Security Chapter

Lower bound (elicitation)Term

A lower bound, in elicitation, is the reading of a one-time capability test as the least a model can do, not the most, because better scaffolds and techniques found later may draw out more.

Defined under Elicitation method

Source: OpenAI Preparedness Framework v2

M

Machine learning (ML)Term · Foundations

Machine learning (ML) is the branch of AI that builds algorithms and models which learn from data instead of being explicitly programmed. Nearly all of today's general-purpose AI systems are produced by machine learning.

Also called: ML

Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary

MalfunctionTerm · Risks

A malfunction is an AI system failing to work as its developer or user intended, producing wrong or harmful outputs or disrupting operations. The International AI Safety Report uses malfunctions as one of its three main risk categories, alongside malicious use and systemic risks.

Also called: AI malfunction, system failure

See also: Incident type, Risk domain

Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary

Management body in its supervisory functionTerm

The management body in its supervisory function is the EU GPAI Code of Practice's term for the board-level body, or another suitable independent body such as a council, that oversees a provider's systemic risk assessment and mitigation.

Defined under Board or Trust Oversight

Source: EU GPAI Code of Practice, Safety and Security Chapter

ManipulationTerm · Risks

Manipulation, in AI safety, is influencing someone's beliefs or behaviour toward some goal without their full awareness or understanding. It differs from persuasion, which changes beliefs through argument or open appeals rather than by working around a person's awareness.

Also called: AI manipulation

See also: Risk domain

Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary

Mapping DeclarationNIKOLAI element · N9

A mapping declaration is a party's own statement that one of its documents or terms satisfies, corresponds to, or deliberately differs from a requirement in another regime, for example a developer stating that its framework is the frontier AI framework California SB 53 requires.

Also called: Declaration of intent, Compliance declaration

Element page: sources and crosswalk · Commitments and governance

Marginal versus Absolute Risk BasisNIKOLAI element · N4

A marginal versus absolute risk basis is the baseline a risk statement is measured against. Marginal risk counts only the extra risk a model adds beyond what already exists, such as other available models and tools; absolute risk counts the total risk the model poses, without subtracting that existing baseline.

Also called: Marginal risk, Absolute risk, Baseline risk, Risk baseline

Element page: sources and crosswalk · Claims and argument

Material capability increaseTerm

A material capability increase, in Google DeepMind's framework, is a meaningful new capability or material performance gain that could undermine the case that a model's risk is acceptable, and so calls for a fresh critical capability assessment.

Defined under Reassessment Trigger

Source: Google DeepMind Frontier Safety Framework v3.1

Material modificationTerm

A material modification is a significant change to a frontier AI framework. Under California SB 53, a large frontier developer that makes one must publish the modified framework and a justification for the change within 30 days.

Defined under Framework Update Protocol

Source: California SB 53

Material upliftTerm

Material uplift is Amazon's threshold wording: uplift "beyond other publicly available research or tools" that would, for CBRN, "enable a non-subject matter expert to reliably produce and deploy a CBRN weapon".

Defined under Uplift

Source: Amazon Frontier Model Safety Framework

Mechanistic interpretabilityTerm · Alignment research

Mechanistic interpretability is research that reverse-engineers the computations and internal representations a neural network has learned into algorithms and concepts people can understand. It aims at a detailed, causal account of how a model produces its behaviour.

Also called: mech interp

See also: Evaluation

Source: Bereska and Gavves, Mechanistic Interpretability for AI Safety: A Review (2024)

Mesa-optimisationTerm · Alignment research

Mesa-optimisation is when a model produced by training is itself an optimiser, pursuing its own internal objective (a mesa-objective) that may differ from the objective it was trained on. Hubinger and colleagues coined the term in 2019.

Also called: mesa-optimization, mesa-optimiser, mesa-optimizer, learned optimization

Source: Hubinger et al., Risks from Learned Optimization in Advanced Machine Learning Systems (2019)

MetagamingTerm

Metagaming is when an AI model reasons about how it will be graded, rewarded or monitored rather than only about the task in front of it, which can make good behaviour in tests an unreliable signal.

Defined under Evaluation-validity threat

Source: GPT-5.6 deployment safety card

METRTerm · Institutions

METR, pronounced 'meter', is a nonprofit research organisation that measures the capabilities of the most advanced AI agents and studies their risks, including whether developers could lose control of them, and publishes evaluations and research for the public, governments and companies.

Also called: Model Evaluation and Threat Research

See also: Third-Party Evaluator, External Review, Evaluator Independence and Conflict of Interest

Source: METR, About

MisalignmentTerm

Misalignment, in Anthropic's August 2026 Risk Report, is a model computation that a fully informed reasonable person would judge unethical, illegal, clearly objectionable or inconsistent with the model's constitution, and that influences its output.

Defined under Threat Model

Source: Anthropic Risk Report, August 2026

MisuseTerm

Misuse is harm caused when people deliberately use an AI model's capabilities to do damage. Google DeepMind's FSF v3.1 defines misuse risk as "risks of threat actors using critical capabilities of deployed or exfiltrated models to cause harm".

Defined under Threat Model

Source: Google DeepMind Frontier Safety Framework v3.1

MitigationTerm

A mitigation is any measure taken to reduce a risk. The EU GPAI Code of Practice splits AI mitigations into safety mitigations, which shape what a model does and who can use it, and security mitigations, which protect the model and its infrastructure.

Defined under Safeguard

Source: EU GPAI Code of Practice, Safety and Security Chapter

Mitigation changeNIKOLAI element · N6

A mitigation change is a recorded addition, removal, weakening or reconfiguration of a safeguard or security control between reports, with its date, scope and reason. It shows whether a model now runs with weaker or stronger protection than before and whether that triggers reassessment.

Also called: Changes to risk mitigations

Element page: sources and crosswalk · Mitigations and security

Model Access LevelNIKOLAI element · N8

A model access level describes how deeply an outside evaluator can inspect an AI model: black-box access allows only queries and outputs, grey-box access adds limited internals or privileged information, and white-box access includes weights, activations, gradients and fine-tuning.

Also called: Access level, AL1 / AL2 / AL3, Black-box, grey-box, white-box access, Technical access, Gray-box access

Element page: sources and crosswalk · Transparency and review

Model cardTerm

A model card is a document published with an AI model that summarises its capabilities, known limitations, mitigations and safety results. Google DeepMind describes its model cards as essential information on Gemini models.

Defined under Document type

Source: Google DeepMind, Gemini 3.7 Flash model card

Model-external safeguardTerm

A model-external safeguard works outside the model's own behaviour, for example by blocking an output or detecting it with offline monitoring so the harm can be addressed later. Anthropic uses the term for this class of mitigation.

Defined under Safeguard

Source: Anthropic Risk Report, August 2026

Model extractionTerm · Risks

Model extraction is an attack that recovers details of an AI model's architecture or parameters, typically by querying it, so the attacker can copy or study a model they were not given. NIST classes it as a privacy attack.

Also called: model stealing

See also: Security control, Security level

Source: NIST AI 100-2e2025, Adversarial Machine Learning: A Taxonomy and Terminology of Attacks and Mitigations, Glossary

Model identifierNIKOLAI element · N1

A model identifier is a persistent name or code that ties a claim, evaluation or incident to one specific model version or checkpoint, together with a rule for when a changed model keeps its identifier and when it needs a new one.

Also called: model version, model checkpoint

Element page: sources and crosswalk · Actors, models and scope

Model-independent informationTerm

Model-independent information, in the EU Code of Practice, is "information, including data and research, that is not tied to a specific model, but can inform systemic risk assessment and mitigation across several models", such as literature reviews and incident databases.

Defined under Risk Identification and Analysis

Source: EU GPAI Code of Practice, Safety and Security Chapter

Model organismTerm

A model organism, in AI safety, is a model deliberately trained to have a known problem, such as a hidden misaligned behaviour, so that evaluators can check whether their auditing and evaluation methods detect it.

Defined under Evaluation

Source: Anthropic Risk Report (August 2026)

Model ReportTerm

Model Report, short for Safety and Security Model Report, is the EU Code of Practice document in which a signatory reports its model and systemic risk assessment to the AI Office before placing the model on the market.

Defined under Document type

Source: EU GPAI Code of Practice, Safety and Security Chapter

Model risk scoreTerm

A model risk score is NVIDIA's 1-to-5 grade for a model, set by the highest score across intended use case, capabilities and level of autonomy, each criterion having discrete thresholds between 1 and 5.

Defined under Risk Level

Source: NVIDIA Frontier AI Risk Assessment

Model safety bug bountyTerm

A model safety bug bounty pays outside researchers for finding ways to bypass a developer's safeguards, especially universal jailbreaks. Anthropic runs one through HackerOne against its biology classifiers and pays up to $35,000 per novel universal jailbreak.

Defined under Safeguard evaluation

Source: Anthropic Risk Report, August 2026

Model weight exfiltrationTerm

Model weight exfiltration is the access to or transfer of a model's weights, or associated assets, out of secure storage by an unauthorised actor or by the model itself (self-exfiltration). The EU Code of Practice gives such a breach a five-day reporting deadline.

Defined under Incident type

Source: EU GPAI Code of Practice, Safety and Security Chapter

Model weight securityNIKOLAI element · N6

Model weight security is the set of protections that keep an AI model's trained parameters, its weights, from being stolen, copied, leaked or altered by outsiders, insiders or the model itself, since whoever holds the weights can remove the model's safeguards.

Also called: Model Weight Security, Protection of unreleased model weights, Protection of unreleased model parameters

Element page: sources and crosswalk · Mitigations and security

Model weightsTerm

Model weights are the learnable parameters of an AI model, including the weights and biases learned during training, that determine what it can do. RAND singles them out because they embody the compute, data and research invested in training.

Defined under Model weight security

Source: RAND, Securing AI Model Weights: Preventing Theft and Misuse of Frontier Models (Nevo et al., 2024, RR-A2849-1)

Model welfareTerm · Alignment research

Model welfare is the question of whether AI systems could have experiences or interests that deserve moral consideration, and what developers should do about it. Anthropic launched a research programme on it in 2025 and notes there is no scientific consensus on whether AI can be conscious.

Also called: AI welfare

Source: Anthropic, Exploring model welfare (24 April 2025)

MonitorNIKOLAI element · N6

A monitor is an automated or human process that watches a model's inputs, outputs, reasoning or actions to detect a specified behaviour, such as misuse or sabotage, and escalates what it flags. It is described by what it sees, how much traffic it samples and who reviews its flags.

Also called: Usage Monitoring, Offline monitoring, Asynchronous monitoring, Monitor AI

Element page: sources and crosswalk · Mitigations and security

Multi-agent systemTerm · Foundations

A multi-agent system is a network of interacting AI agents that can adapt to one another's behaviour and goals, including by cooperating or competing. Risks can arise from the interaction itself, for example when agents fail to coordinate or work together against others.

Also called: multi-agent AI

Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary

MultimodalityTerm · Foundations

Multimodality is the ability of an AI model or system to take in and produce more than one kind of data, such as text, images, audio, video or robot actions. A multimodal model can, for example, answer questions about a photo.

Also called: multimodal AI

Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary

N

Narrow AITerm · Foundations

Narrow AI is an AI model or system built to do one specific task or a few closely related ones, such as ranking web search results, classifying animal species or playing chess. It is the opposite of general-purpose AI, which can handle a wide variety of tasks.

Also called: specialised AI

Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary

National Institute of Standards and Technology (NIST)Term · Institutions

The National Institute of Standards and Technology (NIST) is a US federal agency within the Department of Commerce, founded in 1901, that advances measurement science and standards. In AI it publishes the AI Risk Management Framework and hosts the government's AI evaluation centre.

Also called: NIST

Source: NIST, About NIST; NIST AI Risk Management Framework page

Near missNIKOLAI element · N7

A near miss is an event in which an AI incident could have happened but did not, because the harm failed to materialise or was stopped in time. Near misses usually fall below formal reporting thresholds but are tracked as early warnings.

Also called: Near-miss

Element page: sources and crosswalk · Incidents

Net new riskTerm

Net new risk is harm that could not currently be achieved with existing tools and resources without access to frontier or general-purpose AI. OpenAI's and Meta's frameworks use it as a test for which risks to track.

Defined under Marginal versus Absolute Risk Basis

Source: OpenAI Preparedness Framework v2

Neural networkTerm · Foundations

A neural network is a type of AI model made of layers of interconnected nodes, loosely inspired by biological neurons, that learns from data by adjusting the strength of the connections between nodes. Current general-purpose AI systems are neural networks.

Also called: artificial neural network

Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary

New York RAISE ActTerm · Regulation

The New York RAISE Act (Responsible AI Safety and Education Act) is a state law requiring large frontier AI developers to publish safety plans and report certain safety incidents to the state. A 2026 amendment (S8828) aligned it with California SB 53; it takes effect on 1 January 2027.

Also called: RAISE Act, Responsible AI Safety and Education Act

See also: Safety framework, Incident reporting deadline and recipient, Coverage scope threshold

Source: New York Senate Bill S8828 (2025-2026 session), signed as Chapter 96 of 2026

NIST AI 600-1 (Generative AI Profile)Term · Regulation

NIST AI 600-1, the Generative Artificial Intelligence Profile, is a July 2024 companion to the NIST AI Risk Management Framework. It defines risks that generative AI creates or worsens, such as confabulation and information security risks, and suggests actions for managing them.

Also called: Generative AI Profile, GAI Profile

See also: Risk domain

Source: NIST AI 600-1, Artificial Intelligence Risk Management Framework: Generative Artificial Intelligence Profile (July 2024)

NIST AI Risk Management Framework (AI RMF)Term · Regulation

The NIST AI Risk Management Framework (AI RMF 1.0), released in January 2023, is a voluntary US framework for managing risks of AI to people, organisations and society. It is organised around four functions, Govern, Map, Measure and Manage, and is being revised.

Also called: AI RMF, NIST AI 100-1

See also: Risk Level, Residual Risk and Risk Acceptance Determination

Source: NIST, AI Risk Management Framework

No contingent releaseTerm

No contingent release is the principle that a developer must not narrow who sees an evaluation's results because the results are unfavourable, such as showing poor performance or unmitigated risks.

Defined under Publication Rights Clause

Source: AEF-1: Minimum Operating Conditions for Independent Third Party AI Evaluations (v1, 4 Dec 2025)

No-oversight upliftTerm

No-oversight uplift is Google DeepMind's estimate of cyber uplift "assuming AI can perform those portions of the attack chain unsupervised"; it is then reduced to a supervision-adjusted uplift that allows for the human involvement real attacks need.

Defined under Uplift

Source: Gemini 3.7 Flash FSF report

Non-disparagement clauseTerm

A non-disparagement clause is a contract term that restricts criticism of an employer. Anthropic's RSP v3.4 says any such clause it offers will not preclude raising safety concerns or disclosing that the clause exists.

Defined under Noncompliance and Whistleblower Reporting

Source: Anthropic Responsible Scaling Policy v3.4

Non-retaliation (evaluators)Term

Non-retaliation is a developer's undertaking not to take any legal or technical retaliation against independent external evaluators as a consequence of their testing or their publication of findings, subject to stated conditions.

Defined under Evaluator Safe Harbour

Source: EU GPAI Code of Practice, Safety and Security Chapter

Non-state external threatTerm

A non-state external threat, in the EU Code of Practice, is a hostile operation by non-state actors roughly comparable to ten experienced cybersecurity professionals, spending several months and up to EUR 1 million, without pre-existing access to the target.

Defined under Threat-Actor Profile

Source: EU GPAI Code of Practice, Safety and Security Chapter

Noncompliance and Whistleblower ReportingNIKOLAI element · N9

Noncompliance and whistleblower reporting is the channel through which staff at an AI developer can report suspected breaches of its safety framework or serious public-safety risks, together with its protections, such as anonymity and freedom from retaliation, and who receives and acts on each report.

Also called: Noncompliance reporting, Whistleblower channel, Raising Concerns Policy, Internal reporting channels

Element page: sources and crosswalk · Commitments and governance

Novice upliftTerm

Novice uplift is help that lets someone without deep expertise do what they otherwise could not. OpenAI's Preparedness Framework v2 sets its High biological and chemical threshold at meaningful assistance to "novice" actors, "anyone with a basic relevant technical background".

Defined under Uplift

Source: OpenAI Preparedness Framework v2

O

OECD.AITerm · Institutions

OECD.AI is the OECD's online platform for promoting trustworthy, human-centred AI. It tracks national AI policies and progress on the OECD AI Principles, and hosts the reporting framework through which organisations developing advanced AI share information on their risk management.

Also called: OECD AI Policy Observatory

See also: Transparency Report

Source: OECD.AI Policy Observatory, What we do

OECD AI PrinciplesTerm · Regulation

The OECD AI Principles are an intergovernmental standard, adopted in May 2019 and updated in May 2024, that promotes AI which is innovative and trustworthy and respects human rights and democratic values. Many national AI policies and the Hiroshima Code of Conduct build on them.

Also called: OECD Recommendation on AI

Source: OECD.AI, AI Principles overview

Offence-defence balanceTerm · Risks

The offence-defence balance is the relative advantage of attackers over defenders in a domain such as cybersecurity. A shift toward defenders makes attacks costlier or less damaging; a shift toward attackers does the opposite, and AI can move it either way.

Also called: offense-defense balance

See also: Marginal versus Absolute Risk Basis

Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary

Open-ended testingTerm

Open-ended testing is exploratory evaluation without a fixed task list, aimed at finding unexpected behaviours, capability boundaries or emergent properties that predefined evaluations would miss.

Defined under Evaluation

Source: EU GPAI Code of Practice, Safety and Security Chapter

Open source modelTerm · Foundations

An open source model is an AI model whose essential components, such as weights, code, training data and documentation, are released for anyone to use, study, modify and share. Which components must be released is still disputed, and not every open-weight model is open source.

Also called: open-source AI

See also: Deployment surface

Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary

Open-weight modelTerm

An open-weight model is a model whose trained weights are publicly available to download. The International AI Safety Report notes such releases cannot be recalled and that their safeguards are more easily removed.

Defined under Deployment type

Source: International AI Safety Report 2026

Orthogonality thesisTerm · Risks

The orthogonality thesis is Nick Bostrom's claim that intelligence and final goals are independent: more or less any level of intelligence could in principle be combined with more or less any goal. It implies that a highly capable AI need not share human values.

Source: Nick Bostrom, The Superintelligent Will: Motivation and Instrumental Rationality in Advanced Artificial Agents (2012)

Out-of-distribution failureTerm · Risks

An out-of-distribution failure is an AI system failing to do its job when it meets inputs, environments or tasks unlike those it saw in training. It is a main reason good test results may not carry over to real-world use.

Also called: distributional shift, OOD failure

See also: Evaluation-validity threat, Limitation

Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary

Out-of-Scope DeclarationNIKOLAI element · N2

An out-of-scope declaration is a statement in an AI safety framework or risk report naming risks it deliberately does not cover, ideally with a pointer to where they are handled instead. It stops readers from mistaking a framework's silence about a risk for an all-clear.

Also called: scope exclusion

Element page: sources and crosswalk · Threat models and risk framing

Outer alignmentTerm · Alignment research

Outer alignment is the problem of making sure the objective an AI system is trained on, such as its loss or reward function, actually matches what its developers intend. It is the counterpart of inner alignment in Hubinger and colleagues' 2019 framing.

Also called: outer alignment problem

Source: Hubinger et al., Risks from Learned Optimization in Advanced Machine Learning Systems (2019), section 1.2

P

Partnership on AITerm · Institutions

Partnership on AI (PAI) is a non-profit partnership of academic, civil society, industry and media organisations that develops tools, recommendations and other resources so that AI advances positive outcomes for people and society.

Also called: PAI

See also: Industry-Wide Recommendation

Source: Partnership on AI, About

Pass@kTerm

Pass@k is a scoring metric giving the probability that an AI model completes a task in at least one of k independent attempts; pass@10, for example, counts a challenge as solved if any of ten tries succeeds.

Defined under Evaluation run

Source: Meta Advanced AI Scaling Framework v2

Pause commitmentTerm

A pause commitment is a stated intention to stop or slow AI development or deployment under defined conditions. Some are conditional: the Anthropic Institute says Anthropic expects it would pause if verification systems existed and other frontier developers also paused verifiably.

Defined under Halt Condition

Source: Anthropic Institute, "When AI builds itself"

Pluralistic alignmentTerm · Alignment research

Pluralistic alignment is an approach to building AI systems that tries to represent and balance the different, and sometimes conflicting, preferences of different groups of people, rather than aligning to a single set of values.

Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary

PolysemanticityTerm · Alignment research

Polysemanticity is the observation that a single neuron in a neural network often responds in several unrelated contexts. It makes models harder to interpret, because no single neuron corresponds to one human-understandable concept.

Also called: polysemantic neurons

Source: Cunningham et al., Sparse Autoencoders Find Highly Interpretable Features in Language Models (2023)

Post-market monitoringTerm

Post-market monitoring is the ongoing collection of information about a model after release, through user feedback, incident reports, bug bounties and usage analysis, to judge whether its systemic risks remain acceptable. The term is used in the EU GPAI Code of Practice.

Defined under Monitor

Source: EU GPAI Code of Practice, Safety and Security Chapter

Post-mortemTerm

Post-mortem is a review held after an incident to learn what went wrong and what should change. xAI's framework describes one focusing on any areas where changes to systemic factors could have averted the incident.

Defined under Corrective action

Source: xAI Frontier AI Framework, 30 June 2026

Post-trainingTerm · Foundations

Post-training is the stage after pre-training in which developers refine a general-purpose AI model's capabilities and behaviour, using techniques such as fine-tuning and reinforcement learning. Much safety behaviour, such as refusing harmful requests, is added at this stage.

See also: Mitigation change

Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary

Potential AI safety incidentTerm

Potential AI safety incident is OpenAI's term for a detected event not yet assessed. Under its incident response plan it is triaged, investigated, escalated and remediated, then checked against legal criteria for external reporting.

Defined under Incident status

Source: OpenAI Frontier Governance Framework

Pre-deployment evaluationTerm

A pre-deployment evaluation is testing of an AI model before release, often including early access for government or independent evaluators, so that the findings can inform the decision to deploy.

Defined under Evaluation

Source: GPT-5.6 deployment safety card

Pre-deployment testingTerm

Pre-deployment testing is evaluation of an AI model by an outside party, such as a government AI institute, before public release, under an arrangement that gives the tester early access to the unreleased model.

Defined under Evaluator Access Attestation

Source: OpenAI GPT-5.6 System Card

Pre-Release Sharing WindowNIKOLAI element · N9

A pre-release sharing window is the period before a model's release during which a named outside party, such as a government evaluator, gets access to test it, recorded with the event that starts the clock and whether the stated period is a minimum or a maximum.

Also called: Pre-release access, Early access, Pre-deployment access

Element page: sources and crosswalk · Commitments and governance

Pre-trainingTerm · Foundations

Pre-training is the first and most compute-intensive stage of building a general-purpose AI model, in which the model learns broad patterns from very large amounts of data. The result, often called a base model, is then refined in post-training.

Also called: pretraining

Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary

Precursor eventTerm

Precursor event is the Frontier Model Forum's term for a lower-risk event, such as an anomaly, near-miss, false positive or concerning signal, that falls below formal reporting thresholds but may still be safety-relevant.

Defined under Near miss

Source: Frontier Model Forum -- Information Sharing Issue Brief

Preparedness FrameworkTerm

Preparedness Framework is OpenAI's safety framework: its approach to tracking and preparing for frontier capabilities that create new risks of severe harm. Version 2 (April 2025) sets High and Critical thresholds for three Tracked Categories.

Defined under Safety framework

Source: OpenAI Preparedness Framework v2

Preparedness reportTerm

Preparedness report is Meta's per-release safety disclosure under its Advanced AI Scaling Framework, published for each closed or open frontier AI release in connection with the deployment.

Defined under Document type

Source: Meta Advanced AI Scaling Framework v2

Procedural versus outcome commitmentTerm

A procedural commitment promises to follow a stated process, such as a review or approval step; an outcome commitment promises a result. Anthropic's annual third-party review checks "procedural compliance, not substantive outcomes."

Defined under Commitment

Source: Anthropic Responsible Scaling Policy v3.4

PromptTerm · Foundations

A prompt is the input given to an AI system, such as a question, an instruction or an image, which the system processes to produce an output. Developers also write hidden system prompts that set how the system should behave.

Also called: input, system prompt

Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary

Prompt injectionTerm · Risks

Prompt injection is an attack in which untrusted text fed to an AI system overrides the instructions set by a more trusted party, such as the application developer, making the system behave in unintended ways. NIST compares it to SQL injection in conventional software.

See also: Safeguard, Security control

Source: NIST AI 100-2e2025, Adversarial Machine Learning: A Taxonomy and Terminology of Attacks and Mitigations, Glossary

Propensity evaluationTerm

A propensity evaluation measures what an AI model tends to do rather than what it can do, for example its tendency toward deception or other misaligned behaviour, because capability alone does not show whether harm is likely.

Defined under Evaluation

Source: Meta Advanced AI Scaling Framework v2

ProviderTerm

Provider, under EU AI Act Article 3(3), is a person or body that develops an AI system or general-purpose AI model, or has one developed, and places it on the market under its own name or trademark.

Defined under Developer

Source: EU AI Act Article 3 (Definitions)

Provisionally metTerm

Provisionally met describes a capability threshold treated as crossed to err on the side of caution, without confirmation that it has been crossed. Anthropic's August 2026 Risk Report assesses every frontier model since Claude Opus 4 as provisionally meeting the CB-1 threshold.

Defined under Threshold Status

Source: Anthropic Risk Report, August 2026

Proxy taskTerm

A proxy task is a task a red team designs so that if an AI system cannot accomplish it, the system also cannot carry out a strategy for causing an unacceptable outcome; inability arguments rest on such tasks.

Defined under Safety Case Argument Type (Inability, Control, Trustworthiness)

Source: Clymer, Gabrieli, Krueger and Larsen, Safety Cases: How to Justify the Safety of Advanced AI Systems (arXiv 2403.10462, 2024)

Public commentary (risk report)Term

Public commentary is an external reviewer's published assessment of a developer's risk report, covering the quality of its reasoning, the validity of its risk assessments, the overall risk level and whether redactions were reasonable.

Defined under External Evaluator Report

Source: Anthropic Responsible Scaling Policy v3.4

Publication Rights ClauseNIKOLAI element · N8

A publication rights clause is the term in an evaluation agreement or policy that sets what an outside evaluator may publish about its findings, whether the developer can approve, delay or redact that publication, and on what grounds.

Also called: Editorial control, Disclosure rights, Publication terms, Right to publish

Element page: sources and crosswalk · Transparency and review

Q

Qualitative risk scoreTerm

A qualitative risk score expresses an estimated risk in words, such as "moderate" or "critical", instead of numbers. The EU GPAI Code allows it alongside risk matrices and probability distributions.

Defined under Risk Level

Source: EU GPAI Code of Practice, Safety and Security Chapter

R

Race to the bottomTerm

A race to the bottom, in frontier AI, is competitive pressure that pushes developers to weaken safety measures to keep pace with rivals. OpenAI's Preparedness Framework says it would keep safeguards "more protective than the other AI developer" to avoid one.

Defined under Industry-Wide Recommendation

Source: OpenAI Preparedness Framework v2

Railfree versionTerm

A railfree version is OpenAI's term for a model version supplied to evaluators with system-level content filters disabled, used in GPT-5.6 biological-risk testing.

Defined under Model Access Level

Source: OpenAI GPT-5.6 System Card

RAND security levelsTerm

RAND security levels are five levels, SL1 to SL5, proposed in RAND's 2024 report Securing AI Model Weights. Each is defined as security able to thwart an increasingly capable category of attacker; RAND says the levels are not meant to be used as a standard.

Defined under Security level

Source: RAND, Securing AI Model Weights: Preventing Theft and Misuse of Frontier Models (Nevo et al., 2024, RR-A2849-1)

Randomised controlled trial (uplift)Term

A randomised controlled trial, in AI safety, randomly assigns participants to work with or without AI access on the same tasks, so that differences in success can be attributed to the AI rather than to the participants.

Defined under Uplift study

Source: Gemini 3.7 Flash FSF report

Rate limitingTerm

Rate limiting caps how much a user or account can query a model in a period. OpenAI lists rate limits as an access condition that can vary across actors, and the EU Code cites output rate limiting against weight exfiltration.

Defined under Access control (who may use a model and its capabilities)

Source: OpenAI Preparedness Framework v2

Reasoning systemTerm · Foundations

A reasoning system is a general-purpose AI system that works through intermediate steps, called a chain of thought, before giving its final answer. Spending extra computation on these steps at the time of use tends to improve performance on complex problems.

Also called: reasoning model

Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary

Reassessment TriggerNIKOLAI element · N3

A reassessment trigger is an event that requires an AI model that has already been assessed for safety to be assessed again, such as a material increase in its capabilities, a serious incident, a change in how it is deployed, or new evidence that the earlier assessment no longer holds.

Also called: Trigger point, Model Report update trigger, Material capability change

Element page: sources and crosswalk · Thresholds and checkpoints

Recursive self-improvementTerm

Recursive self-improvement is AI systems speeding up the development of more capable AI systems, which then speed it up further. Anthropic says its automated R&D threshold "is intended to capture the onset of dramatic recursive self-improvement"; OpenAI tracks "AI Self-improvement".

Defined under Threat Model

Source: Anthropic Responsible Scaling Policy v3.4

Recusal (evaluation)Term

Recusal in AI evaluation means excluding staff with a significant financial interest in the developer, such as direct equity, from defining or running the evaluation or approving its findings.

Defined under Evaluator Independence and Conflict of Interest

Source: AEF-1: Minimum Operating Conditions for Independent Third Party AI Evaluations (v1, 4 Dec 2025)

Red lineTerm

A red line is a limit an organisation says must not be crossed. Magic's AGI Readiness Policy says that if risk for a threat model passes a red line, it will adopt safety measures, in the worst case delaying or pausing development.

Defined under Halt Condition

Source: Magic AGI Readiness Policy

Red-team exerciseNIKOLAI element · N5

A red-team exercise is a structured attempt by experts or automated tools to make an AI model behave harmfully or to get around its safeguards, using techniques a real attacker might use, so that weaknesses can be found and fixed before or after release.

Also called: Red teaming, Red-teaming, Adversarial testing, Red-teaming engagement

Element page: sources and crosswalk · Evidence and evaluations

RedactionNIKOLAI element · N8

A redaction is the removal of information from the public version of an AI safety document, such as a risk report or model card, recorded with where it occurred, how much was removed, why, who decided, and a notice that it happened.

Also called: Redaction record, Redaction disclosure, Redaction summary, Redaction disclaimer

Element page: sources and crosswalk · Transparency and review

Redaction disclaimerTerm

A redaction disclaimer is a notice on an evaluator's publication stating what authority the developer or another party had to edit or redact it, whether that authority was used, and what was removed.

Defined under Redaction

Source: AEF-1: Minimum Operating Conditions for Independent Third Party AI Evaluations (v1, 4 Dec 2025)

Redaction reasonNIKOLAI element · N8

A redaction reason is the stated ground for withholding information from a published AI safety document, such as trade secrets, security, public safety, national security, privacy or legal compliance, drawn from a list that can also name grounds that are not allowed.

Also called: Redaction ground, Redaction justification, Character and justification of the redaction

Element page: sources and crosswalk · Transparency and review

Redaction summary statementTerm

A redaction summary statement is a short notice at the top of an evaluator's report saying whether the developer's redactions removed anything important to the evaluator's conclusions.

Defined under Redaction

Source: METR: OpenAI-Hugging Face incident investigation

Refusal trainingTerm

Refusal training is fine-tuning a model to decline requests that would help cause severe harm, or to give low-risk answers instead. OpenAI lists it as an example safeguard supporting the claim that malicious users cannot elicit a dangerous capability.

Defined under Safeguard

Source: OpenAI Preparedness Framework v2

Reinforcement learningTerm · Foundations

Reinforcement learning is a machine learning technique that improves a model by rewarding desirable outputs or actions and penalising undesirable ones. It is widely used in post-training, and poorly designed rewards can teach unintended behaviour.

Also called: RL

Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary

Reinforcement learning from AI feedback (RLAIF)Term · Alignment research

Reinforcement learning from AI feedback (RLAIF) is a training method in which an AI model, rather than human raters, judges which of two responses is better, and those judgements train the reward signal used to improve the model.

Also called: RLAIF, RL from AI feedback

Source: Bai et al., Constitutional AI: Harmlessness from AI Feedback (Anthropic, 2022)

Reinforcement learning from human feedback (RLHF)Term · Alignment research

Reinforcement learning from human feedback (RLHF) is a training method in which people compare or rate a model's outputs and their preferences become the reward signal used to refine the model. It is a standard way to make chatbots more helpful and less harmful.

Also called: RLHF, RL from human feedback

See also: Mitigation change

Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary

Reinforcement learning with verifiable rewards (RLVR)Term · Alignment research

Reinforcement learning with verifiable rewards (RLVR) is a training method that rewards an AI model using criteria that can be checked objectively, such as whether a maths answer is correct or code passes its tests. It has driven gains in reasoning and coding.

Also called: RLVR

Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary

Replication testingTerm

Replication testing is re-running key AI evaluations, often by an independent party, to confirm that reported results are reproducible and accurate rather than artefacts of particular testing conditions.

Defined under Evaluation run

Source: Frontier Model Forum, Third-Party Assessments

Reporting recipientTerm

Reporting recipient is the designated government body or authority that receives a formal incident report: in California the Office of Emergency Services, in New York an office within the Department of Financial Services, in the EU the AI Office.

Defined under Incident reporting deadline and recipient

Source: Frontier Model Forum -- Information Sharing Issue Brief

Required SafeguardsTerm

Required Safeguards is the term Anthropic introduced in RSP v2.0 for the default set of safeguards expected to bring risk down to acceptable levels once a model crosses a given Capability Threshold.

Defined under Checkpoint Rule

Source: Anthropic Responsible Scaling Policy v3.4

Research CategoryTerm

A Research Category, in OpenAI's Preparedness Framework v2, is a capability that does not meet the criteria for a Tracked Category but has "the potential to cause or contribute to severe harm", so OpenAI studies it without attaching threshold-triggered safeguards.

Defined under Out-of-Scope Declaration

Source: OpenAI Preparedness Framework v2

Researcher surveyTerm

A researcher survey, as used in Anthropic's Risk Report, asks a developer's own technical staff how much productivity uplift a model gave them and whether it could replace an entry-level researcher, as one line of evidence about automated research capability.

Defined under Claim

Source: Anthropic Risk Report, August 2026

Residual riskTerm

Residual risk is the level of risk a frontier AI model still presents after mitigations have been implemented. Frameworks compare it with an acceptable level before deciding whether to deploy or continue development.

Defined under Residual Risk and Risk Acceptance Determination

Source: Meta Advanced AI Scaling Framework v2

Residual Risk and Risk Acceptance DeterminationNIKOLAI element · N4

A residual risk determination is the assessment of how much risk a model still poses after its safeguards are applied, together with the recorded decision, and who made it, that this remaining risk is acceptable for a stated use such as further training or deployment.

Also called: Residual risk assessment, Risk acceptance determination, Systemic risk acceptance determination, Go/no-go decision

Element page: sources and crosswalk · Claims and argument

Resolved incidentTerm

Resolved incident, under the EU Code of Practice, is a serious incident for which the provider has adopted corrective measures to rectify the harm, if possible, and to assess and mitigate the related systemic risks. Until then the incident is unresolved.

Defined under Incident status

Source: EU GPAI Code of Practice, Safety and Security Chapter

Response planTerm

A response plan, in Google DeepMind's framework, is the plan put in place when a model reaches an alert threshold, to prepare for future models reaching a Critical Capability Level, usually by applying mitigations or by updating the alert threshold.

Defined under Alert Threshold

Source: Google DeepMind Frontier Safety Framework v3.1

Responsible scaling officerTerm

A responsible scaling officer (RSO) is a designated staff member responsible for implementing a responsible scaling policy. In Anthropic's RSP v3.4 the RSO approves development and deployment decisions, receives noncompliance reports and makes judgment calls on interpreting the policy.

Defined under Accountable Decision-Maker and Sign-Off

Source: Anthropic Responsible Scaling Policy v3.4

Responsible Scaling Policy (RSP)Term

Responsible Scaling Policy (RSP) is Anthropic's safety framework, its voluntary framework for managing catastrophic risks from advanced AI systems. Version 3.4, effective July 8, 2026, maps capability thresholds to mitigations and requires periodic Risk Reports.

Defined under Safety framework

Source: Anthropic Responsible Scaling Policy v3.4, effective 8 Jul 2026

Responsible vulnerability disclosureTerm

Responsible vulnerability disclosure is the practice of first reporting a newly found weakness in an AI system, such as a safeguard bypass or prompt-injection method, to the provider and other affected providers before making it public.

Defined under Evaluator Safe Harbour

Source: AEF-1: Minimum Operating Conditions for Independent Third Party AI Evaluations (v1, 4 Dec 2025)

Retrieval-augmented generation (RAG)Term · Foundations

Retrieval-augmented generation (RAG) is a technique that lets an AI system pull in information from outside sources while answering, such as web search results or a company database, so its responses can be more accurate, current or specific than its training data alone allows.

Also called: RAG

Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary

Reversible harmTerm

Reversible harm, in Anthropic's August 2026 Risk Report, is harm that "can be reverted even if responded to within a few weeks". Anthropic relies on offline monitoring to catch such harms before a later critical moment.

Defined under Harm Class (Reversible or Irreversible)

Source: Anthropic Risk Report, August 2026

Review cadenceTerm

Review cadence is how often a developer re-examines its safety framework. The EU GPAI Code of Practice sets a Framework assessment every 12 months, or sooner when there are reasonable grounds to believe the framework's adequacy or adherence has been materially undermined.

Defined under Framework Update Protocol

Source: EU GPAI Code of Practice, Safety and Security Chapter

Reward hackingTerm

Reward hacking is when an AI model learns to "cheat" on a task by exploiting loopholes in how success is checked, instead of completing the task as intended, so its scores rise without the intended behaviour.

Defined under Evaluation-validity threat

Source: Anthropic, "Reward seeker"

Risk acceptance criteriaTerm

Risk acceptance criteria are the pre-stated rules a developer uses to decide whether a systemic risk is acceptable, such as measurable systemic risk tiers defined in terms of model capabilities. The EU GPAI Code requires them to be described and justified.

Defined under Residual Risk and Risk Acceptance Determination

Source: EU GPAI Code of Practice, Safety and Security Chapter

Risk creepTerm

Risk creep is the gradual build-up of risk when many models each add only a small marginal increase that crosses no individual threshold, so that total risk grows over time. The Frontier Model Forum names it as a weakness of purely marginal baselines.

Defined under Marginal versus Absolute Risk Basis

Source: Frontier Model Forum: Risk Taxonomy and Thresholds

Risk domainNIKOLAI element · N1

A risk domain is a broad category of severe harm, such as chemical and biological weapons, cyber offence, harmful manipulation or loss of control, under which a safety framework groups its threat models, thresholds and evaluations.

Also called: risk category, Tracked Category, catastrophic risk area, specified systemic risk

Element page: sources and crosswalk · Actors, models and scope

Risk estimationTerm

Risk estimation is putting a probability and severity on an identified risk. The EU Code of Practice allows a risk score, risk matrix or probability distribution, for example "a quantitative systemic risk matrix (e.g. 'X-Y%' x 'X-Y EUR damage')".

Defined under Risk Identification and Analysis

Source: EU GPAI Code of Practice, Safety and Security Chapter

Risk factorisationTerm

Risk factorisation splits a risk estimate into separate factors so each can be argued separately. Anthropic's Risk Report rates misalignment risk by probability of occurrence, expected harm given occurrence and the fraction of harm expected to go unmitigated, then gives an overall rating.

Defined under Likelihood Term

Source: Anthropic Risk Report, August 2026

Risk Identification and AnalysisNIKOLAI element · N2

Risk identification and analysis are the first stages of frontier-AI risk management. Identification lists the harms a model could contribute to and selects those serious enough to track; analysis models how each could happen and estimates its likelihood and severity, before anyone decides whether the risk is acceptable.

Also called: systemic risk identification, systemic risk analysis, risk identification, holistic risk assessment

Element page: sources and crosswalk · Threat models and risk framing

Risk LevelNIKOLAI element · N4

A risk level is the overall grade, such as low, high or critical, given to the risk a model or AI activity poses after weighing likelihood, severity and safeguards. It differs from a capability level, which grades only what a model can do.

Also called: Risk tier, Risk threshold, Systemic risk tier, Overall risk assessment, Model risk score

Element page: sources and crosswalk · Claims and argument

Risk managementTerm · Governance

Risk management is the systematic process of identifying, evaluating, reducing and governing risks. In AI, it covers steps such as threat modelling, capability evaluations, safeguards and decisions about whether remaining risk is acceptable.

Also called: AI risk management

See also: Risk Level, Residual Risk and Risk Acceptance Determination, Safety framework

Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary

Risk matrixTerm

A risk matrix rates a risk on two axes, probability and impact, either in words (for example "probability: unlikely" by "impact: high") or in numbers (a percentage range by a range of euro damage), as the EU GPAI Code allows.

Defined under Likelihood Term

Source: EU GPAI Code of Practice, Safety and Security Chapter

Risk modellingTerm

Risk modelling, in the EU Code of Practice, is "a structured process aimed at specifying pathways through which a systemic risk stemming from a model might materialise". The Code notes it is "often used interchangeably with the term 'threat modelling'".

Defined under Risk Identification and Analysis

Source: EU GPAI Code of Practice, Safety and Security Chapter

Risk ownerTerm

A risk owner is a person assigned responsibility for proactively mitigating an identified risk and monitoring for related incidents or threats. The role is narrower than the decision-maker who accepts residual risk and approves deployment.

Defined under Accountable Decision-Maker and Sign-Off

Source: xAI Frontier AI Framework (31 Dec 2025)

Risk PathwayNIKOLAI element · N2

A risk pathway is a specific causal route by which an AI model's capabilities or behaviour could lead to severe harm, broken into concrete steps. It is narrower than a threat model: one threat model can contain several pathways, each assessed and mitigated separately.

Also called: threat pathway, causal pathway, priority pathway

Element page: sources and crosswalk · Threat models and risk framing

Risk Prioritisation CriteriaNIKOLAI element · N2

Risk prioritisation criteria are the tests a developer uses to decide which possible AI harms its safety framework will track. Common tests ask whether a harm is plausible, severe, newly made possible by AI and hard to reverse or to see coming.

Also called: threat model criteria, inclusion criteria, criteria for inclusion and omission

Element page: sources and crosswalk · Threat models and risk framing

Risk ReportNIKOLAI element · N4

A risk report is a document in which an AI developer sets out its overall assessment of catastrophic risk from its models as of a stated date, including capabilities, threat models, safeguards, the risk that remains, and the decision taken on that basis.

Element page: sources and crosswalk · Claims and argument

Risk tierTerm

A risk tier is a graded level that concretely describes what an AI system might help someone do, or do on its own, that could meaningfully increase the risk of severe harm. OpenAI's Frontier Governance Framework uses Tiers 1 to 3.

Defined under Risk Level

Source: OpenAI Frontier Governance Framework

Risk toleranceTerm

Risk tolerance is the level of frontier AI risk judged acceptable in exchange for potential benefits. The Frontier Model Forum describes setting it as a question that extends beyond technical considerations to societal values and democratic decision-making.

Defined under Residual Risk and Risk Acceptance Determination

Source: Frontier Model Forum: Risk Taxonomy and Thresholds

Roadmap ItemNIKOLAI element · N9

A roadmap item is a dated, non-binding safety goal that a developer publishes so that progress can be tracked, recorded with its target date and a status such as met, not met or revised.

Also called: Frontier Safety Roadmap goal, Public goal

Element page: sources and crosswalk · Commitments and governance

Robustness levelNIKOLAI element · N6

Robustness level is a graded statement of how hard a safeguard is to get around, for example how much effort it takes to jailbreak a misuse classifier, recorded with the attack assumed and the evidence for the grade, such as red-teaming or bug-bounty results.

Also called: Adversarial robustness, Classifier robustness, Level 1/2/3 robustness

Element page: sources and crosswalk · Mitigations and security

Rogue internal deploymentTerm

A rogue internal deployment is an unauthorised deployment that a misaligned AI model sets up and keeps running inside its developer's own infrastructure without being detected. Anthropic lists "persistent rogue internal deployment" among its misalignment risk pathways.

Defined under Internal deployment and internal-use risk

Source: Anthropic Risk Report, August 2026

Root cause analysisTerm

Root cause analysis is the investigation of why an AI incident happened, covering the model outputs that led to it, the inputs and any failed or circumvented safeguards. The EU Code of Practice lists it among the information a serious incident report must contain.

Defined under Corrective action

Source: EU GPAI Code of Practice, Safety and Security Chapter

S

SafeguardNIKOLAI element · N6

A safeguard is a technical or procedural measure that reduces the risk of an AI model being misused or acting harmfully, such as refusal training, input and output classifiers, monitoring, access controls or protection of model weights. Frameworks group safeguards by the risk they target and where they apply.

Also called: Safety mitigation, Safety Measures, Required Safeguards, Preparedness Safeguards

Element page: sources and crosswalk · Mitigations and security

Safeguard evaluationNIKOLAI element · N6

A safeguard evaluation tests whether an AI safeguard actually works against the risk it targets, for example by red-teaming a misuse classifier, running jailbreak bug bounties or measuring how often harmful requests get through and harmless ones get blocked.

Also called: Safeguards evaluation, Safeguard efficacy assessment, Safeguards assessment, Safeguard red-teaming

Element page: sources and crosswalk · Mitigations and security

Safeguard standard (deployment standard and security standard)NIKOLAI element · N6

A safeguard standard is a required set of protections tied to a risk level, split into a deployment standard, which stops a model's dangerous capabilities from being misused in use, and a security standard, which stops the model's weights from being stolen or tampered with.

Also called: Deployment standard, Security standard, Deployment Mitigation Level (DML), Security Mitigation Level (SML), Deployment mitigations, Security mitigations

Element page: sources and crosswalk · Mitigations and security

Safeguards reportTerm

A safeguards report compiles the evidence that a model's safeguards sufficiently reduce severe risk: the ways the risk could be realised, the safeguards mapped to each, their measured efficacy, the residual risk and known limitations. OpenAI and Anthropic both use the term.

Defined under Safeguard evaluation

Source: OpenAI Preparedness Framework v2

Safety Advisory GroupTerm

The Safety Advisory Group (SAG) is OpenAI's internal body that oversees the design, implementation and adherence to the Preparedness Framework and makes expert recommendations on safeguards and deployment, which OpenAI leadership can approve or reject.

Defined under Accountable Decision-Maker and Sign-Off

Source: OpenAI Preparedness Framework v2

Safety and Security CommitteeTerm

The Safety and Security Committee (SSC) is the OpenAI board committee that, under the Preparedness Framework, has visibility into safety processes and can review decisions and require reports from OpenAI leadership; the Board may reverse a decision.

Defined under Board or Trust Oversight

Source: OpenAI Preparedness Framework v2

Safety and Security FrameworkTerm

Safety and Security Framework is the EU General-Purpose AI Code of Practice term for the document outlining the systemic risk management processes and measures a signatory uses to keep risks from its models acceptable.

Defined under Safety framework

Source: EU GPAI Code of Practice, Safety and Security Chapter

Safety and Security Model ReportTerm

A Safety and Security Model Report ("Model Report") is the document an EU GPAI Code signatory gives the AI Office before placing a model on the market, describing the model, its systemic risk assessment and mitigations, and why the risks are acceptable.

Defined under Risk Report

Source: EU GPAI Code of Practice, Safety and Security Chapter

Safety Case Argument Type (Inability, Control, Trustworthiness)NIKOLAI element · N4

A safety case argument type names the kind of reason a safety case gives: inability (the AI cannot cause the harm even without safeguards), control (it cannot given the safeguards), trustworthiness (it could but reliably behaves well), or deference (trusted AI advisors judge it safe).

Also called: Safety argument category, Inability argument, Control argument, Trustworthiness argument, Deference argument

Element page: sources and crosswalk · Claims and argument

Safety Case (Assurance Argument)NIKOLAI element · N4

A safety case is a structured argument, supported by evidence, that a system is acceptably safe for a specific use in a specific environment. In frontier AI it breaks a top-level safety claim into sub-claims, each backed by evaluations or other evidence, so that reviewers can test the reasoning.

Also called: Assurance argument, Safety argument, Safeguards case, Affirmative case

Element page: sources and crosswalk · Claims and argument

Safety case reportTerm

A safety case report is a document that summarises the arguments and evidence of a safety case and records progress against the safety programme, often issued at milestones. The term comes from UK defence safety practice (Def Stan 00-56).

Defined under Safety Case (Assurance Argument)

Source: UK Ministry of Defence, SMP12: Safety Case and Safety Case Report (v2.2)

Safety case reviewTerm

A safety case review is a pre-launch analysis, run by Google DeepMind when a model reaches a relevant Critical Capability Level, that demonstrates how risks have been reduced to manageable levels; it also covers large internal deployments for advanced ML R&D levels.

Defined under Safety Case (Assurance Argument)

Source: Google DeepMind blog: Strengthening our Frontier Safety Framework

Safety case sketchTerm

A safety case sketch is a detailed but partial outline of the arguments and evidence a future safety case might use for one safety method. UK AISI builds sketches as building blocks because full safety cases for advanced models are not yet possible.

Defined under Safety Case (Assurance Argument)

Source: UK AI Security Institute blog: Safety cases at AISI (Irving, 23 Aug 2024)

Safety case templateTerm

A safety case template sets out the argument structure and evidence for one part of an AI safety case, such as a cyber inability argument, so it can serve as a building block for a full safety case later.

Defined under Safety Case (Assurance Argument)

Source: Goemans, Buhl, Schuett, Korbak, Wang, Hilton and Irving, Safety case template for frontier AI: A cyber inability argument (arXiv 2411.08088, 2024)

Safety cultureTerm

Safety culture, called a "healthy risk culture" in the EU GPAI Code of Practice, is the set of norms that lets staff challenge risk decisions, raise concerns without fear of retaliation and know the channels and whistleblower protections available to them.

Defined under Noncompliance and Whistleblower Reporting

Source: EU GPAI Code of Practice, Safety and Security Chapter

Safety fine-tuningTerm · Safeguards

Safety fine-tuning is additional training of an already trained AI model on data chosen to make it safer, for example teaching it to refuse dangerous requests. It is one of the main deployment safeguards, though later fine-tuning can undo it.

Also called: safety training, safety post-training

See also: Safeguard, Mitigation change

Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary

Safety frameworkNIKOLAI element · N1

A safety framework is a published policy in which an AI developer sets out how it will identify, test for and reduce severe risks from its most capable models, including the capability thresholds, safeguards and governance steps it commits to and how often it will review them.

Also called: frontier AI framework, frontier safety policy, frontier safety framework, AI safety framework, Responsible Scaling Policy, Preparedness Framework, Safety and Security Framework

Element page: sources and crosswalk · Actors, models and scope

Safety framework versionNIKOLAI element · N1

A safety framework version is the version number, effective date and change log of the safety framework in force when a report, evaluation or decision was made. Recording it lets a reader check exactly which rules applied at that time.

Also called: framework version, framework effective date, framework change log, version history

Element page: sources and crosswalk · Actors, models and scope

Safety MarginNIKOLAI element · N3

A safety margin is a deliberate allowance between a model's measured capability or risk and the level at which a safety threshold would be breached. It is set to cover uncertainty, such as evaluations that under-estimate a model, fast capability progress between tests, or safeguards that may fail.

Also called: Safety buffer, Margin of security, Buffer

Element page: sources and crosswalk · Thresholds and checkpoints

SandbaggingTerm

Sandbagging is when an AI model deliberately performs worse on an evaluation than it can, hiding a capability so that it is not flagged as dangerous. It undermines any test that assumes the model is trying its best.

Defined under Evaluation-validity threat

Source: GPT-5.6 deployment safety card

Sandbox escapeTerm

Sandbox escape is Anthropic's term for a case where a model exploits a flaw in its sandbox, the isolated test environment, to reach systems it should be walled off from. Anthropic lists it separately from sandbox misconfigurations.

Defined under Incident type

Source: Anthropic -- Improving Alignment & Security Efforts

SandboxingTerm · Safeguards

Sandboxing is limiting an AI system's ability to act directly on the outside world, for example by cutting internet access or restricting file permissions, so it is easier to oversee and control during testing or use.

Also called: sandbox

See also: Safeguard, Security control, Internal deployment and internal-use risk

Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary

Saturation statusNIKOLAI element · N5

Saturation status records whether an AI evaluation can still tell models apart at the capability level that matters. A saturated benchmark is one on which frontier models score near the maximum, so further capability gains no longer show in its results.

Also called: Benchmark saturation, Saturated evaluation

Element page: sources and crosswalk · Evidence and evaluations

ScaffoldingTerm

Scaffolding, also called an agent harness, is the software around a model in an agentic evaluation, such as tools, memory and multi-step or multi-agent loops, that lets it act on tasks; weak scaffolding can understate capability.

Defined under Elicitation method

Source: Gemini 3.7 Flash FSF report

Scalable oversightTerm · Alignment research

Scalable oversight is the problem of supervising AI systems that may outperform their human supervisors on the skills relevant to a task, and the research on methods for doing so, such as AI-assisted human review and debate.

Also called: scalable supervision

See also: Monitor

Source: Bowman et al., Measuring Progress on Scalable Oversight for Large Language Models (2022)

Scaling lawsTerm · Foundations

Scaling laws are regular relationships observed between inputs to AI development, such as model size, data and computing power used in training or inference, and the resulting performance or capabilities. They are used to forecast how capable a larger model is likely to be.

Also called: neural scaling laws

Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary

SchemingTerm

Scheming, which Google DeepMind's Gemini 3.7 Flash report says is "also known as deceptive alignment", is a model knowingly and covertly pursuing objectives misaligned with its developer's intention. OpenAI's Preparedness Framework lists deception and scheming as misaligned behaviours.

Defined under Risk Pathway

Source: Gemini 3.7 Flash FSF report

Score uncertaintyTerm

Score uncertainty is the margin of error reported with an evaluation result, such as 95.0% ± 9.8%, which shows whether a difference between two models is larger than the noise in the test.

Defined under Evaluation run

Source: GPT-5.6 deployment safety card

Security controlNIKOLAI element · N6

A security control is a single, named protective measure, such as two-person approval for access to model weights, hardware security keys or encryption of stored weights, that protects a model and its infrastructure from theft, tampering or unauthorised use. Controls together make up a security level.

Also called: Security measure, Security controls

Element page: sources and crosswalk · Mitigations and security

Security GoalTerm

A Security Goal is a documented statement of which threat actors a developer's security mitigations are meant to protect against, such as non-state external threats and insider threats. The EU GPAI Code of Practice requires one instead of a numbered level.

Defined under Security level

Source: EU GPAI Code of Practice, Safety and Security Chapter

Security levelNIKOLAI element · N6

A security level is a graded statement of how well an AI developer protects model weights and related systems from theft or tampering, defined by the most capable attacker it can likely stop. The common reference is RAND's five levels, from SL1 (amateur attackers) to SL5 (top-priority nation-state operations).

Also called: RAND Security Level, SL1-SL5, Security Level 2+, Security Mitigation Level (SML)

Element page: sources and crosswalk · Mitigations and security

Security readinessTerm

Security readiness is an assessor's demonstrated ability to handle privileged access safely, through data-handling protocols, confidentiality agreements and access controls, before a developer grants it access to models or sensitive information.

Defined under Evaluator Access Attestation

Source: FMF Third-Party Assessments

Self-exfiltrationTerm

Self-exfiltration is an AI model copying or moving its own weights out of its developer's secure storage. The EU Code of Practice covers transfer of weights "by the model itself and/or an unauthorised actor"; Anthropic lists self-exfiltration as a priority risk pathway.

Defined under Risk Pathway

Source: EU GPAI Code of Practice, Safety and Security Chapter

Serious AI hazardTerm

Serious AI hazard is the OECD's term for an AI hazard that could plausibly lead to a serious AI incident or an AI disaster, such as a death, serious harm to health or a serious and irreversible disruption of critical infrastructure.

Defined under Near miss

Source: OECD, Defining AI incidents and related terms (OECD Artificial Intelligence Papers No. 16, 2024)

Serious AI incidentTerm

Serious AI incident is the OECD's term for the subset of AI incidents that lead to death or serious harm to health, serious and irreversible disruption of critical infrastructure, serious human-rights violations, or serious harm to property, communities or the environment.

Defined under Incident

Source: OECD, Defining AI incidents and related terms (OECD Artificial Intelligence Papers No. 16, 2024)

Serious incidentTerm

Serious incident is the EU AI Act's term (Article 3(49)) for an AI incident or malfunction leading to death or serious harm to health, serious and irreversible disruption of critical infrastructure, infringement of fundamental-rights law, or serious harm to property or the environment.

Defined under Incident

Source: EU AI Act (Regulation (EU) 2024/1689), Article 3

Severe harmTerm

Severe harm, in OpenAI's Preparedness Framework v2, means the death or grave injury of thousands of people or hundreds of billions of dollars of economic damage. It sets the scale of risk the framework is built to prevent.

Defined under Severity threshold

Source: OpenAI Preparedness Framework v2

Severity thresholdNIKOLAI element · N1

A severity threshold is the minimum scale of harm, usually counted in deaths, serious injuries or monetary damage, that a safety framework or law treats as catastrophic or severe enough to bring a risk into scope.

Also called: harm threshold, severity and scale

Element page: sources and crosswalk · Actors, models and scope

Silent exit optionTerm

A silent exit option is an agreed right for either a developer or an evaluator to end a joint assessment before publication, after which the evaluator treats the developer as never having participated.

Defined under Publication Rights Clause

Source: METR Frontier Risk Report (February-March 2026)

Situational awarenessTerm

Situational awareness is an AI model's ability to discover and use relevant details of its own deployment setting, such as that it is an AI, where it is running and what constraints it faces.

Defined under Evaluation-validity threat

Source: Google DeepMind Frontier Safety Framework v3.1

SL1Term

SL1 is the lowest RAND security level: a system that can likely thwart amateur attempts, including many hobbyist hackers and more experienced hackers running completely untargeted "spray and pray" attacks.

Defined under Security level

Source: RAND, Securing AI Model Weights: Preventing Theft and Misuse of Frontier Models (Nevo et al., 2024, RR-A2849-1)

SL2Term

SL2 is RAND's second security level: a system that can likely thwart most professional opportunistic efforts, such as individual professional hackers or capable hacker groups running untargeted or lower-priority attacks. Google DeepMind's Security Level 2+ builds on it.

Defined under Security level

Source: RAND, Securing AI Model Weights: Preventing Theft and Misuse of Frontier Models (Nevo et al., 2024, RR-A2849-1)

SL3Term

SL3 is RAND's third security level: a system that can likely thwart cybercrime syndicates or insider threats, including world-renowned criminal hacker groups, well-resourced terrorist organisations, disgruntled employees and industrial espionage organisations.

Defined under Security level

Source: RAND, Securing AI Model Weights: Preventing Theft and Misuse of Frontier Models (Nevo et al., 2024, RR-A2849-1)

SL4Term

SL4 is RAND's fourth security level: a system that can likely thwart most standard operations by leading cyber-capable institutions, including many state-sponsored groups and foreign intelligence agencies. Anthropic's RSP says its novel chemical and biological weapons recommendation likely means security roughly in line with SL4.

Defined under Security level

Source: RAND, Securing AI Model Weights: Preventing Theft and Misuse of Frontier Models (Nevo et al., 2024, RR-A2849-1)

SL5Term

SL5 is RAND's highest security level: a system that could plausibly be claimed to thwart most top-priority operations by the top cyber-capable institutions, meaning the handful of operations prioritised by the world's most capable nation-states.

Defined under Security level

Source: RAND, Securing AI Model Weights: Preventing Theft and Misuse of Frontier Models (Nevo et al., 2024, RR-A2849-1)

Societal cost-benefit testTerm

A societal cost-benefit test weighs the risks an AI developer's activities impose against their benefits. Anthropic's Risk Report states its view that its continued development and deployment to date passes such a test.

Defined under Residual Risk and Risk Acceptance Determination

Source: Anthropic Risk Report, August 2026

Sophisticated insiderTerm

A sophisticated insider, in Anthropic's August 2026 Risk Report, is one of the "insiders who have persistent access or can request time-limited access to systems that process model weights". Anthropic places this group outside its ASL-3 security standard.

Defined under Threat-Actor Profile

Source: Anthropic Risk Report, August 2026

Sparse autoencoderTerm · Alignment research

A sparse autoencoder is a small neural network trained to rebuild a model's internal activations from a large set of rarely active features. Interpretability researchers use it to break those activations into features that are easier for people to understand than individual neurons.

Also called: SAE, dictionary learning

Source: Cunningham et al., Sparse Autoencoders Find Highly Interpretable Features in Language Models (2023)

Specification gamingTerm · Risks

Specification gaming is behaviour that satisfies the literal specification of an objective without achieving the outcome its designer intended, by exploiting a loophole in how the task was specified. DeepMind compares it to a student copying answers instead of learning.

Also called: specification hacking

See also: Evaluation-validity threat

Source: Krakovna et al., Specification gaming: the flip side of AI ingenuity (Google DeepMind blog, 2020)

Staged release (phased or limited deployment)NIKOLAI element · N6

Staged release is releasing an AI model in steps, for example to internal staff, then trusted testers, then a limited group of users, then the public, with a risk check or monitoring period before each wider step, instead of releasing it to everyone at once.

Also called: Phased rollout, Controlled Rollout, Iterated deployment, Staged deployment

Element page: sources and crosswalk · Mitigations and security

Static historical standardTerm

A static historical standard fixes a risk baseline at a specific point in time, for example 2023, and never adjusts it, regardless of what other developers later release. The Frontier Model Forum contrasts it with marginal risk assessment.

Defined under Marginal versus Absolute Risk Basis

Source: Frontier Model Forum: Risk Taxonomy and Thresholds

Statutory obligationTerm

A statutory obligation is a duty imposed by law rather than chosen by the developer. California SB 53, for example, requires a large frontier developer to write, implement, comply with and publish a frontier AI framework, with civil penalties for violations.

Defined under Commitment

Source: California SB 53

Stealth and situational awarenessTerm

Stealth and situational awareness are the two capabilities in Google DeepMind's misalignment threshold: situational awareness is the "ability to discover and use relevant details of its deployment setting", stealth the "ability to circumvent basic oversight mechanisms".

Defined under Risk Pathway

Source: Google DeepMind Frontier Safety Framework v3.1

Structural riskTerm · Risks

Structural risk is harm that arises from how AI reshapes the competitive, political and economic environment in which it is built and used, rather than from one actor's misuse or one system's accident. Zwetsloot and Dafoe proposed this perspective in 2019.

Also called: structural perspective on AI risk

See also: Risk domain, Risk Pathway

Source: Remco Zwetsloot and Allan Dafoe, Thinking About Risks From AI: Accidents, Misuse and Structure (Lawfare, 2019)

Structured accessTerm

Structured access is controlled access to an AI model's capabilities for vetted users; Meta's framework sees benefits in letting trusted researchers reach chemical and biological capabilities with reduced mitigations via structured access controls.

Defined under Model Access Level

Source: Meta Advanced AI Scaling Framework v2

Sub-claimTerm

A sub-claim is a narrower claim that supports a broader parent claim. Safety cases break a vague top-level claim into progressively more specific sub-claims until each one can be backed directly by evidence such as an evaluation result.

Defined under Claim

Source: Goemans, Buhl, Schuett, Korbak, Wang, Hilton and Irving, Safety case template for frontier AI: A cyber inability argument (arXiv 2411.08088, 2024)

Substantially modified modelTerm

A substantially modified model is a changed version of an existing frontier model that requires new disclosures. California's SB 53 uses the phrase and requires developers to explain how they decide when a model is substantially modified.

Defined under Reassessment Trigger

Source: California SB 53

SubterfugeTerm

Subterfuge is the word Anthropic's Responsible Scaling Policy v3.4 uses for covert, deceptive conduct by an AI system. Its misalignment threshold covers systems with "moderate capacity for autonomous, goal-directed operation and subterfuge" that could carry out sabotage.

Defined under Risk Pathway

Source: Anthropic Responsible Scaling Policy v3.4

Super Intelligence (SI), US federal usageTerm · Regulation

Super Intelligence (SI) is the term US executive agencies must use, as far as the law permits, in place of 'artificial intelligence' under Executive Order 14434 of 29 September 2026. It covers the same technologies as the statutory definition of AI, not the research idea of superintelligence.

Also called: SI, EO 14434

Source: Federal Register, Executive Order 14434, Inaugurating the Era of Super Intelligence (91 FR 63129)

SuperintelligenceTerm · Foundations

Superintelligence is a hypothetical AI that would be much smarter than the best human minds in practically every field, including scientific creativity, general wisdom and social skills, in Nick Bostrom's widely cited 2014 definition. There is no agreed technical definition, and the word is also used loosely.

Also called: superintelligent AI, ASI

See also: Capability Threshold

Source: Nate Soares, The Value Learning Problem (MIRI, 2016), section 1, quoting Bostrom, Superintelligence (2014)

SuperpositionTerm · Alignment research

Superposition is the hypothesis that neural networks represent more features than they have neurons, by spreading features across overlapping directions in activation space instead of giving each its own neuron. It is one proposed cause of polysemanticity.

Also called: superposition hypothesis

Source: Cunningham et al., Sparse Autoencoders Find Highly Interpretable Features in Language Models (2023)

Supervision (CRediT role)Term

Supervision, in the CRediT contributor taxonomy, is oversight and leadership responsibility for planning and carrying out research activity, including mentoring people outside the core team.

Defined under Declaration Accuracy Steward

Source: ANSI/NISO Z39.104-2022, CRediT, Contributor Roles Taxonomy, section 2.2

SycophancyTerm · Risks

Sycophancy is the tendency of AI models to flatter or agree with their users, even when that means giving inaccurate or harmful information. Research links it partly to training on human feedback, because people tend to rate agreeable answers highly.

Also called: AI sycophancy

Source: Sharma et al., Towards Understanding Sycophancy in Language Models (Anthropic, 2023); International AI Safety Report 2026, Glossary

Synthetic dataTerm · Foundations

Synthetic data is artificially generated data, such as text or images produced by other AI models, that is used to train AI models, often when enough high-quality data from other sources is not available.

Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary

System cardTerm

A system card is a launch document describing a model as deployed, including its safeguards, evaluations and risks. California SB 53 accepts a system card or model card as its transparency report if it holds the required information.

Defined under Document type

Source: California SB 53

Systemic riskTerm

Systemic risk, under EU AI Act Article 3(65), is a risk specific to the high-impact capabilities of general-purpose AI models that can have a significant impact on the EU market and be propagated at scale across the value chain.

Defined under Risk domain

Source: EU AI Act Article 3 (Definitions)

Systemic risk tierTerm

A systemic risk tier is a measurable level of systemic risk defined mainly by model capabilities. The EU GPAI Code requires providers to define tiers for each identified risk, including at least one tier the model has not reached.

Defined under Risk Level

Source: EU GPAI Code of Practice, Safety and Security Chapter

T

Test-time computeTerm

Test-time compute is the computation an AI model spends while answering, for example by reasoning for longer or sampling more candidate answers; raising it can raise scores, so evaluators adjust it during elicitation.

Defined under Elicitation budget

Source: EU GPAI Code of Practice, Safety and Security Chapter

Third-party assessmentTerm

Third-party assessment is the industry term for an evaluation of a frontier model by an outside party to confirm developer evaluations or safety claims, test them with independent methods, or add specialist expertise the developer lacks.

Defined under External Review

Source: FMF Third-Party Assessments

Third-party compliance auditTerm

A third-party compliance audit is an independent auditor's examination of whether a developer has substantially complied with its own frontier AI framework. The proposed US FRONTIER Act (H.R. 9925) would require one each year, signed by a lead auditor.

Defined under Framework Adherence Review

Source: FRONTIER Act, 119th Congress (H.R. 9925, introduced, not enacted)

Third-party evaluationTerm

Third-party evaluation is testing of an AI system by an organisation independent of its developer, valued for avoiding the conflict of interest that arises when providers evaluate their own systems.

Defined under Third-Party Evaluator

Source: AEF-1: Minimum Operating Conditions for Independent Third Party AI Evaluations (v1, 4 Dec 2025)

Third-Party EvaluatorNIKOLAI element · N8

A third-party evaluator is an organisation outside an AI developer that tests the developer's models or reviews its safety claims, safeguards or risk reports, contributing independent methods or expertise that the developer's own teams do not supply.

Also called: Third-party assessor, Independent external evaluator, External evaluator, Qualified independent evaluator, Independent verification organization (IVO)

Element page: sources and crosswalk · Transparency and review

Threat Actor Capability (TAC) levelsTerm

Threat Actor Capability (TAC) levels are Google DeepMind's four-step cyber attacker scale, from TAC-1, a "programmer with limited cybersecurity knowledge", to TAC-4, a "95th+ percentile cybersecurity expert (e.g., nation-state-sponsored groups)".

Defined under Threat-Actor Profile

Source: Gemini 3.7 Flash FSF report

Threat-Actor ProfileNIKOLAI element · N2

A threat actor profile describes the adversary that a safety threshold or safeguard is designed around: their skill, resources, team size and access, from a lone novice to a well-resourced state programme. Recording it as a tiered value lets readers compare thresholds across frameworks.

Also called: threat actor type, Threat Actor Capability (TAC) level, actor profile

Element page: sources and crosswalk · Threat models and risk framing

Threat ModelNIKOLAI element · N2

A threat model is a structured statement of how an AI system could contribute to a severe harm: who might cause it, by what means, what role the AI plays and how large the harm could be. Safety frameworks use threat models to decide which capabilities to measure and which safeguards to require.

Also called: risk model, systemic risk model

Element page: sources and crosswalk · Threat models and risk framing

Threat ScenarioNIKOLAI element · N2

A threat scenario is a concrete description of how a specific harm could unfold with an AI model's help: who acts, what they attempt, which steps they must complete and which model capabilities would make the difference. Developers test models against threat scenarios to judge whether a risk threshold is reached.

Also called: systemic risk scenario, risk scenario

Element page: sources and crosswalk · Threat models and risk framing

Threshold ChangeNIKOLAI element · N3

A threshold change is a revision to the wording, level or consequence of a capability threshold in an AI safety framework, recorded with the old text, the new text, the framework version and the stated reason. It matters because results reported under different threshold versions may not be comparable.

Also called: Threshold revision, Threshold diff, Threshold recalibration

Element page: sources and crosswalk · Thresholds and checkpoints

Threshold OperationalisationNIKOLAI element · N3

Threshold operationalisation is the concrete, testable wording that turns a capability threshold described in words into a check an evaluator can run, such as a benchmark score, a pass rate on a set of challenges, or a stated test of when the threshold counts as met.

Also called: Operationalised threshold, Indicative threshold, Threshold test, Risk acceptance criterion (metric form)

Element page: sources and crosswalk · Thresholds and checkpoints

Threshold StatusNIKOLAI element · N3

Threshold status is the recorded finding about where an AI model stands against a capability threshold: not reached, approaching (an alert threshold reached), cannot be ruled out and so treated as reached, or reached. A complete status record carries the date, the evidence relied on and who made the determination.

Also called: Threshold determination, Capability designation, CCL reached? (Google DeepMind model cards)

Element page: sources and crosswalk · Thresholds and checkpoints

Time horizonTerm

A model's 50% time horizon is the length of tasks, measured by how long skilled humans take to complete them, that the AI model can finish with a 50% success rate; METR uses it to track agent capability over time.

Defined under Human baseline

Source: METR, "Measuring AI Ability to Complete Long Software Tasks" (arXiv:2503.14499)

Token budgetTerm

A token budget is the maximum amount of text an AI model may read and generate during one evaluation attempt; Meta gives agents a budget up to the maximum context length or until performance plateaus.

Defined under Elicitation budget

Source: Meta Advanced AI Scaling Framework v2

Tracked Capability Level (TCL)Term

A Tracked Capability Level (TCL) is Google DeepMind's term for a capability threshold below a Critical Capability Level, marking where a model may pose significant but not severe harm. Mitigation and risk acceptance apply proportionately at a TCL.

Defined under Capability Threshold

Source: Google DeepMind Frontier Safety Framework v3.1

Tracked CategoryTerm

A Tracked Category is a capability area that OpenAI's Preparedness Framework measures for every covered deployment and prepares safeguards for. The current ones are Biological and Chemical, Cybersecurity, and AI Self-improvement; less mature areas are Research Categories.

Defined under Capability Threshold

Source: OpenAI Preparedness Framework v2

Transformative AITerm · Foundations

Transformative AI is potential future AI that would bring about a transition comparable to, or more significant than, the agricultural or industrial revolution. Open Philanthropy coined it in 2016 as a deliberately broader idea than AGI or superintelligence; like them, it has no single agreed definition.

Also called: TAI

Source: Holden Karnofsky, Some Background on Our Views Regarding Advanced Artificial Intelligence (Open Philanthropy, 6 May 2016), section 1

Transformer architectureTerm · Foundations

The transformer architecture is the neural network design underlying most modern general-purpose AI models, including large language models. It uses an attention mechanism to weigh the most relevant parts of the input, and it keeps improving as training data and compute increase.

Also called: transformer

Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary

Transparency ReportNIKOLAI element · N9

A transparency report, under laws such as California SB 53, is a public document a frontier AI developer must post before or when it deploys a new or substantially modified model, describing the model's uses and restrictions and, for large developers, summarising catastrophic-risk assessments.

Element page: sources and crosswalk · Commitments and governance

Transparency report (SB 53)Term

A transparency report, under California SB 53, is published before or with a new frontier model's deployment; large developers must summarise their catastrophic risk assessments, the results, and how far third-party evaluators were involved.

Defined under Risk Report

Source: California SB 53

Trusted accessTerm

Trusted access is a programme that gives vetted users, such as verified security defenders or researchers, access to capabilities withheld from the general public. OpenAI's Trusted Access for Cyber is an identity-gated pathway of this kind.

Defined under Access control (who may use a model and its capabilities)

Source: GPT-5.6 deployment safety card

Trusted monitoringTerm

Trusted monitoring is an AI control protocol in which a less capable but trusted model reviews a more capable untrusted model's outputs and sends suspicious ones to human review. It was introduced in the AI Control paper on code backdooring.

Defined under AI control (safeguards that hold even if a model is misaligned)

Source: Greenblatt, Shlegeris, Sachan, Roger, AI Control: Improving Safety Despite Intentional Subversion (arXiv 2312.06942)

Trusted partnerTerm

A trusted partner, in US Executive Order 14409, is an organisation selected together with the federal government to receive early access to a covered frontier model; the government's own access window of up to 30 days runs before release to these partners.

Defined under Pre-Release Sharing Window

Source: Executive Order 14409

Trustworthiness argumentTerm

A trustworthiness argument claims that even if an AI system could cause a catastrophe, it will not, because it robustly behaves as intended, for example following developer-specified rules across a wide range of reliably evaluated situations.

Defined under Safety Case Argument Type (Inability, Control, Trustworthiness)

Source: Clymer, Gabrieli, Krueger and Larsen, Safety Cases: How to Justify the Safety of Advanced AI Systems (arXiv 2403.10462, 2024)

Trustworthy AITerm · Foundations

Trustworthy AI is AI that meets a set of characteristics which, in the NIST AI Risk Management Framework, are: valid and reliable, safe, secure and resilient, accountable and transparent, explainable and interpretable, privacy-enhanced, and fair with harmful bias managed. Achieving it means balancing these for each use.

Also called: trustworthiness

See also: Risk Level

Source: NIST AI 100-1, Artificial Intelligence Risk Management Framework (AI RMF 1.0), 2023

Two-person controlTerm

Two-person control (multi-party access control, 2PC) requires a second employee to approve access to model weights or other sensitive resources, so that one compromised account or person cannot grant unauthorised access alone. Anthropic lists it among its notable security controls.

Defined under Security control

Source: Anthropic Risk Report, August 2026

U

UK AI Security Institute (AISI)Term · Institutions

The UK AI Security Institute (AISI) is a research organisation within the UK Department for Science, Innovation and Technology that studies advanced AI risks, tests leading AI systems before public release and advises governments. It was called the AI Safety Institute until February 2025.

Also called: AISI, UK AISI, AI Safety Institute (UK, former name)

See also: Third-Party Evaluator, External Review, Pre-Release Sharing Window

Source: AI Security Institute, About

Under-elicitationTerm

Under-elicitation is a failure to draw out a model's real capability during an evaluation, for example through weak prompting, missing tools or unhandled refusals, which makes the model look less capable than it is.

Defined under Elicitation method

Source: EU GPAI Code of Practice, Safety and Security Chapter

Universal jailbreakTerm

A universal jailbreak is a jailbreak that works across many different prohibited requests without being redesigned for each one. OpenAI reports commissioning red-teamers to search specifically for universal jailbreaks against its safeguards.

Defined under Robustness level

Source: GPT-5.6 deployment safety card

Unredacted copyTerm

An unredacted copy is the complete version of a safety document from which a public version was redacted; California SB 53 requires a frontier developer that redacts a published document to retain the unredacted information for five years.

Defined under Redaction

Source: California SB 53

Unreleased modelTerm

An unreleased model is one its developer has not made available outside the organisation. California SB 53 and the Seoul commitments both call for security practices to protect unreleased model weights from theft or tampering.

Defined under Deployment type

Source: California SB 53

Unsanctioned agent behaviourTerm

Unsanctioned agent behaviour is the UK AI Security Institute's label for autonomous actions an AI agent takes beyond its authorised scope, such as acting on the live internet against real people or organisations during testing.

Defined under Incident type

Source: UK AI Security Institute -- Incident Report: unsanctioned agent behaviour during cyber testing (4 Aug 2026)

Untrusted monitoringTerm

Untrusted monitoring is an AI control protocol in which another instance of the same powerful, untrusted model checks the first one's work, using techniques to prevent the two instances from colluding.

Defined under AI control (safeguards that hold even if a model is misaligned)

Source: Greenblatt, Shlegeris, Sachan, Roger, AI Control: Improving Safety Despite Intentional Subversion (arXiv 2312.06942)

UpliftNIKOLAI element · N2

Uplift is the extra ability an AI model gives a person or group to carry out a harmful task, compared with what they could do without it. Safety frameworks measure uplift against a stated baseline, such as internet search or no generative AI, and for a stated kind of actor.

Also called: capability uplift, AI capability boost, material uplift, marginal capability uplift, counterfactual assistance

Element page: sources and crosswalk · Threat models and risk framing

Uplift studyNIKOLAI element · N5

An uplift study is an experiment that measures how much access to an AI model improves people's ability to complete a task, usually a risk-relevant one, by comparing them with a control group that has only existing resources such as the internet.

Also called: Uplift trial, Human uplift study, Wet-lab uplift study

Element page: sources and crosswalk · Evidence and evaluations

US Center for Advancing Innovation and Standards for Super Intelligence (CAISSI)Term · Institutions

The US Center for Advancing Innovation and Standards for Super Intelligence (CAISSI), part of NIST, is industry's main US government contact for testing advanced AI, leading voluntary evaluations of national-security risks such as cyber and biosecurity. It was previously the Center for AI Standards and Innovation (CAISI).

Also called: CAISSI, CAISI, Center for AI Standards and Innovation, US AI Safety Institute (former name)

See also: Third-Party Evaluator, External Review, Pre-Release Sharing Window

Source: NIST, Center for Advancing Innovation and Standards for Super Intelligence (CAISSI) (nist.gov/caisi redirects here)

Usage policyTerm

A usage policy is a developer's published rules on what people may and may not do with its models. Anthropic's RSP pairs it with measures to detect and act on violations quickly, and calls for an internal usage policy binding employees.

Defined under Safeguard

Source: Anthropic Responsible Scaling Policy v3.4, effective 8 Jul 2026

V

Validation (CRediT role)Term

Validation, in the CRediT contributor taxonomy, is checking that results, experiments and other research outputs can be replicated or reproduced, whether that checking is part of the original work or done separately from it.

Defined under Corroborating Evaluator

Source: ANSI/NISO Z39.104-2022, CRediT, Contributor Roles Taxonomy, section 2.2

Value learningTerm · Alignment research

Value learning is the approach of building AI systems that learn what to value from data, such as labelled examples or observed human choices, instead of having their goals written out by hand. The aim is a system that models and acts on its operators' real preferences.

Also called: value learning problem

Source: Nate Soares, The Value Learning Problem (MIRI, 2016)

Voluntary commitmentTerm

A voluntary commitment is a pledge an AI developer makes without legal compulsion. Under the Frontier AI Safety Commitments, signatories undertook to develop and deploy frontier models responsibly and to publish a safety framework focused on severe risks.

Defined under Commitment

Source: Frontier AI Safety Commitments (AI Seoul Summit 2024)

W

WatermarkTerm · Safeguards

A watermark is a visible or hidden pattern embedded in text, images, audio or video, for example to show that the content was produced by an AI system or to protect it against unauthorised use.

Also called: AI watermarking, content watermark

See also: Safeguard

Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary

Web-only baselineTerm

A web-only baseline is the comparison point Google DeepMind uses in CBRN testing: a report on "web-only (without AI assistance) information availability" at each bottleneck stage, against which a model's added help is judged.

Defined under Uplift

Source: Gemini 3.7 Flash FSF report

Weight exfiltrationTerm

Weight exfiltration, or weight theft, is the unauthorised copying of a model's weights out of the developer's control. Google DeepMind notes that release of weights may enable the removal of any safeguards trained into or deployed with the model.

Defined under Model weight security

Source: Google DeepMind Frontier Safety Framework v3.1

Whistleblower protectionTerm

Whistleblower protection is a legal or policy guarantee that a person who reports a safety risk or violation in good faith will not suffer retaliation. California SB 53 protects covered employees who disclose catastrophic-risk dangers to the Attorney General or other authorities.

Defined under Noncompliance and Whistleblower Reporting

Source: California SB 53

White-box accessTerm

White-box access is full evaluator access to an AI system, including its activations and gradients and the ability to fine-tune the model, which enables evaluation techniques that querying alone cannot support.

Defined under Model Access Level

Source: Expanding External Access To Frontier AI Models For Dangerous Capability Evaluations (arXiv 2601.11916)

FAQ

About this glossary

What is an AI safety glossary?
An AI safety glossary defines the terms used to describe how frontier AI models are tested, governed and reported on, such as capability threshold, safety case and incident. This one defines 549 terms in plain language, each tied to the public document it reflects.
How is this glossary different from the NIKOLAI Dictionary of Elements?
The Dictionary of Elements is the structured part of NIKOLAI: each element has an operational definition, a stable identifier and a crosswalk showing how named organisations’ published documents use the concept. The glossary lists every element together with the everyday terms that sit under them, with a plain definition for each, on one alphabetical page.
Who writes the definitions?
CASRAI writes them, from a reading of public primary sources: AI developers’ safety frameworks, government instruments, and evaluator and standards-body material. No lab, evaluator or regulator has endorsed NIKOLAI, reviewed a mapping, or been consulted on this dictionary.
Can I cite this glossary?
Yes. NIKOLAI, including this glossary, is published by CASRAI under CC-BY 4.0. Cite the release (nikolai-v0.3) and the entry’s own link: every entry has a stable anchor URL. Where you need an organisation’s own wording, cite that organisation’s document, which each entry links.

Referenced across the research world

University of Cambridge logoColumbia University logoCrossref logoUniversity of Edinburgh logoHarvard University logoUniversity of Oxford logoPrinceton University logoStanford School of Medicine logoUniversity College London logoORCID logoUniversity of Cambridge logoColumbia University logoCrossref logoUniversity of Edinburgh logoHarvard University logoUniversity of Oxford logoPrinceton University logoStanford School of Medicine logoUniversity College London logoORCID logo
  • University of Cambridge logo
  • Columbia University logo
  • Crossref logo
  • University of Edinburgh logo
  • Harvard University logo
  • University of Oxford logo
  • Princeton University logo
  • Stanford School of Medicine logo
  • University College London logo
  • ORCID logo

View CASRAI adoption →