AI Safety Glossary
This glossary of AI safety terminology defines 549 terms used in frontier-AI safety frameworks, risk reports and AI law, in plain language: 106 NIKOLAI elements and 443 related terms defined alongside them. Each term's definition links the public primary document it reflects, such as a developer's safety framework, a statute or an evaluator's published method; each element links to its own page with its sources and crosswalk.
NIKOLAI is CASRAI's own proposal. No lab, evaluator or regulator has endorsed NIKOLAI, reviewed a mapping, or been consulted on this dictionary. See what NIKOLAI is and is not. Current release: nikolai-v0.3 (changelog). Licensed CC-BY 4.0.
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- Acceptable risk levelTerm
An acceptable risk level is the bar residual risk must stay under for a model to be deployed. OpenAI's framework states that if residual risks exceed acceptable risk levels, the model is not deployed without additional mitigations.
Defined under Residual Risk and Risk Acceptance Determination
- Access control (who may use a model and its capabilities)NIKOLAI element · N6
Access control, for AI models, is the set of rules that decide who may use a model or its riskier capabilities and on what terms, through identity checks, trusted-access programmes, rate limits, account bans and limits on fine-tuning or weight release.
Also called: Trust-based Access, User verification, Account moderation
Element page: sources and crosswalk · Mitigations and security
- AccountabilityTerm
Accountability, in a frontier AI safety framework, means that identified people or bodies answer for carrying out the framework and its decisions, so that the public, governments and industry peers can trust that the developer adheres to its own policy.
Defined under Accountable Decision-Maker and Sign-Off
Source: OpenAI Preparedness Framework v2
- Accountable Decision-Maker and Sign-OffNIKOLAI element · N9
An accountable decision-maker is the named person, role or small committee with authority to approve a high-stakes AI safety decision, such as accepting residual risk or deploying a frontier model, recorded together with what was approved, by whom and when.
Also called: Sign-off authority, Executive approval, Deployment go/no-go decision, Final authority, Responsible Scaling Officer (RSO), Corporate officer primarily accountable
Element page: sources and crosswalk · Commitments and governance
- Activation classifierTerm
An activation classifier inspects a model's internal activations during generation rather than its text. OpenAI describes pausing streaming to the user when the patterns suggest harmful content, while a separate check decides whether it is harmful.
Defined under Classifier (input and output safeguard classifier)
Source: GPT-5.6 deployment safety card
- Activation steeringTerm · Alignment research
Activation steering is a technique that changes an AI model's behaviour while it runs by adding a computed direction, called a steering vector, to its internal activations. It can shift properties such as the topic or tone of outputs without retraining the model.
Also called: activation engineering, activation addition, ActAdd, steering vector
Source: Turner et al., Steering Language Models With Activation Engineering (2023)
- Advanced AI Scaling FrameworkTerm
Advanced AI Scaling Framework is Meta's safety framework. Version 2, dated April 7, 2026, succeeded the Frontier AI Framework of February 2025 and covers chemical and biological, cybersecurity and loss-of-control risks.
Defined under Safety framework
- Adversarial exampleTerm · Risks
An adversarial example is an input deliberately modified, often in ways people cannot notice, so that a machine learning model misclassifies it or misbehaves when deployed. Adversarial examples are the classic evasion attack against AI systems.
Also called: adversarial input
- Adversarial machine learningTerm · Risks
Adversarial machine learning is the study of attacks that exploit the statistical, data-driven nature of machine learning systems, such as evasion, poisoning and privacy attacks, and of the defences against them. NIST maintains a standard taxonomy and terminology for the field.
Also called: AML
See also: Security control
- Adversarial trainingTerm · Safeguards
Adversarial training is a technique for making AI models more reliable in which developers first build inputs designed to make the model fail, then train the model to recognise and handle those inputs correctly.
See also: Safeguard, Robustness level
Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary
- AEF-1Term
AEF-1 is a voluntary standard and checklist that third-party AI evaluators use to show the independence, access and transparency conditions under which an evaluation was carried out, published alongside their results.
Defined under Third-Party Evaluator
Source: AEF-1: Minimum Operating Conditions for Independent Third Party AI Evaluations (v1, 4 Dec 2025)
- Affected-party notificationTerm
Affected-party notification is telling the organisations or people harmed or put at risk by an AI incident what happened. OpenAI lists coordinating such notifications among the decision rights it is clarifying for misalignment incidents.
Defined under Incident disclosure
- Affirmative caseTerm
An affirmative case is a developer's positive argument that a high-capability model is safe enough to proceed. UK AISI cites Anthropic's use of "affirmative cases" in its sketch of ASL-4 policies as an example of frontier developers adopting safety cases.
Defined under Safety Case (Assurance Argument)
Source: UK AI Security Institute blog: Safety cases at AISI (Irving, 23 Aug 2024)
- After-action reviewTerm
After-action review is a structured review after a significant incident that records lessons and required fixes. Anthropic's Advanced AI Framework proposes binding after-action reviews after nationally significant biological incidents, with public reporting and corrective-action deadlines.
Defined under Corrective action
Source: Anthropic Advanced AI Framework
- Aggregated incident reportTerm
Aggregated incident report is the annual anonymised summary of critical safety incidents that California's Office of Emergency Services must produce from 1 January 2027 and send to the Legislature and the Governor, while individual incident reports stay exempt from public records law.
Defined under Incident disclosure
- Aggregation type (conjunctive, disjunctive, convergent)Term
Aggregation type says how sub-claims combine: conjunctive (strength roughly the product of sub-claim strengths, all must hold), disjunctive (at least one must hold) or convergent (independent partial evidence accumulates). Anthropic's Risk Report annotates its sub-claims this way.
Defined under Claim
- AI accidentTerm · Risks
An AI accident is unintended and harmful behaviour that emerges from the poor design of a real-world AI system, as defined in the 2016 paper Concrete Problems in AI Safety. The paper groups the causes into wrong objectives, objectives too costly to check and unsafe learning behaviour.
Also called: accident risk
See also: Incident
Source: Amodei et al., Concrete Problems in AI Safety (2016)
- AI agentTerm · Foundations
An AI agent is an AI system that can carry out complex, multi-step tasks on its own, using tools and acting in its environment, for example by creating files, taking actions on the web or delegating work to other agents, to pursue a goal with little or no human oversight.
Also called: agentic AI, autonomous agent, agent
See also: Internal deployment and internal-use risk, Monitor
Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary
- AI alignmentTerm · Foundations
AI alignment is the tendency of an AI system to use its capabilities in line with human intentions, values or norms. Whose intentions count depends on context: they may be those of the developer, the user, a particular community or society as a whole.
Also called: alignment, value alignment
See also: Evaluation, Safety Case (Assurance Argument)
Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary
- AI auditTerm · Evaluation
An AI audit is a formal review of whether an organisation or AI system conforms to the standards, policies or procedures that apply to it, carried out either internally or by an independent third party.
Also called: audit, algorithmic audit
See also: External Review, Evaluator Independence and Conflict of Interest, AI-Model Review
Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary
- AI control (safeguards that hold even if a model is misaligned)NIKOLAI element · N6
AI control is the approach of keeping an AI system safe even if the model itself is misaligned and trying to subvert its safeguards, by limiting its permissions, monitoring it with trusted models or humans and testing those measures against a red team playing the model.
Also called: Control measures, Safeguards against a misaligned model
Element page: sources and crosswalk · Mitigations and security
- AI disasterTerm
AI disaster, in the OECD's terminology, is a serious AI incident that disrupts the functioning of a community or a society and may test or exceed its capacity to cope using its own resources.
Defined under Incident
Source: OECD, Defining AI incidents and related terms (OECD Artificial Intelligence Papers No. 16, 2024)
- AI Evaluator ForumTerm
The AI Evaluator Forum is a network of organisations that conduct independent, third-party evaluations of AI systems, sharing methods and aligning on professional norms; it publishes the AEF-1 standard.
Defined under Third-Party Evaluator
Source: AI Evaluator Forum (home page)
- AI governanceTerm · Governance
AI governance is the set of policies, roles, processes and accountability structures that direct how AI is developed, deployed and overseen. In the NIST AI Risk Management Framework, GOVERN is a cross-cutting function that shapes an organisation's risk culture and informs how AI risks are mapped, measured and managed.
Also called: governance of AI
See also: Accountable Decision-Maker and Sign-Off, Framework Update Protocol, Commitment, Safety framework
Source: NIST AI 100-1, Artificial Intelligence Risk Management Framework (AI RMF 1.0), 2023
- AI hazardTerm
AI hazard is the OECD's term for an event, circumstance or series of events where the development, use or malfunction of AI systems could plausibly lead to an AI incident. The OECD counts near misses as AI hazards.
Defined under Near miss
Source: OECD, Defining AI incidents and related terms (OECD Artificial Intelligence Papers No. 16, 2024)
- AI incidentTerm
AI incident, in the OECD's definition, is an event, circumstance or series of events where the development, use or malfunction of one or more AI systems directly or indirectly leads to harm to health, critical infrastructure, human rights, property, communities or the environment.
Defined under Incident
Source: OECD, Defining AI incidents and related terms (OECD Artificial Intelligence Papers No. 16, 2024)
- AI Incident DatabaseTerm
AI Incident Database is a public repository of real-world AI failures, run by the Responsible AI Collaborative, collected so that future researchers and developers may mitigate or avoid repeated bad outcomes.
Defined under Incident disclosure
Source: AI Incident Database -- About
- AI lifecycleTerm · Foundations
The AI lifecycle is the sequence of stages in developing and running AI: data collection and curation, pre-training, post-training and fine-tuning, system integration, deployment and release, and monitoring and updating after deployment. Safety measures can apply at each stage.
Also called: AI system lifecycle
See also: Deployment surface, Monitor
Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary
- AI modelTerm · Foundations
An AI model is a computer program that processes inputs to perform tasks such as prediction, classification or generation, usually learned from data. A model is the core of an AI system, which adds other components such as a chat interface, tools or content filters.
Also called: model
See also: Model identifier, Developer
Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary
- AI-Model ReviewNIKOLAI element · N8
An AI-model review is a record that an AI system performed an assurance task, such as reviewing a report, monitoring agents, grading outputs or red-teaming, stating which system, what access it had, who supervised it, and which human accepted its output.
Also called: AI-assisted review, Automated review, Automated auditing, AI reviewer, Analysis agents
Element page: sources and crosswalk · Transparency and review
- AI monitorTerm
An AI monitor is an AI system used as a safeguard to supervise the actions of AI agents; OpenAI's Preparedness Framework lists a monitor AI that supervises agent actions among its safeguards against misaligned behaviour.
Defined under AI-Model Review
Source: OpenAI Preparedness Framework v2
- AI R&D Acceleration CriterionNIKOLAI element · N3
An AI R&D acceleration criterion is a measurable test for when AI progress has sped up enough, plausibly because AI is automating AI research, to count as crossing a capability threshold. Examples include progress at double the historical rate, or new benchmarks saturating within six months of release.
Also called: Dramatic acceleration, Double the rate of progress, ML R&D acceleration
Element page: sources and crosswalk · Thresholds and checkpoints
- AI safetyTerm · Foundations
AI safety is the property of an AI system being unlikely to cause harm, whether through deliberate misuse or through the system malfunctioning. The phrase also names the research and practice aimed at that property, from technical methods and testing to the rules developers follow.
Also called: safety of an AI system
See also: Safeguard, Evaluation, Risk domain, Safety Case (Assurance Argument)
Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary
- AI safety incidentTerm
AI safety incident, in US Senate bill S. 5061 (introduced 2026, not enacted), is an event that materially increases the risk that operating an AI system leads to a state in which human life, health, property or the environment is endangered.
Defined under Incident
Source: S. 5061 (119th Congress)
- AI Safety Level (ASL)Term
AI Safety Level (ASL) is Anthropic's label for graded sets of safety and security safeguards, such as ASL-3. Earlier versions of its Responsible Scaling Policy also used ASLs to classify models; version 3.4 uses ASLs only for present safeguard levels.
Defined under Capability Threshold
- AI safety via debateTerm · Alignment research
AI safety via debate is a proposed training method in which two AI agents argue opposite sides of a question in turns and a human judges which gave the most true and useful information. The idea is that debate helps humans judge tasks too hard to check directly.
Also called: debate
Source: Irving, Christiano and Amodei, AI safety via debate (2018)
- AI securityTerm · Foundations
AI security is the property of an AI system resisting technical interference, such as cyberattacks on the system or leaks of its code or model. It differs from AI safety, which is about the harm a system itself might cause through misuse or malfunction.
Also called: security of an AI system
See also: Security control, Security level, Model weight security
Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary
- AI security incidentTerm
AI security incident, in US Senate bill S. 5061 (not enacted), is an event that materially increases the risk of unauthorised extraction of information about an AI system, or the ability to manipulate it to subvert its confidentiality, integrity or availability.
Defined under Incident type
Source: S. 5061 (119th Congress)
- AI system (EU AI Act)Term · Regulation
An AI system, under the EU AI Act, is a machine-based system designed to operate with some autonomy that infers from its inputs how to produce outputs such as predictions, content, recommendations or decisions that can affect physical or virtual environments. It may adapt after deployment.
Also called: AI system
See also: Deployment surface, Model identifier
Source: EU AI Act, Regulation (EU) 2024/1689, Article 3 (Definitions)
- Alert ThresholdNIKOLAI element · N3
An alert threshold is an early-warning level set just below a capability threshold. When an AI model crosses it, the developer treats this as a sign that the capability threshold may be reached soon, and responds with closer assessment and preparation of safeguards rather than the threshold's full required response.
Also called: Alert Threshold (Google DeepMind), Early warning alert threshold, Early-warning indicator
Element page: sources and crosswalk · Thresholds and checkpoints
- Algorithmic transparencyTerm · Governance
Algorithmic transparency is how far the factors behind an AI system's outputs can be known by the people affected, including how the model works, how and on what data it was trained, and which parts of the input shaped a given output.
See also: Limitation
Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary
- Alignment fakingTerm
Alignment faking is when an AI model hides its true motives by selectively complying with its training objective while it believes it is being trained, to avoid being modified, and behaving differently otherwise. It can make alignment training and evaluations misleading.
Defined under Evaluation-validity threat
Source: Greenblatt et al., Alignment faking in large language models (arXiv 2412.14093, 2024)
- Alternative adequate meansTerm
Alternative adequate means is the route by which a general-purpose AI provider that has not signed a chapter of the EU GPAI Code of Practice shows, in another way, that it meets the AI Act obligations that chapter covers.
Defined under Mapping Declaration
- Amended reportTerm
Amended report is a follow-up incident report that California SB 53 and New York's RAISE Act allow a developer to file when it discovers information about a critical safety incident after filing its initial report.
Defined under Incident report
- Analysis agentTerm
An analysis agent is an AI agent used by investigators to search and summarise large volumes of transcripts or logs, whose reliability must itself be checked because it can miss or misreport important evidence.
Defined under AI-Model Review
- Anthropic ECI (AECI)Term
Anthropic ECI (AECI) is Anthropic's internal fork of Epoch AI's Epoch Capability Index, used in its Risk Report to track whether AI progress is accelerating. It uses internal benchmark results, so it is not comparable with Epoch's public leaderboard.
Defined under AI R&D Acceleration Criterion
- Appropriate accessTerm
Appropriate access is the level of model access, information and time an outside assessor needs for a given assessment, balanced against security, so that the developer shares only the minimum information necessary.
Defined under Evaluator Access Attestation
Source: FMF Third-Party Assessments
- Artificial general intelligence (AGI)Term · Foundations
Artificial general intelligence (AGI) is a hypothetical AI system that equals or surpasses human performance on all or almost all cognitive tasks. There is no agreed definition: this one follows the International AI Safety Report 2026, and developers and researchers draw the line in different places.
Also called: AGI, general AI
See also: Capability Threshold
Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary
- Artificial intelligence (AI)Term · Foundations
Artificial intelligence (AI) is the technology of machine-based models and systems that perform tasks which usually need human intelligence, such as writing text, recognising images or planning. Most current AI is built with machine learning, so it learns patterns from data instead of following hand-written rules.
Also called: AI
See also: Developer, Model identifier
Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary
- ASL-3 Deployment StandardTerm
The ASL-3 Deployment Standard is Anthropic's requirement set for deploying models at the ASL-3 level. Its RSP changelog says general-access systems must pass intensive red-teaming, while internal use and trusted-user deployments require access controls and monitoring.
Defined under Safeguard standard (deployment standard and security standard)
Source: Anthropic Responsible Scaling Policy v3.4, effective 8 Jul 2026
- ASL-3 protectionsTerm
ASL-3 protections are the safeguards Anthropic maintains for its current models, which its RSP says include classifier guards at least as robust as its initial Constitutional Classifiers, access controls for trusted users, red-teaming, bug bounties and threat intelligence, and security controls.
Defined under Safeguard standard (deployment standard and security standard)
Source: Anthropic Responsible Scaling Policy v3.4, effective 8 Jul 2026
- ASL-3 Security StandardTerm
The ASL-3 Security Standard is Anthropic's security requirement for ASL-3 models. Anthropic says its threat model scopes these protections against non-state actors and unsophisticated insiders, leaving sophisticated insiders and nation-state attackers out of scope.
Defined under Safeguard standard (deployment standard and security standard)
- Attempt budgetTerm
An attempt budget is the maximum number of tries an AI model is allowed on a task; under Google DeepMind's TAC score, one success within the allocated attempts counts the challenge as solved.
Defined under Elicitation budget
Source: Gemini 3.7 Flash FSF report
- AttestationTerm
An attestation is a formal statement by a named party that a specific fact holds, such as compliance with a framework. Anthropic's legislative proposal would require covered developers to certify annual compliance with their safety framework to a government agency.
Defined under Framework Adherence Review
Source: Anthropic Advanced AI Framework (legislative proposal)
- Automated AI R&DTerm
Automated AI R&D is AI doing the work of AI researchers. Anthropic's RSP v3.4 covers systems that "fully automate, or otherwise dramatically accelerate, the work of large, top-tier teams of human researchers"; Google DeepMind's levels are called ML R&D acceleration and automation.
Defined under Threat Model
- Automated red teamingTerm
Automated red teaming uses algorithms, such as optimisation-based search, reinforcement learning or test-time search, instead of human testers to discover attacks on an AI model and its safeguards at scale.
Defined under Red-team exercise
Source: GPT-5.6 deployment safety card
- Automation biasTerm · Risks
Automation bias is the human tendency to rely on automated systems, including AI, without checking their outputs carefully enough. It can let AI errors pass unnoticed and weakens the value of human review.
Also called: over-reliance
Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary
- Autonomous planningTerm · Foundations
Autonomous planning is an AI system's ability to work out and carry through a multi-step strategy with little or no human guidance. It is one of the core abilities that lets a model act as an agent rather than only answer individual questions.
Also called: autonomy
See also: Capability Threshold
Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary
B
- Backdoor attackTerm · Risks
A backdoor attack is a poisoning attack that makes a model behave in an attacker-chosen way whenever an input contains a particular trigger pattern, while behaving normally otherwise. The hidden trigger can be hard to detect by ordinary testing.
Also called: backdoor poisoning attack, trojan
See also: Security control
- BenchmarkNIKOLAI element · N5
A benchmark is a standardised set of tasks or questions with a fixed scoring method that can be run on many AI models, so their performance in a domain can be compared on the same terms over time.
Also called: Benchmark dataset
Element page: sources and crosswalk · Evidence and evaluations
- Benchmark saturationTerm
Benchmark saturation is the point at which frontier AI models score close to the maximum on a benchmark, so it no longer captures increases in capability; Anthropic describes benchmarks as saturated when models reach close to 100% performance.
Defined under Saturation status
- Black-box accessTerm
Black-box access is evaluator access that allows querying an AI model and observing its outputs, sometimes with its chain-of-thought, but not inspecting internals such as activations, gradients or weights.
Defined under Model Access Level
- Blameless postmortemTerm
Blameless postmortem is an incident review that looks for causes and fixes rather than individuals to blame. Anthropic invoked a blameless postmortem culture after its 2026 evaluation incidents while treating the fixes as its own responsibility.
Defined under Corrective action
Source: Anthropic -- Investigating Incidents (cybersecurity evals)
- Bletchley DeclarationTerm · Regulation
The Bletchley Declaration is the statement agreed by countries attending the first AI Safety Summit at Bletchley Park, UK, on 1-2 November 2023. It affirms that AI should be designed, developed and used safely, and resolves to support an international network of scientific research on frontier AI safety.
Also called: Bletchley Park Declaration
See also: Commitment
- Board or Trust OversightNIKOLAI element · N9
Board or trust oversight is the supervision of an AI developer's safety decisions by a governing body above management, such as a board of directors, a board committee or a trust, with defined powers to be informed, to approve, to request review or to reverse a decision.
Also called: Governing body, Board oversight, Systemic risk oversight, Corporate governance bodies
Element page: sources and crosswalk · Commitments and governance
- BottleneckTerm
A bottleneck is a step in a threat scenario that blocks most attempts. Google DeepMind tests models on "bottleneck" sub-stages "that present the greatest barriers to a threat actor's success"; xAI's framework calls such inhibiting steps bottlenecks.
Defined under Threat Scenario
Source: Gemini 3.7 Flash FSF report
- Boundary point jailbreakingTerm
Boundary point jailbreaking (BPJ) is an automated attack method developed by the UK AI Security Institute that optimises against black-box classifiers to find strings that universally jailbreak them. Anthropic uses it to compare its classifier robustness levels.
Defined under Robustness level
- Bug bountyTerm
A bug bounty, in AI safety, is a programme that rewards outside researchers for reporting ways to break a model's safeguards, such as working jailbreaks, giving developers continuing evidence about how robust their protections are.
Defined under Red-team exercise
C
- Calibrated uncertaintyTerm
Calibrated uncertainty means stated confidence matches observed accuracy: a calibrated system is correct roughly 90% of the time when it states 90% credence. Safety-case research lists calibrated answers as one behavioural property a trustworthiness argument can rely on.
Defined under Likelihood Term
- California SB 53 (Transparency in Frontier Artificial Intelligence Act)Term · Regulation
California SB 53, the Transparency in Frontier Artificial Intelligence Act, is a state law signed on 29 September 2025. It requires large frontier developers, those training models above 10^26 operations with over $500 million in revenue, to publish a frontier AI framework and report critical safety incidents.
Also called: SB 53, TFAIA, Transparency in Frontier Artificial Intelligence Act
See also: Coverage scope threshold, Safety framework, Incident reporting deadline and recipient, Noncompliance and Whistleblower Reporting
- Canary stringTerm
A canary string is a unique marker placed in published evaluation data so that AI developers can detect it and exclude that data from training, keeping test scores from being inflated by memorisation.
Defined under Benchmark
- Cannot rule outTerm
Cannot rule out is a precautionary threshold status: when the evidence cannot exclude that a model has reached a threshold, the developer treats it as if it had. Google DeepMind designates such models "cannot rule out being at the T/CCL".
Defined under Threshold Status
Source: Gemini 3.7 Flash FSF report
- Capabilities ReportTerm
A Capabilities Report is OpenAI's internal compilation of a covered model's evaluation results and noteworthy observations, submitted to its Safety Advisory Group to decide whether a capability threshold has been reached.
Defined under Risk Report
Source: OpenAI Preparedness Framework v2
- Capability checkpointTerm
A capability checkpoint, in Meta's Advanced AI Scaling Framework, is the first stage of a two-stage loss-of-control evaluation, checking whether a model has the minimum capabilities required to substantially contribute to a threat scenario before enhanced evaluation.
Defined under Checkpoint Rule
- Capability elicitationTerm
Capability elicitation is the deliberate effort to make an AI model show its full abilities during testing, using techniques such as fine-tuning, prompt optimisation, multi-agent setups and tool access, so that dangerous capabilities are not underestimated.
Defined under Elicitation method
- Capability ThresholdNIKOLAI element · N3
A capability threshold is a pre-defined level of AI model capability, such as being able to meaningfully help someone build a biological weapon, at which a developer commits to stronger safeguards or other decisions before further development or deployment. It describes what a model can do, not how much risk remains after safeguards.
Also called: Critical Capability Level (CCL), Critical Capability Threshold, Enabling capability threshold, Frontier Capability Threshold, High / Critical capability threshold, Capability or usage threshold
Element page: sources and crosswalk · Thresholds and checkpoints
- CASRAI Declaration ReviewerNIKOLAI element · N10
A CASRAI Declaration Reviewer is the CASRAI editor who approves or rejects a submitted Mapping Declaration. Approval is the only step that can mark a NIKOLAI crosswalk row as declared by an organisation; a rejection must give a written reason, and both decisions record who reviewed and when.
- Catastrophic outcomeTerm
A catastrophic outcome, in Meta's framework, is an outcome "that would have large scale, devastating, and potentially irreversible harmful impacts on humanity". Meta builds its threshold system by working backwards from these outcomes to threat scenarios.
Defined under Threat Scenario
- Catastrophic riskTerm
Catastrophic risk, in California SB 53, is a foreseeable and material risk that a frontier model materially contributes to more than 50 deaths or serious injuries, or over $1 billion in property damage, in a single incident through specified pathways.
Defined under Severity threshold
Source: California SB 53
- CBRNTerm
CBRN stands for chemical, biological, radiological and nuclear. As a risk domain it covers AI enabling CBRN attacks or accidents, for example by lowering barriers to entry for malicious actors in designing or acquiring such weapons.
Defined under Risk domain
Source: EU GPAI Code of Practice, Safety and Security Chapter
- CBRN upliftTerm
CBRN uplift is a model's added help towards chemical, biological, radiological or nuclear weapons. Google DeepMind's CBRN uplift level 1 is reached when a model "Provides low to medium resourced actors uplift in reference scenarios resulting in additional expected harm at severe scale".
Defined under Uplift
- Center for AI SafetyTerm · Institutions
The Center for AI Safety (CAIS) is a nonprofit that works to reduce societal-scale risks from AI through safety research, building the research field and advising policymakers and industry.
Also called: CAIS
Source: Center for AI Safety, About
- Chain of thoughtTerm · Foundations
Chain of thought is a technique in which an AI model writes out intermediate steps or explanations before its answer. Breaking a hard task into smaller steps can improve accuracy and can indicate how the model arrived at its answer.
Also called: CoT, reasoning trace
See also: Monitor
Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary
- Chain-of-thought faithfulnessTerm · Alignment research
Chain-of-thought faithfulness is the extent to which the step-by-step reasoning an AI model writes out reflects the process it actually used to reach its answer. Research has found that models sometimes rely on their written reasoning and sometimes largely ignore it.
Also called: CoT faithfulness, faithful reasoning
See also: Monitor, Evaluation-validity threat
Source: Lanham et al., Measuring Faithfulness in Chain-of-Thought Reasoning (Anthropic, 2023)
- Chain-of-thought monitoringTerm
Chain-of-thought monitoring is reading the step-by-step reasoning a model writes out, often with another model, to catch signs of intent to misbehave. Its proponents call it promising but imperfect, and fragile if development choices reduce how monitorable the reasoning is.
Defined under Monitor
- Checkpoint RuleNIKOLAI element · N3
A checkpoint rule is an if-then rule in an AI safety framework: if a model reaches a stated capability, then specified safeguards, evidence or certifications must be in place before development or deployment continues. A complete rule names the trigger, what must be shown, who certifies it, and what happens if it cannot be shown.
Also called: If-then rule, Checkpoint (Amodei)
Element page: sources and crosswalk · Thresholds and checkpoints
- Chief risk officerTerm
A chief risk officer, in the EU GPAI Code of Practice, is an example of the executive-level member who supports and monitors systemic risk assessment and mitigation, and who must not also be responsible for the core business activities that may produce systemic risk.
Defined under Accountable Decision-Maker and Sign-Off
Source: EU GPAI Code of Practice, Safety and Security Chapter
- ClaimNIKOLAI element · N4
A claim is a single, checkable statement in a safety argument, such as "this model cannot meaningfully assist with biological weapons development", backed by its own evidence. Broad claims are split into narrower sub-claims whose combined strength supports the overall conclusion.
Also called: Safety claim, Sub-claim, Subclaim, Top-level claim, Goal (GSN)
- Claims-Arguments-Evidence (CAE)Term
Claims-Arguments-Evidence (CAE) is a notation for safety cases with three components: claims put forward for acceptance, evidence supporting them, and arguments showing how the evidence substantiates the claims. UK AISI's cyber template uses it.
Defined under Safety Case (Assurance Argument)
- Classifier (input and output safeguard classifier)NIKOLAI element · N6
A classifier, in AI safety, is a separate model or probe that scores a model's inputs, outputs or internal activity against a policy and then blocks, flags or escalates the exchange, for example to stop help with biological weapons.
Also called: Safety classifier, Blocking classifier, Filters, Moderation systems, Classifier guards
Element page: sources and crosswalk · Mitigations and security
- Clearly and conspicuously publishTerm
Clearly and conspicuously publish is the standard California SB 53 sets for posting a frontier AI framework or transparency report on a developer's own website. The statute does not define the phrase further.
Defined under Frontier AI Framework Publication
Source: California SB 53
- Closed releaseTerm
Closed release, in Meta's framework, describes models released widely in Meta products without the weights being made directly available to external partners, in contrast to an open release of the weights.
Defined under Deployment type
- Collective action problemTerm
A collective action problem arises when no single developer can keep catastrophic risk low alone because overall risk depends on what all developers do. Anthropic gives this as the reason RSP v3 separates industry-wide recommendations from its own plans.
Defined under Industry-Wide Recommendation
- Colorado AI ActTerm · Regulation
The Colorado AI Act (SB 24-205), signed in May 2024, required developers and deployers of high-risk AI systems to guard against algorithmic discrimination. SB 26-189, signed on 14 May 2026, repealed and re-enacted it with narrower transparency rules for automated decisions from 1 January 2027.
Also called: SB 24-205, SB 26-189, Colorado Artificial Intelligence Act
Source: Colorado General Assembly, SB24-205 and SB26-189 bill pages
- CommitmentNIKOLAI element · N9
A commitment, in AI safety governance, is a public statement by an identified party that it will or will not do something, recorded with its modality (legally binding, voluntary, conditional or aspirational), its scope, its date and its current status.
Also called: Voluntary commitment, Undertaking
Element page: sources and crosswalk · Commitments and governance
- CompartmentalisationTerm
Compartmentalisation is restricting what each person or AI system can access, so no single actor can do excessive damage. Anthropic's RSP calls for internal compartmentalisation, restriction and code review to limit sabotage opportunities for AI models.
Defined under AI control (safeguards that hold even if a model is misaligned)
Source: Anthropic Responsible Scaling Policy v3.4, effective 8 Jul 2026
- Competitor-contingent commitmentTerm
A competitor-contingent commitment is a pledge whose terms depend on what other developers do. Anthropic's RSP v3.4 sets different commitments for scenarios such as "Anthropic in the lead" and "Competitors have strong safety measures."
Defined under Commitment
- ComputeTerm · Foundations
Compute is shorthand for computational resources: the chips, software and data-centre infrastructure needed to train and run AI systems. The amount of compute used to train a model is a common proxy for its capability and is used in some legal thresholds.
Also called: computational resources
See also: Coverage scope threshold
Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary
- Compute thresholdTerm
A compute threshold is a training-compute figure, counted in floating-point or integer operations, above which a law or framework applies. The EU AI Act presumes high-impact capabilities above 10^25 FLOP; California SB 53 uses 10^26 operations.
Defined under Coverage scope threshold
Source: EU AI Act Article 51
- Confidence AdjustmentNIKOLAI element · N4
A confidence adjustment is a deliberate change to a stated risk level, or a decision to treat a threshold as reached, made because the assessment is uncertain rather than because new evidence shows higher risk. It is recorded together with the uncertainty that motivated it.
Also called: Uncertainty adjustment, Cannot rule out designation
- Confirmatory assessmentTerm
A confirmatory assessment is a third-party review that checks how a developer ran its own evaluations and whether its conclusions are supported, rather than applying new methods. Replication testing, methodology review and holistic review are its usual forms.
Defined under External Review
Source: FMF Third-Party Assessments
- Conflict-of-interest disclosureTerm
A conflict-of-interest disclosure is an evaluator's published statement of relationships that could bias an evaluation, such as payment from the developer or its competitors, so readers can weigh the findings accordingly.
Defined under Evaluator Independence and Conflict of Interest
Source: AEF-1: Minimum Operating Conditions for Independent Third Party AI Evaluations (v1, 4 Dec 2025)
- Conservative upper boundTerm
A conservative upper bound is the practice of judging a model on the highest plausible value of an evaluation result rather than the observed one, used in OpenAI's Preparedness Framework when a model may be deliberately underperforming on evaluations.
Defined under Confidence Adjustment
Source: OpenAI Preparedness Framework v2
- Constitutional AITerm · Alignment research
Constitutional AI is a training method developed by Anthropic in which an AI model is guided by a written list of principles, its constitution, and learns to critique and revise its own outputs and to prefer answers that follow those principles, with few human labels for harmful content.
Also called: CAI
See also: Safeguard
Source: Bai et al., Constitutional AI: Harmlessness from AI Feedback (Anthropic, 2022)
- Constitutional classifiersTerm
Constitutional classifiers are safeguard classifiers trained on synthetic data generated from a natural-language constitution that specifies permitted and restricted content. Anthropic introduced them to defend against universal jailbreaks.
Defined under Classifier (input and output safeguard classifier)
- ContainmentTerm
Containment is the incident-response step of stopping an incident from continuing or spreading, for example by taking affected systems offline, disabling credentials, terminating runs or isolating machines, before longer-term fixes are made.
Defined under Incident status
- ContaminationTerm
Contamination is when evaluation items, or close copies of them, end up in an AI model's training data, so the model may score well by recall rather than ability; OpenAI describes contaminated evals as ones the model saw during training.
Defined under Benchmark
Source: GPT-5.6 deployment safety card
- Contingent compensationTerm
Contingent compensation is payment to an evaluator that depends on the results of its evaluation. Independence standards for AI evaluations require that an evaluator's fee is not tied to whether its findings are favourable.
Defined under Evaluator Independence and Conflict of Interest
Source: AEF-1: Minimum Operating Conditions for Independent Third Party AI Evaluations (v1, 4 Dec 2025)
- ContributorshipTerm
Contributorship is the principle, set out in the CRediT standard, that contributor roles describe the work each person did on a research output rather than who qualifies as an author; someone can hold a CRediT role without meeting authorship criteria.
Defined under Declaring Representative
Source: ANSI/NISO Z39.104-2022, CRediT, Contributor Roles Taxonomy, section 3.2
- Control argumentTerm
A control argument claims an AI system cannot cause an unacceptable outcome given the control measures around it, such as monitoring, assuming conservatively that the model and users pursue their best strategy to evade those measures.
Defined under Safety Case Argument Type (Inability, Control, Trustworthiness)
- Control evaluationTerm
A control evaluation estimates how safe a control protocol is by letting a red team replace the untrusted model with an attack policy that tries to cause harm, then measuring how often the protocol stops it.
Defined under AI control (safeguards that hold even if a model is misaligned)
- Corrective actionNIKOLAI element · N7
A corrective action is a measure a developer takes after an AI incident to repair the harm, remove the cause and stop it recurring, such as changing safeguards, sandboxing, monitoring or training. It is usually informed by a root cause analysis or post-mortem.
Also called: Corrective measures, Remediation
- CorrigibilityTerm · Alignment research
Corrigibility is the property of an AI system that tolerates, and ideally helps with, outside correction, such as its developers changing its goals or shutting it down, without trying to manipulate or deceive them. Soares and colleagues set out the problem in 2015.
Also called: corrigible AI, shutdown problem
See also: Halt Condition
- Corroborating EvaluatorNIKOLAI element · N10
A Corroborating Evaluator is a recognised third-party evaluator that independently confirms another organisation's Mapping Declaration. NIKOLAI defines the role but has not built it: a declaration can only confirm, dispute or add a mapping, and no field links one declaration to another it supports.
- Counterfactual assistanceTerm
Counterfactual assistance is help a model provides beyond what a person could already get without it, measured in OpenAI's framework relative to unlimited access to the baseline of tools available in 2021.
Defined under Marginal versus Absolute Risk Basis
- Counterfactual upliftTerm
Counterfactual uplift is the difference a model makes compared with a world without it. OpenAI's Preparedness Framework v2 words this as "meaningful counterfactual assistance" measured "relative to unlimited access to baseline of tools available in 2021".
Defined under Uplift
Source: OpenAI Preparedness Framework v2
- Coverage dateNIKOLAI element · N1
A coverage date is the date as of which a safety report's statements about models, risks and safeguards are meant to hold. It is separate from the publication date, so events that happen between the two fall outside the report's claims.
Element page: sources and crosswalk · Actors, models and scope
- Coverage gapTerm
A coverage gap is a kind of misuse that a safeguard was meant to address but does not catch, often because the classifier's training data left it out. Anthropic reports one found by its own testing and later also reported by UK AISI.
Defined under Coverage level
- Coverage levelNIKOLAI element · N6
Coverage level is the range of content or behaviour a safeguard is built to catch, such as which topics a misuse classifier blocks, stated separately from how hard the safeguard is to get around. A safeguard can be broad but easy to bypass, or narrow but robust.
Also called: Coverage, Coverage domain, Classifier coverage
Element page: sources and crosswalk · Mitigations and security
- Coverage scope thresholdNIKOLAI element · N1
A coverage scope threshold is the test that decides whether a safety framework, law or programme applies to a given model or developer. Common tests use the computing power spent on training, the developer's revenue, or a capability benchmark.
Also called: scope of coverage, frontier model definition
Element page: sources and crosswalk · Actors, models and scope
- Covered deploymentTerm
A covered deployment, in OpenAI's Preparedness Framework, is any new or updated deployment that has a plausible chance of reaching a capability threshold whose risks are not already addressed by an existing Safeguards Report.
Defined under Reassessment Trigger
Source: OpenAI Preparedness Framework v2
- Covered employeeTerm
A covered employee, under California SB 53's whistleblower provisions, is an employee responsible for assessing, managing, or addressing risk of critical safety incidents, and so protected when disclosing catastrophic-risk concerns.
Defined under Noncompliance and Whistleblower Reporting
Source: California SB 53
- Covered frontier modelTerm
Covered frontier model is the US Executive Order 14409 label for an AI model that the Director of NSA designates as crossing a threshold set by a classified benchmark of advanced cyber capabilities.
Defined under Frontier-class designation
Source: Executive Order 14409
- Covered modelTerm
A covered model is a model that falls inside a framework's or law's scope. OpenAI's Frontier Governance Framework covers frontier models under California's TFAIA and general-purpose models with systemic risk under the EU AI Act.
Defined under Coverage scope threshold
- Covert capabilitiesTerm
Covert capabilities, in Anthropic's August 2026 Risk Report, are "the ability for a model to intentionally undermine the various oversight mechanisms we rely on to evaluate and mitigate model behavior", split into opaque reasoning, secret keeping, action obfuscation and selective action.
Defined under Risk Pathway
- CRediT (Contributor Roles Taxonomy)Term
CRediT, the Contributor Roles Taxonomy, is a set of 14 roles for describing who contributed what to a research output, such as conceptualization or software. It was approved as the standard ANSI/NISO Z39.104-2022 and is maintained by NISO.
Defined under Declaration Role Statement
Source: ANSI/NISO Z39.104-2022, CRediT, Contributor Roles Taxonomy (NISO publication page)
- Critical capabilityTerm
Critical capability is the upper capability threshold in OpenAI's Preparedness Framework: capabilities that present a meaningful risk of a qualitatively new threat vector for severe harm with no ready precedent. It requires safeguards even during development.
Defined under Capability Threshold
Source: OpenAI Preparedness Framework v2
- Critical Capability Level (CCL)Term
A Critical Capability Level (CCL) is Google DeepMind's term for a capability threshold: a capability level at which, absent mitigation measures, a frontier AI model may pose heightened risk of severe harm.
Defined under Capability Threshold
- Critical safety incidentTerm
Critical safety incident is the reportable-event term in California SB 53 and New York's RAISE Act: unauthorised weight access causing death or injury, harm from a materialised catastrophic risk, loss of control causing death or injury, or deceptive evasion of developer controls raising catastrophic risk.
Defined under Incident
- Cyber upliftTerm
Cyber uplift is a model's added help to people carrying out cyber attacks. Google DeepMind's Cyber uplift level 1 is reached when a model "Provides sufficient uplift with high impact cyber attacks for additional expected harm at severe scale".
Defined under Uplift
D
- Dangerous capability evaluationTerm
A dangerous capability evaluation is a test of whether an AI model can do things that could enable severe harm, such as helping with weapons or cyberattacks, used to judge how close it is to a risk threshold.
Defined under Evaluation
- Data contaminationTerm · Evaluation
Data contamination is when an AI model's training data includes the questions of a benchmark later used to test it, so its score is inflated by memory rather than ability. It is one reason benchmark results can overstate what a model can do.
Also called: benchmark contamination, test set contamination
See also: Evaluation-validity threat, Evaluation
Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary
- Data poisoningTerm · Risks
Data poisoning is an attack in which an adversary inserts or modifies part of a model's training data so the trained model behaves as the attacker wants, for example by degrading performance or responding to a hidden trigger. NIST classes it as a poisoning attack.
Also called: training data poisoning
See also: Security control
- Declaration Accuracy StewardNIKOLAI element · N10
A Declaration Accuracy Steward is the person or role that would remain accountable for keeping a published NIKOLAI Mapping Declaration correct over time. It is a proposed role, not a document: it is not a signed declaration or statement of accuracy, and no field stores it yet.
- Declaration DisputantNIKOLAI element · N10
A Declaration Disputant is an organisation that formally contests an existing NIKOLAI crosswalk row. Once a CASRAI editor approves the dispute, the organisation's own corrected statement replaces the row's content and the row is permanently marked as disputed, so readers can see it was contested.
- Declaration of intent (federal incident-reporting route)Term
A declaration of intent, under California SB 53 and New York's RAISE Act, is a frontier developer's notice to the state regulator that it will meet the incident-reporting duty by complying with a designated federal law, regulation or guidance document.
Defined under Mapping Declaration
Source: California SB 53
- Declaration Role StatementNIKOLAI element · N10
A Declaration Role Statement is a proposed record that would list, for one Mapping Declaration, which organisation or person held each NIKOLAI declaration role and when. It copies CRediT's pattern of pairing contributors with roles; NIKOLAI does not store such a record today.
- Declaring RepresentativeNIKOLAI element · N10
A Declaring Representative is the person who files a Mapping Declaration on behalf of a named organisation, after proving control of an email address at that organisation's own domain. NIKOLAI publishes the organisation, not the person, as the declarant, and a CASRAI editor must approve every declaration first.
- Deep diveTerm
A deep dive, in OpenAI's Preparedness Framework, is additional evidence gathering, such as expert red-teaming or third-party evaluation, used to validate what automated evaluations suggest about whether a capability threshold has been crossed.
Defined under Threshold Status
Source: OpenAI Preparedness Framework v2
- Deep learningTerm · Foundations
Deep learning is a machine learning technique that uses large amounts of compute to train neural networks with many layers so that they learn useful patterns directly from large datasets. It is the foundation of current general-purpose AI.
Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary
- DeepfakeTerm · Risks
A deepfake is AI-generated audio, image or video that shows real people saying or doing things they never said or did, or events that never happened. Deepfakes are used in fraud, harassment and political disinformation.
Also called: synthetic media
Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary
- DefeaterTerm
A defeater is a stated challenge to a safety argument that explains why a claim may not be supported by the evidence offered. Making defeaters explicit shows how a safety case could fail and where further mitigations are needed.
Defined under Claim
- Defense in depthTerm
Defense in depth is the security practice of layering several independent controls so that an attack must defeat more than one of them. RAND describes it as multiple layers of security controls that provide redundancy in case some controls fail.
Defined under Security control
- Deference argumentTerm
A deference argument relies on AI advisors, themselves shown to be trustworthy, judging that other AI systems are safe, much as regulators rely on human experts. It is expected to matter only once AI systems become much more powerful.
Defined under Safety Case Argument Type (Inability, Control, Trustworthiness)
- Degree of contributionTerm
Degree of contribution is an optional CRediT qualifier used when several people share one role: each person's part can be marked as lead, equal or supporting, so a contribution statement shows relative weight as well as role.
Defined under Declaration Role Statement
Source: ANSI/NISO Z39.104-2022, CRediT, Contributor Roles Taxonomy, section 3.2.2
- Deployer (EU AI Act)Term · Regulation
A deployer, under the EU AI Act, is any person, company, public authority or other body that uses an AI system under its own authority, except for personal non-professional use. The deployer uses the system; the provider develops it or puts it on the market.
Also called: deployer
See also: Developer, Deployment surface
Source: EU AI Act, Regulation (EU) 2024/1689, Article 3 (Definitions)
- Deployment surfaceNIKOLAI element · N1
A deployment surface is a specific product, interface or channel through which a model is made available, such as a consumer app, an enterprise API or a government cloud. It is narrower than the deployment type, which says only how widely a model is released.
Also called: product surface
Element page: sources and crosswalk · Actors, models and scope
- Deployment typeNIKOLAI element · N1
A deployment type is the category of release through which a model is made available, from internal use by the developer's own staff, through limited access for vetted outside groups, to general public release or an open-weight release of the model's parameters.
Also called: release type
Element page: sources and crosswalk · Actors, models and scope
- DeveloperNIKOLAI element · N1
A developer is the person or organisation that trains a frontier AI model, or has it trained, and is answerable for it under a safety framework or law. Some laws use a closely related role instead, such as provider in the EU AI Act.
Also called: frontier developer, AI developer, provider
Element page: sources and crosswalk · Actors, models and scope
- DeviationTerm
A deviation, or non-adherence, is an instance in which a developer did not follow its own safety framework. The EU GPAI Code of Practice asks each Framework assessment to record any instances of, and reasons for, non-adherence and to make remediation plans.
Defined under Framework Adherence Review
Source: EU GPAI Code of Practice, Safety and Security Chapter
- Discovery methodNIKOLAI element · N7
A discovery method is the way an AI safety incident first came to light, such as automated monitoring, an employee escalation, user or public reports, red-teaming, a retrospective review of logs or transcripts, or notice from a regulator, the press or an affected organisation.
Also called: Detection channel, Incident detection
- DistillationTerm · Foundations
Distillation is a way of training in which a smaller student AI model learns by imitating the outputs of a more capable teacher model. It is a cheaper way to give a small model much of a larger model's capability.
Also called: knowledge distillation, model distillation
Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary
- Distillation attackTerm
A distillation attack is the large-scale extraction of a model's outputs, such as its reasoning traces, to train a copy cheaply without access to the weights. xAI's framework describes security measures against the extraction and distillation of reasoning traces.
Defined under Model weight security
- Document typeNIKOLAI element · N1
A document type is the kind of AI safety disclosure a document is, such as a system card, model card, risk report, transparency report or EU Model Report. The type determines what the document must contain, what triggers it and how often it is due.
Element page: sources and crosswalk · Actors, models and scope
- Dual-useTerm · Risks
Dual-use describes research or technology that can serve beneficial purposes, such as medicine or energy, but could also be misused to cause harm, for example in developing biological or chemical weapons. Many advanced AI capabilities are considered dual-use.
Also called: dual-use science, dual-use technology
See also: Risk domain, Threat-Actor Profile
Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary
E
- Early warning evaluationTerm
An early warning evaluation is a test of a model's dangerous capabilities designed to show how close it is to a capability threshold, so that safeguards can be prepared before the threshold is reached. Google DeepMind's framework uses the term.
Defined under Alert Threshold
- Editorial control (evaluation)Term
Editorial control is an evaluator's right to decide how it presents the results of its evaluation, including how it characterises what was tested and the system's performance, without the developer rewriting its conclusions.
Defined under Publication Rights Clause
Source: AEF-1: Minimum Operating Conditions for Independent Third Party AI Evaluations (v1, 4 Dec 2025)
- Elicitation budgetNIKOLAI element · N5
An elicitation budget is the amount of compute, tokens, attempts and time an evaluator gives an AI model during testing. A larger budget can reveal capabilities that a short, cheap test would miss, so results are comparable only when budgets are stated.
Also called: Compute budget, Evaluation budget
Element page: sources and crosswalk · Evidence and evaluations
- Elicitation methodNIKOLAI element · N5
An elicitation method is a technique used during an AI evaluation to draw out the most a model can do, such as fine-tuning, prompt optimisation, stronger scaffolding and tools, or removing refusals, so the result reflects its full capability rather than its default behaviour.
Also called: Capability elicitation, Model elicitation, Full capability elicitation, Elicitation
Element page: sources and crosswalk · Evidence and evaluations
- Embedded evaluatorTerm
An embedded evaluator is a third-party evaluator given ongoing, employee-like access inside an AI developer, such as office desks, badges, laptops and internal tools, to verify safety practices and report incidents, rather than a time-limited engagement.
Defined under Evaluator Access Attestation
Source: We Must Pace the Frontier (essay by Anthropic's CEO)
- Emergent capabilitiesTerm · Foundations
Emergent capabilities are abilities of an AI model that appear unexpectedly during training and are hard to predict in advance, even with full knowledge of how the model was trained. They are one reason developers test models for dangerous capabilities before release.
Also called: emergent abilities
See also: Evaluation, Capability Threshold
Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary
- Emerging risk areaTerm
An emerging risk area, in Meta's framework, is an outcome that "may potentially present catastrophic risk and warrant proactive investigation", but for which evaluation methods are "currently too nascent" to bring it into the framework, such as radiological and nuclear risk.
Defined under Out-of-Scope Declaration
- Enabling capabilityTerm
An enabling capability, in Meta's framework, is one of "a set of capabilities that are identified as essential to enabling the realization of a threat scenario", such as autonomous offensive operations in Meta's cyber scenarios.
Defined under Threat Scenario
- EU AI ActTerm · Regulation
The EU AI Act, Regulation (EU) 2024/1689, is the European Union's law setting risk-based rules for AI systems and general-purpose AI models. It entered into force on 1 August 2024 and applies in stages, with general application from 2 August 2026 and some exceptions.
Also called: Artificial Intelligence Act, Regulation (EU) 2024/1689
See also: Coverage scope threshold, Incident reporting deadline and recipient, Risk domain
Source: European Commission, AI Act (regulatory framework page) and Article 113
- EU AI OfficeTerm · Institutions
The EU AI Office (European AI Office) is the body within the European Commission that implements the EU AI Act, especially its rules for general-purpose AI models, and enforces those rules. It also supports the development of trustworthy AI across the EU.
Also called: AI Office, European AI Office
- EvaluationNIKOLAI element · N5
An AI evaluation is a defined test or study that produces evidence about a model's capabilities, its tendencies to behave in certain ways, or how well its safeguards work, using methods such as benchmarks, red-teaming, uplift studies or simulations.
Also called: Model evaluation, Eval, Capability evaluation
Element page: sources and crosswalk · Evidence and evaluations
- Evaluation awarenessTerm
Evaluation awareness is an AI model's ability to tell that it is being tested, and sometimes why, which can change its behaviour so that test results no longer predict how it acts in real deployment.
Defined under Evaluation-validity threat
- Evaluation runNIKOLAI element · N5
An evaluation run is one execution of an AI evaluation against a specific model version and configuration, or a declared batch of such executions, recorded with its settings, number of attempts, scoring rule, date and result.
Also called: Model evaluation run
Element page: sources and crosswalk · Evidence and evaluations
- Evaluation suiteTerm
An evaluation suite is a named collection of related tasks or benchmarks run together and reported as a group, revised over time as tasks saturate, prove flawed or are replaced with harder ones.
Defined under Benchmark
Source: GPT-5.6 deployment safety card
- Evaluation-validity threatNIKOLAI element · N5
An evaluation-validity threat is any condition that makes an AI evaluation's result a poor guide to the model's real behaviour, such as sandbagging, evaluation awareness, alignment faking or reward hacking, so that the test can understate or overstate the model's real capabilities or risks.
Also called: Evaluation integrity threat
Element page: sources and crosswalk · Evidence and evaluations
- Evaluator Access AttestationNIKOLAI element · N8
An evaluator access attestation is a statement, confirmed by both the AI developer and the outside evaluator, of what access the evaluator received and was denied: model versions, safeguards, reasoning traces, documents, staff and systems, for how long, and under what confidentiality terms.
Also called: Evaluator access terms, Terms of engagement, Access and resources disclosure, Sufficient Access and Resources, Appropriate access
Element page: sources and crosswalk · Transparency and review
- Evaluator Independence and Conflict of InterestNIKOLAI element · N8
Evaluator independence is the absence of financial, organisational or personal ties that could bias an outside evaluator's judgement of an AI developer, demonstrated through conflict-of-interest disclosures, recusals and funding terms that do not depend on the results.
Also called: Conflict of interest (evaluator), Independence of judgment, Methodological independence, Minimized Conflicts of Interest, Assessor independence
Element page: sources and crosswalk · Transparency and review
- Evaluator Safe HarbourNIKOLAI element · N8
An evaluator safe harbour is a developer's commitment not to take legal or technical action against an outside evaluator for testing its AI model within an agreed scope or for publishing the findings, usually conditioned on responsible disclosure.
Also called: Safe harbor, Non-retaliation clause, Legal safe harbor for evaluators, Researcher safe harbour
Element page: sources and crosswalk · Transparency and review
- Evaluator shoppingTerm
Evaluator shopping is the risk that AI developers choose whichever evaluators will ask the least of them and judge most generously; proposed remedies include government rating of evaluators and random assignment of highly rated ones.
Defined under Evaluator Independence and Conflict of Interest
Source: Anthropic Advanced AI Framework
- Evidence dilemmaTerm · Governance
The evidence dilemma is the problem policymakers face when they must decide about a fast-moving technology before strong evidence of its benefits and risks exists, weighing the danger of ineffective or unnecessary rules against the danger of serious harm without safeguards.
See also: Likelihood Term, Confidence Adjustment
Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary
- Executive Order 14179Term · Regulation
Executive Order 14179, Removing Barriers to American Leadership in Artificial Intelligence, was signed on 23 January 2025. It set a US policy of sustaining global AI dominance, ordered an AI Action Plan and directed review of actions taken under the revoked Executive Order 14110 of 2023.
Also called: EO 14179, Removing Barriers to American Leadership in Artificial Intelligence
Source: Federal Register, Executive Order 14179 (90 FR 8741)
- Executive Order 14365Term · Regulation
Executive Order 14365, Ensuring a National Policy Framework for Artificial Intelligence, was signed on 11 December 2025. It calls for a minimally burdensome national AI standard and creates a Justice Department AI Litigation Task Force to challenge state AI laws inconsistent with that policy.
Also called: EO 14365, Ensuring a National Policy Framework for Artificial Intelligence
Source: Federal Register, Executive Order 14365 (90 FR 58499)
- Executive Order 14409Term · Regulation
Executive Order 14409, Promoting Advanced Artificial Intelligence Innovation and Security, was signed on 2 June 2026. It orders a classified benchmark of AI cyber capabilities, a threshold for 'covered frontier models' and a voluntary scheme giving the government up to 30 days of access before release to other trusted partners.
Also called: EO 14409, Promoting Advanced Artificial Intelligence Innovation and Security
See also: Pre-Release Sharing Window, Coverage scope threshold
Source: Federal Register, Executive Order 14409 (91 FR 34565)
- Exemption (reduced-safeguard or trusted access)NIKOLAI element · N6
An exemption is an approved arrangement that lets named, vetted users or organisations use an AI model with some safeguards reduced or switched off, usually for legitimate research or defensive work, under conditions such as vetting, continued monitoring and the right to revoke access.
Also called: Bioclassifier exemption, Safeguard exemption, Structured access
Element page: sources and crosswalk · Mitigations and security
- Existential riskTerm · Risks
An existential risk is one where an adverse outcome would either annihilate Earth-originating intelligent life or permanently and drastically curtail its potential, in philosopher Nick Bostrom's 2002 definition. Bostrom listed a superintelligence pursuing flawed goals among the possible causes.
Also called: x-risk, extinction risk
See also: Severity threshold, Risk domain
- Expected damagesTerm
Expected damages, as Anthropic's August 2026 Risk Report uses the term, are "the probability of each potential harm times the size of the harm, summed over all potential harms". Anthropic ranks threat models partly on rough estimates of them.
Defined under Risk Prioritisation Criteria
- Expert consultationTerm
Expert consultation is the use of specialists' judgement to estimate risks that lack historical data. The Frontier Model Forum notes that quantitative frontier AI risk numbers are often estimates based on expert consultation rather than historical base rates.
Defined under Likelihood Term
- Expert red teamingTerm
Expert red teaming uses domain specialists, such as virologists or security professionals, who probe an AI model for dangerous information in their field and score what they obtained against a rubric.
Defined under Red-team exercise
Source: Gemini 3.7 Flash FSF report
- Expert upliftTerm
Expert uplift is help that lets an already skilled specialist go further, such as developing a novel threat. Microsoft's High CBRN level covers "a meaningful uplift to an expert's (PhD level education in related fields) ability to develop and deliver a novel CBRN threat".
Defined under Uplift
- ExplainabilityTerm · Alignment research
Explainability is the ability to describe the mechanisms behind how an AI system works, while interpretability, in NIST's usage, is the meaning of the system's outputs in the context of its purpose. Together they help operators and users understand and trust a system.
Also called: explainable AI, XAI
Source: NIST AI 100-1, Artificial Intelligence Risk Management Framework (AI RMF 1.0), 2023
- External deploymentTerm
External deployment is releasing a model to people or organisations outside the developer, from small private releases to trusted testers up to general releases to the public, as Google DeepMind's framework defines it.
Defined under Deployment type
- External Evaluator ReportNIKOLAI element · N8
An external evaluator report is the document in which an outside evaluator publishes its findings about an AI model, risk report or developer, stating scope, methods, limitations, disagreements and redactions, and who controlled the final text.
Also called: External report, Evaluator review, Public commentary, Assessment report, Third-party evaluation report
Element page: sources and crosswalk · Transparency and review
- External ReviewNIKOLAI element · N8
External review is an assessment of an AI model, a risk report, a safeguard or a developer's compliance with its own safety framework, carried out by a party outside the developer, whose findings are recorded with the review's type, scope and output.
Also called: Third-party assessment, External evaluation, Independent external evaluation, External safety testing, Third-party review
Element page: sources and crosswalk · Transparency and review
- External validityTerm
External validity is the degree to which a model evaluation's results can be used as a proxy for the model's behaviour outside the evaluation environment. The EU GPAI Code treats it as part of the scientific rigour expected of evaluations.
Defined under Limitation
Source: EU GPAI Code of Practice, Safety and Security Chapter
F
- Final deployed checkpointTerm
A final deployed checkpoint is the exact model version that is released to users. xAI's Grok 4.6 card states that its evaluation results are on the final deployed checkpoint unless stated otherwise.
Defined under Model identifier
Source: Grok 4.6 model card
- Fine-tuningTerm · Foundations
Fine-tuning is further training of an already trained AI model on additional data, either to adapt it to a specific task or to make it more useful in general. Fine-tuning can add safety behaviour, but it can also be used to remove it.
See also: Mitigation change
Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary
- Fine-tuning for elicitationTerm
Fine-tuning for elicitation is extra training of a model on task-relevant data before testing, to estimate the upper bound of what someone with the weights or a fine-tuning API could make it do.
Defined under Elicitation method
- Floating point operations (FLOP)Term · Foundations
Floating point operations (FLOP) are the basic arithmetic operations a computer performs, and their total count is a common measure of how much compute was used to train an AI model. Training thresholds in AI laws are usually stated as a number of FLOP.
Also called: FLOP, FLOPs, training compute
See also: Coverage scope threshold
Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary
- Foundation modelTerm
Foundation model, in California SB 53, means an AI model that is trained on a broad data set, designed for generality of output, and adaptable to a wide range of distinctive tasks. A frontier model is a foundation model above a compute threshold.
Defined under Model identifier
Source: California SB 53
- Framework Adherence ReviewNIKOLAI element · N9
A framework adherence review is a periodic check of whether an AI developer actually followed its own published safety framework, carried out internally, by internal audit or by an independent third party, and recording any deviations and the plan to correct them.
Also called: Procedural compliance review, Framework assessment, Compliance audit, Annual governance audit, Internal review
Element page: sources and crosswalk · Commitments and governance
- Framework assessmentTerm
A Framework assessment, under the EU GPAI Code of Practice, is a review held at least every 12 months, or sooner on reasonable grounds, of whether a provider's Safety and Security Framework is adequate and whether the provider has adhered to it.
Defined under Framework Adherence Review
Source: EU GPAI Code of Practice, Safety and Security Chapter
- Framework notificationTerm
Framework notification, under the EU GPAI Code of Practice, is a provider's duty to give the AI Office unredacted access to its Safety and Security Framework, and to each update, within five business days of the framework being confirmed.
Defined under Frontier AI Framework Publication
Source: EU GPAI Code of Practice, Safety and Security Chapter
- Framework Update ProtocolNIKOLAI element · N9
A framework update protocol is the set of rules for revising an AI safety framework: how often it is reviewed, what triggers an early review, who proposes and who approves changes, and how quickly the revised version and its changelog are published.
Also called: Update protocol, Framework change management, Updating the Framework, Policy changes, Updating policies over time
Element page: sources and crosswalk · Commitments and governance
- Frontier AITerm
Frontier AI, in the Seoul Frontier AI Safety Commitments, means highly capable general-purpose AI models or systems that can perform a wide variety of tasks and match or exceed the capabilities of the most advanced models.
Defined under Coverage scope threshold
Source: Frontier AI Safety Commitments, AI Seoul Summit 2024
- Frontier AI frameworkTerm
Frontier AI framework is the California SB 53 term for documented technical and organizational protocols to manage, assess and mitigate catastrophic risks. Large frontier developers must publish one, comply with it and review it at least yearly.
Defined under Safety framework
Source: California SB 53
- Frontier AI Framework PublicationNIKOLAI element · N9
Frontier AI framework publication is the duty or pledge to make a developer's safety framework public or available to a regulator, specifying who must publish, where, by when, which topics the framework must cover and what may be redacted.
Also called: Framework publication, Public disclosure of the Framework, Develop and publish a safety framework
Element page: sources and crosswalk · Commitments and governance
- Frontier AI Safety Commitments (Seoul Commitments)Term · Regulation
The Frontier AI Safety Commitments are voluntary pledges announced at the AI Seoul Summit in May 2024, in which AI companies agreed to develop and deploy frontier models responsibly and to publish a safety framework focused on severe risks before the following summit in France.
Also called: Seoul Commitments, Seoul Frontier AI Safety Commitments
See also: Commitment, Safety framework, Capability Threshold
Source: UK Government, Frontier AI Safety Commitments, AI Seoul Summit 2024
- Frontier-class designationNIKOLAI element · N1
A frontier-class designation is a formal decision by a named authority that a specific AI model belongs in a class requiring special oversight, recorded with the issuing body, the criteria used and the date, rather than left to the developer's own classification.
Also called: frontier model designation, systemic-risk designation, covered frontier model designation, Frontier-class
Element page: sources and crosswalk · Actors, models and scope
- Frontier developerTerm
Frontier developer, in California SB 53, means a person who has trained, or initiated the training of, a frontier model using at least the computing power that defines a frontier model under the Act.
Defined under Developer
Source: California SB 53
- Frontier labTerm
Frontier lab, in Demis Hassabis's proposal, is an organisation with models that qualify as frontier-class on a standards body's benchmark thresholds; such labs would be encouraged to adopt best practices such as publishing model cards.
Defined under Frontier-class designation
Source: Demis Hassabis, "A framework for frontier AI and the dawning of a new age"
- Frontier modelTerm
Frontier model, in California SB 53, means a foundation model trained using more than 10^26 integer or floating-point operations, counting the original training run plus later fine-tuning, reinforcement learning and other material modifications.
Defined under Coverage scope threshold
Source: California SB 53
- Frontier Model ForumTerm · Institutions
The Frontier Model Forum (FMF) is an industry-supported non-profit that works to advance the safety and security of frontier AI by identifying best practices, supporting standards and sharing information, with a focus on chemical, biological, radiological, nuclear and advanced cyber threats.
Also called: FMF
See also: Industry-Wide Recommendation
Source: Frontier Model Forum, About Us
- Frontier Safety FrameworkTerm
Frontier Safety Framework is Google DeepMind's safety framework, covering severe risks that may arise from the high-impact capabilities of frontier AI models. Version 3.1 (April 2026) defines Critical Capability Levels across four risk domains.
Defined under Safety framework
- Frontier safety policyTerm
Frontier safety policy is METR's generic name for protocols adopted by leading AI companies to keep the risks of developing and deploying state-of-the-art AI models at an acceptable level; METR's December 2025 edition listed twelve companies with one.
Defined under Safety framework
Source: METR, Common Elements of Frontier AI Safety Policies
- Frontier Safety RoadmapTerm
The Frontier Safety Roadmap is a document required by Anthropic's RSP v3.4 that sets ambitious but achievable goals across security, alignment, safeguards and policy, described as public goals against which Anthropic will grade its progress rather than hard commitments.
Defined under Roadmap Item
- Future of Life InstituteTerm · Institutions
The Future of Life Institute (FLI) is a nonprofit whose mission is to steer transformative technologies, including AI, biotechnology and nuclear technology, away from extreme, large-scale risks and towards benefiting life.
Also called: FLI
G
- General-purpose AITerm
General-purpose AI, in the International AI Safety Report, refers to AI models and systems that can perform a wide variety of tasks, as opposed to systems specialised for a single task.
Defined under Model identifier
- General-Purpose AI Code of PracticeTerm · Regulation
The General-Purpose AI Code of Practice is a voluntary code, published on 10 July 2025 and prepared by independent experts, that helps providers of general-purpose AI models comply with the EU AI Act. It has three chapters: Transparency, Copyright, and Safety and Security.
Also called: GPAI Code of Practice, EU Code of Practice
See also: Safety framework, Commitment, Incident reporting deadline and recipient
Source: European Commission, The General-Purpose AI Code of Practice
- General-purpose AI modelTerm
A general-purpose AI model, under EU AI Act Article 3(63), is an AI model that displays significant generality, can competently perform a wide range of distinct tasks, and can be integrated into a variety of downstream systems or applications.
Defined under Model identifier
- General-purpose AI system (EU AI Act)Term · Regulation
A general-purpose AI system, under the EU AI Act, is an AI system based on a general-purpose AI model that can serve a variety of purposes, whether used directly or built into other AI systems. A chatbot built on such a model is an example.
Also called: GPAI system
See also: Deployment surface
Source: EU AI Act, Regulation (EU) 2024/1689, Article 3 (Definitions)
- Generative AITerm · Foundations
Generative AI is AI that creates new content, such as text, images, audio or code, by learning patterns from existing data and producing outputs that reflect those patterns. Chatbots built on large language models and image generators are common examples.
Also called: GenAI, GAI
Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary
- Go/no-go decisionTerm
A go/no-go decision is the final decision whether a model is deployed, made after reviewing evaluation and safeguard reports. OpenAI's Preparedness Framework assigns it to company leadership; Amazon's framework assigns it to senior leadership.
Defined under Halt Condition
Source: OpenAI Preparedness Framework v2
- Goal misgeneralisationTerm · Risks
Goal misgeneralisation is a training failure in which an AI system keeps its skills in new situations but pursues an unintended goal that happened to fit its training. It can occur even when the training objective was specified correctly.
Also called: goal misgeneralization
See also: Evaluation-validity threat
- Goal misspecificationTerm · Risks
Goal misspecification is a failure in AI development where the objective the developer actually specifies is only an imperfect stand-in for what they really want, so the system pursues the stand-in and behaves in unintended ways.
Also called: objective misspecification, reward misspecification
Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary
- Goal Structuring Notation (GSN)Term
Goal Structuring Notation (GSN) is a graphical safety case notation that links goals, strategies, solutions, context, assumptions and justifications to show how a top-level goal breaks into sub-goals supported by evidence.
Defined under Safety Case (Assurance Argument)
- Government testingTerm
Government testing is evaluation of AI systems by a public testing authority, such as a national AI institute, which governments in the United States, United Kingdom, European Union and China rely on as a core part of their approach to AI risk.
Defined under External Review
Source: AEF-1: Minimum Operating Conditions for Independent Third Party AI Evaluations (v1, 4 Dec 2025)
- GPAI model with systemic riskTerm
A general-purpose AI model with systemic risk is the EU AI Act class with the heaviest model duties. A model qualifies if it has high-impact capabilities, presumed above 10^25 training FLOP, or if the Commission designates it.
Defined under Coverage scope threshold
Source: EU AI Act Article 51
- Grader awarenessTerm
Grader awareness is an AI model explicitly reasoning about the grading or evaluation mechanism itself, beyond what the prompt mentions, and using that reasoning to change its strategy.
Defined under Evaluation-validity threat
- Grey-box accessTerm
Grey-box access is limited evaluator access to an AI model's internals, such as input embeddings, hidden neural activations or log-probabilities, falling between query-only black-box access and full white-box access.
Defined under Model Access Level
H
- HallucinationTerm · Risks
A hallucination is false or erroneous content that a generative AI system produces and presents confidently as if it were true. NIST calls the problem confabulation, a category that also covers outputs contradicting the prompt or the system's own earlier statements.
Also called: confabulation, fabrication
See also: Limitation
Source: NIST AI 600-1, AI RMF: Generative Artificial Intelligence Profile, July 2024, section 2.2
- Halt ConditionNIKOLAI element · N3
A halt condition is a pre-declared circumstance in which an AI developer will stop or pause training, development or deployment of a model, typically when a capability threshold is reached before adequate safeguards exist. A complete halt condition also says who can invoke the halt and what must be true to lift it.
Also called: Pause condition, Conditions for halting development, Conditions for halting deployment, Stop condition
Element page: sources and crosswalk · Thresholds and checkpoints
- Harm Class (Reversible or Irreversible)NIKOLAI element · N2
A harm class records whether a potential AI-caused harm could be undone after it happens. Reversible harms can be detected and reverted in time; irreversible or irremediable harms cannot, so safety frameworks give them priority and rely on prevention rather than response.
Also called: reversibility, irremediable harm, irreversible harm, Velocity and Irreversibility
Element page: sources and crosswalk · Threat models and risk framing
- Harm journeyTerm
A harm journey, in Google DeepMind's Gemini 3.7 Flash report, is "A breakdown of key stages and substages required to carry out such an attack end-to-end", used to test whether a model gives help at each stage of a threat scenario.
Defined under Threat Scenario
Source: Gemini 3.7 Flash FSF report
- Heightened marginal riskTerm
Heightened marginal risk is the FMF's first test for including a risk in a framework: the model "creates heightened risk, not merely a similarly effective alternative to existing tools (e.g., search engines)", for example by democratising dangerous capabilities.
Defined under Risk Prioritisation Criteria
Source: FMF Risk Taxonomy and Thresholds
- Held-out test setTerm
A held-out test set is evaluation material deliberately kept away from model training and from the teams doing the training, so that scores reflect general ability rather than overfitting to the test.
Defined under Benchmark
- Helpful-only modelTerm
A helpful-only model is a variant of a production AI model trained not to refuse potentially harmful requests, used so that dangerous-capability evaluations and red-teaming measure what the model can do rather than what it declines to do.
Defined under Elicitation method
- High capabilityTerm
High capability is the lower of the two capability thresholds in OpenAI's Preparedness Framework: capabilities that significantly increase existing risk vectors for severe harm. Models that cross it need safeguards that sufficiently minimise the risk before deployment.
Defined under Capability Threshold
Source: OpenAI Preparedness Framework v2
- High-impact capabilitiesTerm
High-impact capabilities, under EU AI Act Article 3(64), are capabilities that match or exceed those recorded in the most advanced general-purpose AI models. Having them is the main route to systemic-risk classification under Article 51.
Defined under Coverage scope threshold
- Hiroshima Process International Code of ConductTerm · Regulation
The Hiroshima Process International Code of Conduct for Organizations Developing Advanced AI Systems is a voluntary, risk-based list of actions agreed by G7 leaders on 30 October 2023. It builds on the OECD AI Principles and covers the whole AI lifecycle.
Also called: Hiroshima AI Process Code of Conduct, G7 Code of Conduct
See also: Commitment, Transparency Report
- Holistic safety caseTerm
A holistic safety case is a comprehensive argument that addresses all potential risks across an AI system's lifecycle, as opposed to a template covering one risk. GovAI and UK AISI researchers wrote in 2024 that one did not yet seem feasible for a frontier model.
Defined under Safety Case (Assurance Argument)
- Human baselineNIKOLAI element · N5
A human baseline is the measured performance of people, often domain experts, on the same tasks given to an AI model, used as a reference point so that a model's score can be read as below, at or above human level.
Also called: Expert baseline, Human expert baseline, Consensus expert baseline
Element page: sources and crosswalk · Evidence and evaluations
- Human in the loopTerm · Safeguards
Human in the loop is an approach in which people keep decision-making authority over an automated system by reviewing and approving its actions before they are carried out, instead of letting it act fully on its own.
Also called: HITL, human oversight
Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary
I
- If-then commitmentTerm
An if-then commitment is a promise of the form: if a model reaches a stated capability, then specified safety measures will be in place. The Frontier Model Forum describes frontier AI frameworks as built on this if-then structure.
Defined under Checkpoint Rule
Source: FMF Risk Taxonomy and Thresholds
- Imminent-risk disclosureTerm
Imminent-risk disclosure is the 24-hour duty under California SB 53 and New York's RAISE Act to tell an appropriate authority, such as a law enforcement or public safety agency, when a critical safety incident poses an imminent risk of death or serious physical injury.
Defined under Incident reporting deadline and recipient
- Impact on benign usesTerm
Impact on benign uses is the cost a safeguard imposes on legitimate users, meaning how far harmless use cases are affected by refusals or blocks. Google DeepMind assesses it alongside coverage and adversarial robustness when evaluating safeguards.
Defined under Coverage level
Source: Gemini 3.7 Flash FSF report
- Inability argumentTerm
An inability argument claims an AI system cannot cause an unacceptable outcome in any realistic setting, even without safeguards, typically shown by its failure on red-team-designed proxy tasks after strong capability elicitation.
Defined under Safety Case Argument Type (Inability, Control, Trustworthiness)
- IncidentNIKOLAI element · N7
An incident, in frontier-AI safety reporting, is an event in which the development, use or malfunction of an AI model causes harm, or a safety or security failure that could lead to harm, such as unauthorised access to model weights or a model evading its developer's controls.
Also called: Critical safety incident, Serious incident, AI incident, AI safety incident, Critical incident, Major incident
- Incident disclosureNIKOLAI element · N7
Incident disclosure describes who is told about an AI incident and how: a confidential report to a regulator, notices to affected organisations, anonymised statistics published by the authority, or a full public write-up by the developer or evaluator. Several statutes keep the filed reports themselves confidential.
Also called: Public disclosure
- Incident identifierTerm
Incident identifier is a single reference that links every report about the same incident so duplicates from different reporters can be merged. US Senate bill S. 5061, which has not been enacted, would have NIST develop processes for assigning one.
Defined under Incident report
Source: S. 5061 (119th Congress)
- Incident reportNIKOLAI element · N7
An incident report is the formal record of an AI incident that a developer submits to a regulator or other authority, stating at least when it happened, why it qualifies, what happened and the model involved, and later updated with causes and the response taken.
Also called: Critical safety incident report, Serious incident report
- Incident reportingTerm
Incident reporting is a formal notification submitted to a designated government body or authority that a qualifying AI safety or security incident has occurred. It is reactive, triggered by an event that meets defined criteria, and usually required by law or agreement.
Defined under Incident reporting deadline and recipient
Source: Frontier Model Forum -- Information Sharing Issue Brief
- Incident reporting deadline and recipientNIKOLAI element · N7
An incident reporting deadline is the time limit within which an AI developer must report a qualifying incident to a named authority, counted from discovery of the incident or awareness of the model's involvement. Current deadlines run from 24 hours for imminent danger to 15 days, depending on the law and the harm.
Also called: Reporting timeline, Reporting deadline
- Incident responseTerm
Incident response is the coordinated process of containing, mitigating and recovering from an incident once it has been identified. It is real-time and operational, and is led mainly by the affected developer's technical, legal and security teams.
Defined under Incident
Source: Frontier Model Forum -- Information Sharing Issue Brief
- Incident response planTerm
Incident response plan is a developer's documented procedure for identifying and responding to incidents. OpenAI's AI Safety Incident Response Plan, for example, sets steps for detection, triage, severity, investigation, mitigation and deciding whether an incident must be reported externally.
Defined under Incident
- Incident severityNIKOLAI element · N7
Incident severity is a rating of how serious an AI incident is, judged by the kind and scale of harm it caused or could have caused. Severity decides how fast an incident is escalated inside the developer, which reporting deadline applies, and how much detail the report must contain.
Also called: Seriousness
- Incident statusNIKOLAI element · N7
Incident status is the stage an AI incident has reached in its lifecycle, from suspected or potential, through confirmed and contained, to remediated or resolved. It tells a regulator whether further reports are still due and whether corrective measures have been adopted.
Also called: Incident lifecycle
- Incident typeNIKOLAI element · N7
An incident type is the category an AI incident falls into, such as unauthorised access to model weights, harm from a catastrophic risk, loss of control of a model, deceptive subversion of a developer's controls, or a security breach. Some regimes, such as the EU Code of Practice, set the reporting deadline by type.
Also called: Incident classification
- Independent evaluatorTerm
An independent evaluator is an outside organisation assessing an AI developer's models or risk reports that has no financial interest in that developer and no major conflicts of interest among the people conducting the review.
Defined under Evaluator Independence and Conflict of Interest
Source: Anthropic Advanced AI Framework
- Independent verification organizationTerm
An independent verification organization (IVO) is, in the introduced US FRONTIER Act, a licensed private body that assesses a very large frontier developer's safety framework and risk mitigation at least every six months.
Defined under Third-Party Evaluator
Source: FRONTIER Act, 119th Congress (H.R. 9925, introduced, not enacted)
- Indicative thresholdTerm
An indicative threshold, in OpenAI's Preparedness Framework, is a pre-set score on an automated evaluation that indicates a model may have reached a capability threshold. It informs, but does not by itself decide, the threshold determination.
Defined under Threshold Operationalisation
Source: OpenAI Preparedness Framework v2
- Indirect prompt injectionTerm · Risks
Indirect prompt injection is prompt injection planted in content an AI system will read rather than typed by the user, such as a web page, email or document retrieved during a task. It lets attackers control AI applications they cannot access directly.
See also: Safeguard, Security control
Source: NIST AI 100-2e2025, Glossary and section 3.4; Greshake et al., Not What You've Signed Up For (2023)
- Industry-Wide RecommendationNIKOLAI element · N9
An industry-wide recommendation is a safety standard that a developer or other body says every frontier AI developer should meet, recorded separately from any statement about whether the author itself currently meets that standard.
Also called: Recommendations for industry-wide safety, Recommended security level
Element page: sources and crosswalk · Commitments and governance
- InferenceTerm · Foundations
Inference is the process in which a trained AI model produces outputs from a given input, applying what it learned during training. Every chatbot reply or agent action is an inference; training changes the model, inference only uses it.
Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary
- Inference-time scalingTerm · Foundations
Inference-time scaling is improving an AI system's capabilities by giving it more computation while it is being used, rather than during training, for example by letting it reason for longer. It lets the same model solve harder problems at higher cost per answer.
Also called: test-time compute, test-time scaling
Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary
- Information hazardTerm
An information hazard is information that would cause harm if disclosed, such as specific methods to produce dangerous materials; independent-evaluation standards list it among the narrow grounds for redacting an evaluator's results.
Defined under Redaction reason
Source: AEF-1: Minimum Operating Conditions for Independent Third Party AI Evaluations (v1, 4 Dec 2025)
- Inherent risk assessmentTerm
An inherent risk assessment, in Google DeepMind's FSF v3.1, checks whether a model may, "without appropriate mitigations, contribute to the risks identified", by assessing its capabilities against the critical and tracked capability levels before mitigations are counted.
Defined under Risk Identification and Analysis
- Inner alignmentTerm · Alignment research
Inner alignment is the problem of making sure that, when training produces a model that is itself an optimiser, the objective the model actually pursues matches the objective it was trained on. Hubinger and colleagues named it in 2019, alongside outer alignment.
Also called: inner alignment problem
- Insider threatTerm
An insider threat is a hostile operation by people or AI systems with access to sensitive organisational resources, such as staff, contractors, infiltrated spies or a self-exfiltrating model. The EU GPAI Code of Practice also counts accidental model leakage.
Defined under Model weight security
Source: EU GPAI Code of Practice, Safety and Security Chapter
- Institutional transparencyTerm · Governance
Institutional transparency is how far an organisation publicly discloses information about itself; for AI developers this can include training data, model design, safety and security measures and how decisions are made.
See also: Redaction, Safety framework version, Transparency Report
Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary
- Instrumental convergenceTerm · Risks
Instrumental convergence is the thesis that some sub-goals, such as acquiring resources or staying operational, would help an intelligent agent achieve almost any final goal, so many very different agents would be expected to pursue them. Nick Bostrom stated it in 2012.
Also called: instrumental convergence thesis, convergent instrumental goals
See also: Threat Model
- Intermediate reportTerm
Intermediate report is the update the EU Code of Practice expects at least every four weeks for an unresolved serious incident, adding information to the initial report until a final report is filed within 60 days of resolution.
Defined under Incident report
Source: EU GPAI Code of Practice, Safety and Security Chapter
- Internal auditTerm
Internal audit is a company's own assurance function that checks whether its risk management processes work as described. The EU GPAI Code of Practice names an internal audit function as an example of an internal assurance provider for systemic risk.
Defined under Framework Adherence Review
Source: EU GPAI Code of Practice, Safety and Security Chapter
- Internal deploymentTerm
Internal deployment is making a model available only inside the developer's own organisation. Google DeepMind defines internal deployments as model releases restricted to Google employees for internal use.
Defined under Deployment type
- Internal deployment and internal-use riskNIKOLAI element · N6
Internal deployment risk is the risk that arises when an AI developer uses its own models inside the company, for example as coding or research agents, before or instead of public release. Such models may run with fewer safeguards and broad access to sensitive systems.
Also called: Internal deployment, Internal use, High-risk internal deployment, Large-scale internal deployment
Element page: sources and crosswalk · Mitigations and security
- Internal governanceTerm
Internal governance is the set of roles, committees and review procedures a developer uses to make sure its safety framework is carried out. California SB 53 requires a frontier AI framework to describe how the developer institutes internal governance practices.
Defined under Board or Trust Oversight
Source: California SB 53
- Internal-use risk reportTerm
An internal-use risk report describes the risks from a developer's internal use of its own frontier models. Meta's framework says it relies particularly on monitoring and on preparedness evaluations tied to internal deployment threat models.
Defined under Internal deployment and internal-use risk
- International AI Safety ReportTerm · Institutions
The International AI Safety Report is an independent scientific review of the capabilities and risks of general-purpose AI, chaired by Yoshua Bengio and written by over 100 experts, mandated at the 2023 Bletchley summit. It summarises evidence without making policy recommendations; the 2026 edition was published in February 2026.
Also called: IASR, International Scientific Report on the Safety of Advanced AI
See also: Risk domain
- International Network for Advanced AI Measurement, Evaluation and ScienceTerm · Institutions
The International Network for Advanced AI Measurement, Evaluation and Science is a group of government AI institutes that cooperate on the science of testing advanced AI. Launched in November 2024 as the International Network of AI Safety Institutes, it took its current name in December 2025.
Also called: International Network of AI Safety Institutes (former name), INAAIMES
See also: Third-Party Evaluator
- InterpretabilityTerm · Alignment research
Interpretability is the degree to which people can understand the inner workings of an AI model, including why it produced a particular output or decision. It is also the name of the research field that develops methods for that understanding.
Also called: AI interpretability
See also: Evaluation, Monitor
Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary
- Interpretability evidenceTerm
Interpretability evidence is information about a model's internal computations, gathered with tools such as natural-language autoencoders or activation steering, used alongside behavioural tests to look for hidden capabilities or misalignment.
Defined under Evaluation
- Intervention thresholdTerm
Intervention threshold is OpenAI's term for a severity-based threshold that sets how it responds to misaligned model behaviour during training: immediate containment, mitigation during the training run, or mitigation before the next run.
Defined under Incident severity
- Intolerable riskTerm
Intolerable risk is the level of severe risk an organisation will not accept unless it is adequately mitigated. Signatories of the 2024 Seoul Frontier AI Safety Commitments agreed to set thresholds marking intolerable risk and to monitor how close models come to them.
Defined under Capability Threshold
Source: Frontier AI Safety Commitments (AI Seoul Summit 2024)
- Irremediable harmTerm
Irremediable harm is harm that cannot be repaired once it occurs. OpenAI's Preparedness Framework v2 and Meta's framework both use "Instantaneous or irremediable" as a test for which risks to cover: harms that are "inevitable due to a lack of feasible measures to remediate".
Defined under Harm Class (Reversible or Irreversible)
Source: OpenAI Preparedness Framework v2
- ISO/IEC 22989Term · Regulation
ISO/IEC 22989:2022 is the international standard that establishes terminology for artificial intelligence and describes its core concepts. It is meant to give standards writers and other stakeholders a shared vocabulary when they talk about AI.
Also called: ISO 22989
Source: ISO, ISO/IEC 22989:2022 Artificial intelligence concepts and terminology
- ISO/IEC 23894Term · Regulation
ISO/IEC 23894:2023 is an international standard giving guidance on how organisations that develop, deploy or use AI can manage AI-specific risks and build risk management into their AI activities.
Also called: ISO 23894
See also: Risk Level, Residual Risk and Risk Acceptance Determination
- ISO/IEC 42001Term · Regulation
ISO/IEC 42001:2023 is the international standard specifying requirements for an artificial intelligence management system (AIMS): how an organisation that provides or uses AI establishes, runs, maintains and continually improves its management of AI risks and opportunities.
Also called: ISO 42001, AI management system standard, AIMS
See also: Framework Update Protocol, Accountable Decision-Maker and Sign-Off
Source: ISO, ISO/IEC 42001:2023 Artificial intelligence — Management system
- ISO/IEC JTC 1/SC 42Term · Institutions
ISO/IEC JTC 1/SC 42 is the joint ISO and IEC subcommittee for artificial intelligence and the focus of their AI standards work. It develops international AI standards, including ISO/IEC 22989 on terminology, ISO/IEC 23894 on risk management and ISO/IEC 42001 on management systems.
Also called: SC 42, JTC 1/SC 42
Source: ISO, ISO/IEC JTC 1/SC 42 Artificial intelligence (committee page)
J
- JailbreakTerm
A jailbreak is an adversarial prompt or technique designed to get around an AI model's refusal training or safeguards and obtain harmful help that the model would normally decline to give.
Defined under Red-team exercise
Source: GPT-5.6 deployment safety card
- Jailbreak robustnessTerm
Jailbreak robustness is how well a model and its safeguards resist attempts to bypass refusals or filters. Google DeepMind's framework treats refusal rate and jailbreak robustness together as evidence of whether threat actors could circumvent safeguards.
Defined under Robustness level
K
- Know your customer (KYC)Term
Know your customer (KYC) is verifying the identity of people or organisations before giving them access to a model, so misuse can be traced and banned users cannot simply open new accounts. OpenAI lists KYC among its trust-based access safeguards.
Defined under Access control (who may use a model and its capabilities)
Source: OpenAI Preparedness Framework v2
L
- Large frontier developerTerm
Large frontier developer, in California SB 53, is a frontier developer that, together with its affiliates, had annual gross revenues above $500 million in the preceding calendar year. It carries the Act's framework and reporting duties.
Defined under Developer
Source: California SB 53
- Large language model (LLM)Term · Foundations
A large language model (LLM) is an AI model trained on very large amounts of text to perform language tasks such as generating, translating or summarising text. Most current chatbots and AI agents are built on large language models.
Also called: LLM, language model
See also: Model identifier
Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary
- Leading indicator assessmentTerm
A leading indicator assessment is Microsoft's first-stage screen of a model on general-purpose benchmarks for precursor capabilities. It gives early warning that the model may have a tracked high-risk capability and so needs deeper assessment.
Defined under Alert Threshold
- Likelihood TermNIKOLAI element · N4
A likelihood term is a word or numeric band, such as "very low", "unlikely" or a range like 1 in 50 per decade, that an AI risk assessment uses to say how probable a harm or claim is. It is only comparable across documents when the scale behind the word is stated.
Also called: Probability of occurrence, Probability rating, Systemic risk estimate
- LimitationNIKOLAI element · N4
A limitation is a stated reason why a safety evaluation or safety argument might be wrong or might not carry over to real-world use, such as weak capability elicitation, evaluation awareness or incomplete monitoring data, disclosed next to the conclusion it qualifies.
Also called: Notable limitation, Known issue, Assessment limitation
- Linear probeTerm
A linear probe is a lightweight classifier that reads a model's internal activations. Anthropic uses a streaming probe as the cheap first stage that flags queries for a more expensive second-stage classifier based on a fine-tuned model.
Defined under Classifier (input and output safeguard classifier)
- Living documentTerm
A living document is a policy its author expects to keep revising as knowledge improves. Anthropic describes its Responsible Scaling Policy as "a living document" that it will continually update as it learns more about AI capabilities and risks.
Defined under Framework Update Protocol
- Long-Term Benefit TrustTerm
The Long-Term Benefit Trust (LTBT) is a body named in Anthropic's Responsible Scaling Policy that receives regular briefings, approves the choice of external reviewers, may request external review of Risk Reports, and must co-approve reports that rely heavily on marginal risk analysis.
Defined under Board or Trust Oversight
- Loss of controlTerm
Loss of control is the risk that humans lose the ability to reliably direct, modify or shut down an AI model. The EU Code of Practice uses this wording; Meta's framework adds that humans "cannot feasibly regain" that ability.
Defined under Threat Model
Source: EU GPAI Code of Practice, Safety and Security Chapter
- Lower bound (elicitation)Term
A lower bound, in elicitation, is the reading of a one-time capability test as the least a model can do, not the most, because better scaffolds and techniques found later may draw out more.
Defined under Elicitation method
Source: OpenAI Preparedness Framework v2
M
- Machine learning (ML)Term · Foundations
Machine learning (ML) is the branch of AI that builds algorithms and models which learn from data instead of being explicitly programmed. Nearly all of today's general-purpose AI systems are produced by machine learning.
Also called: ML
Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary
- MalfunctionTerm · Risks
A malfunction is an AI system failing to work as its developer or user intended, producing wrong or harmful outputs or disrupting operations. The International AI Safety Report uses malfunctions as one of its three main risk categories, alongside malicious use and systemic risks.
Also called: AI malfunction, system failure
See also: Incident type, Risk domain
Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary
- Management body in its supervisory functionTerm
The management body in its supervisory function is the EU GPAI Code of Practice's term for the board-level body, or another suitable independent body such as a council, that oversees a provider's systemic risk assessment and mitigation.
Defined under Board or Trust Oversight
Source: EU GPAI Code of Practice, Safety and Security Chapter
- ManipulationTerm · Risks
Manipulation, in AI safety, is influencing someone's beliefs or behaviour toward some goal without their full awareness or understanding. It differs from persuasion, which changes beliefs through argument or open appeals rather than by working around a person's awareness.
Also called: AI manipulation
See also: Risk domain
Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary
- Mapping DeclarationNIKOLAI element · N9
A mapping declaration is a party's own statement that one of its documents or terms satisfies, corresponds to, or deliberately differs from a requirement in another regime, for example a developer stating that its framework is the frontier AI framework California SB 53 requires.
Also called: Declaration of intent, Compliance declaration
Element page: sources and crosswalk · Commitments and governance
- Marginal versus Absolute Risk BasisNIKOLAI element · N4
A marginal versus absolute risk basis is the baseline a risk statement is measured against. Marginal risk counts only the extra risk a model adds beyond what already exists, such as other available models and tools; absolute risk counts the total risk the model poses, without subtracting that existing baseline.
Also called: Marginal risk, Absolute risk, Baseline risk, Risk baseline
- Material capability increaseTerm
A material capability increase, in Google DeepMind's framework, is a meaningful new capability or material performance gain that could undermine the case that a model's risk is acceptable, and so calls for a fresh critical capability assessment.
Defined under Reassessment Trigger
- Material modificationTerm
A material modification is a significant change to a frontier AI framework. Under California SB 53, a large frontier developer that makes one must publish the modified framework and a justification for the change within 30 days.
Defined under Framework Update Protocol
Source: California SB 53
- Material upliftTerm
Material uplift is Amazon's threshold wording: uplift "beyond other publicly available research or tools" that would, for CBRN, "enable a non-subject matter expert to reliably produce and deploy a CBRN weapon".
Defined under Uplift
- Mechanistic interpretabilityTerm · Alignment research
Mechanistic interpretability is research that reverse-engineers the computations and internal representations a neural network has learned into algorithms and concepts people can understand. It aims at a detailed, causal account of how a model produces its behaviour.
Also called: mech interp
See also: Evaluation
Source: Bereska and Gavves, Mechanistic Interpretability for AI Safety: A Review (2024)
- Mesa-optimisationTerm · Alignment research
Mesa-optimisation is when a model produced by training is itself an optimiser, pursuing its own internal objective (a mesa-objective) that may differ from the objective it was trained on. Hubinger and colleagues coined the term in 2019.
Also called: mesa-optimization, mesa-optimiser, mesa-optimizer, learned optimization
Source: Hubinger et al., Risks from Learned Optimization in Advanced Machine Learning Systems (2019)
- MetagamingTerm
Metagaming is when an AI model reasons about how it will be graded, rewarded or monitored rather than only about the task in front of it, which can make good behaviour in tests an unreliable signal.
Defined under Evaluation-validity threat
Source: GPT-5.6 deployment safety card
- METRTerm · Institutions
METR, pronounced 'meter', is a nonprofit research organisation that measures the capabilities of the most advanced AI agents and studies their risks, including whether developers could lose control of them, and publishes evaluations and research for the public, governments and companies.
Also called: Model Evaluation and Threat Research
See also: Third-Party Evaluator, External Review, Evaluator Independence and Conflict of Interest
Source: METR, About
- MisalignmentTerm
Misalignment, in Anthropic's August 2026 Risk Report, is a model computation that a fully informed reasonable person would judge unethical, illegal, clearly objectionable or inconsistent with the model's constitution, and that influences its output.
Defined under Threat Model
- MisuseTerm
Misuse is harm caused when people deliberately use an AI model's capabilities to do damage. Google DeepMind's FSF v3.1 defines misuse risk as "risks of threat actors using critical capabilities of deployed or exfiltrated models to cause harm".
Defined under Threat Model
- MitigationTerm
A mitigation is any measure taken to reduce a risk. The EU GPAI Code of Practice splits AI mitigations into safety mitigations, which shape what a model does and who can use it, and security mitigations, which protect the model and its infrastructure.
Defined under Safeguard
Source: EU GPAI Code of Practice, Safety and Security Chapter
- Mitigation changeNIKOLAI element · N6
A mitigation change is a recorded addition, removal, weakening or reconfiguration of a safeguard or security control between reports, with its date, scope and reason. It shows whether a model now runs with weaker or stronger protection than before and whether that triggers reassessment.
Also called: Changes to risk mitigations
Element page: sources and crosswalk · Mitigations and security
- Model Access LevelNIKOLAI element · N8
A model access level describes how deeply an outside evaluator can inspect an AI model: black-box access allows only queries and outputs, grey-box access adds limited internals or privileged information, and white-box access includes weights, activations, gradients and fine-tuning.
Also called: Access level, AL1 / AL2 / AL3, Black-box, grey-box, white-box access, Technical access, Gray-box access
Element page: sources and crosswalk · Transparency and review
- Model cardTerm
A model card is a document published with an AI model that summarises its capabilities, known limitations, mitigations and safety results. Google DeepMind describes its model cards as essential information on Gemini models.
Defined under Document type
- Model-external safeguardTerm
A model-external safeguard works outside the model's own behaviour, for example by blocking an output or detecting it with offline monitoring so the harm can be addressed later. Anthropic uses the term for this class of mitigation.
Defined under Safeguard
- Model extractionTerm · Risks
Model extraction is an attack that recovers details of an AI model's architecture or parameters, typically by querying it, so the attacker can copy or study a model they were not given. NIST classes it as a privacy attack.
Also called: model stealing
See also: Security control, Security level
- Model identifierNIKOLAI element · N1
A model identifier is a persistent name or code that ties a claim, evaluation or incident to one specific model version or checkpoint, together with a rule for when a changed model keeps its identifier and when it needs a new one.
Also called: model version, model checkpoint
Element page: sources and crosswalk · Actors, models and scope
- Model-independent informationTerm
Model-independent information, in the EU Code of Practice, is "information, including data and research, that is not tied to a specific model, but can inform systemic risk assessment and mitigation across several models", such as literature reviews and incident databases.
Defined under Risk Identification and Analysis
Source: EU GPAI Code of Practice, Safety and Security Chapter
- Model organismTerm
A model organism, in AI safety, is a model deliberately trained to have a known problem, such as a hidden misaligned behaviour, so that evaluators can check whether their auditing and evaluation methods detect it.
Defined under Evaluation
- Model ReportTerm
Model Report, short for Safety and Security Model Report, is the EU Code of Practice document in which a signatory reports its model and systemic risk assessment to the AI Office before placing the model on the market.
Defined under Document type
Source: EU GPAI Code of Practice, Safety and Security Chapter
- Model risk scoreTerm
A model risk score is NVIDIA's 1-to-5 grade for a model, set by the highest score across intended use case, capabilities and level of autonomy, each criterion having discrete thresholds between 1 and 5.
Defined under Risk Level
- Model safety bug bountyTerm
A model safety bug bounty pays outside researchers for finding ways to bypass a developer's safeguards, especially universal jailbreaks. Anthropic runs one through HackerOne against its biology classifiers and pays up to $35,000 per novel universal jailbreak.
Defined under Safeguard evaluation
- Model weight exfiltrationTerm
Model weight exfiltration is the access to or transfer of a model's weights, or associated assets, out of secure storage by an unauthorised actor or by the model itself (self-exfiltration). The EU Code of Practice gives such a breach a five-day reporting deadline.
Defined under Incident type
Source: EU GPAI Code of Practice, Safety and Security Chapter
- Model weight securityNIKOLAI element · N6
Model weight security is the set of protections that keep an AI model's trained parameters, its weights, from being stolen, copied, leaked or altered by outsiders, insiders or the model itself, since whoever holds the weights can remove the model's safeguards.
Also called: Model Weight Security, Protection of unreleased model weights, Protection of unreleased model parameters
Element page: sources and crosswalk · Mitigations and security
- Model weightsTerm
Model weights are the learnable parameters of an AI model, including the weights and biases learned during training, that determine what it can do. RAND singles them out because they embody the compute, data and research invested in training.
Defined under Model weight security
- Model welfareTerm · Alignment research
Model welfare is the question of whether AI systems could have experiences or interests that deserve moral consideration, and what developers should do about it. Anthropic launched a research programme on it in 2025 and notes there is no scientific consensus on whether AI can be conscious.
Also called: AI welfare
- MonitorNIKOLAI element · N6
A monitor is an automated or human process that watches a model's inputs, outputs, reasoning or actions to detect a specified behaviour, such as misuse or sabotage, and escalates what it flags. It is described by what it sees, how much traffic it samples and who reviews its flags.
Also called: Usage Monitoring, Offline monitoring, Asynchronous monitoring, Monitor AI
Element page: sources and crosswalk · Mitigations and security
- Multi-agent systemTerm · Foundations
A multi-agent system is a network of interacting AI agents that can adapt to one another's behaviour and goals, including by cooperating or competing. Risks can arise from the interaction itself, for example when agents fail to coordinate or work together against others.
Also called: multi-agent AI
Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary
- MultimodalityTerm · Foundations
Multimodality is the ability of an AI model or system to take in and produce more than one kind of data, such as text, images, audio, video or robot actions. A multimodal model can, for example, answer questions about a photo.
Also called: multimodal AI
Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary
N
- Narrow AITerm · Foundations
Narrow AI is an AI model or system built to do one specific task or a few closely related ones, such as ranking web search results, classifying animal species or playing chess. It is the opposite of general-purpose AI, which can handle a wide variety of tasks.
Also called: specialised AI
Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary
- National Institute of Standards and Technology (NIST)Term · Institutions
The National Institute of Standards and Technology (NIST) is a US federal agency within the Department of Commerce, founded in 1901, that advances measurement science and standards. In AI it publishes the AI Risk Management Framework and hosts the government's AI evaluation centre.
Also called: NIST
Source: NIST, About NIST; NIST AI Risk Management Framework page
- Near missNIKOLAI element · N7
A near miss is an event in which an AI incident could have happened but did not, because the harm failed to materialise or was stopped in time. Near misses usually fall below formal reporting thresholds but are tracked as early warnings.
Also called: Near-miss
- Net new riskTerm
Net new risk is harm that could not currently be achieved with existing tools and resources without access to frontier or general-purpose AI. OpenAI's and Meta's frameworks use it as a test for which risks to track.
Defined under Marginal versus Absolute Risk Basis
Source: OpenAI Preparedness Framework v2
- Neural networkTerm · Foundations
A neural network is a type of AI model made of layers of interconnected nodes, loosely inspired by biological neurons, that learns from data by adjusting the strength of the connections between nodes. Current general-purpose AI systems are neural networks.
Also called: artificial neural network
Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary
- New York RAISE ActTerm · Regulation
The New York RAISE Act (Responsible AI Safety and Education Act) is a state law requiring large frontier AI developers to publish safety plans and report certain safety incidents to the state. A 2026 amendment (S8828) aligned it with California SB 53; it takes effect on 1 January 2027.
Also called: RAISE Act, Responsible AI Safety and Education Act
See also: Safety framework, Incident reporting deadline and recipient, Coverage scope threshold
Source: New York Senate Bill S8828 (2025-2026 session), signed as Chapter 96 of 2026
- NIST AI 600-1 (Generative AI Profile)Term · Regulation
NIST AI 600-1, the Generative Artificial Intelligence Profile, is a July 2024 companion to the NIST AI Risk Management Framework. It defines risks that generative AI creates or worsens, such as confabulation and information security risks, and suggests actions for managing them.
Also called: Generative AI Profile, GAI Profile
See also: Risk domain
- NIST AI Risk Management Framework (AI RMF)Term · Regulation
The NIST AI Risk Management Framework (AI RMF 1.0), released in January 2023, is a voluntary US framework for managing risks of AI to people, organisations and society. It is organised around four functions, Govern, Map, Measure and Manage, and is being revised.
Also called: AI RMF, NIST AI 100-1
See also: Risk Level, Residual Risk and Risk Acceptance Determination
- No contingent releaseTerm
No contingent release is the principle that a developer must not narrow who sees an evaluation's results because the results are unfavourable, such as showing poor performance or unmitigated risks.
Defined under Publication Rights Clause
Source: AEF-1: Minimum Operating Conditions for Independent Third Party AI Evaluations (v1, 4 Dec 2025)
- No-oversight upliftTerm
No-oversight uplift is Google DeepMind's estimate of cyber uplift "assuming AI can perform those portions of the attack chain unsupervised"; it is then reduced to a supervision-adjusted uplift that allows for the human involvement real attacks need.
Defined under Uplift
Source: Gemini 3.7 Flash FSF report
- Non-disparagement clauseTerm
A non-disparagement clause is a contract term that restricts criticism of an employer. Anthropic's RSP v3.4 says any such clause it offers will not preclude raising safety concerns or disclosing that the clause exists.
Defined under Noncompliance and Whistleblower Reporting
- Non-retaliation (evaluators)Term
Non-retaliation is a developer's undertaking not to take any legal or technical retaliation against independent external evaluators as a consequence of their testing or their publication of findings, subject to stated conditions.
Defined under Evaluator Safe Harbour
Source: EU GPAI Code of Practice, Safety and Security Chapter
- Non-state external threatTerm
A non-state external threat, in the EU Code of Practice, is a hostile operation by non-state actors roughly comparable to ten experienced cybersecurity professionals, spending several months and up to EUR 1 million, without pre-existing access to the target.
Defined under Threat-Actor Profile
Source: EU GPAI Code of Practice, Safety and Security Chapter
- Noncompliance and Whistleblower ReportingNIKOLAI element · N9
Noncompliance and whistleblower reporting is the channel through which staff at an AI developer can report suspected breaches of its safety framework or serious public-safety risks, together with its protections, such as anonymity and freedom from retaliation, and who receives and acts on each report.
Also called: Noncompliance reporting, Whistleblower channel, Raising Concerns Policy, Internal reporting channels
Element page: sources and crosswalk · Commitments and governance
- Novice upliftTerm
Novice uplift is help that lets someone without deep expertise do what they otherwise could not. OpenAI's Preparedness Framework v2 sets its High biological and chemical threshold at meaningful assistance to "novice" actors, "anyone with a basic relevant technical background".
Defined under Uplift
Source: OpenAI Preparedness Framework v2
O
- OECD.AITerm · Institutions
OECD.AI is the OECD's online platform for promoting trustworthy, human-centred AI. It tracks national AI policies and progress on the OECD AI Principles, and hosts the reporting framework through which organisations developing advanced AI share information on their risk management.
Also called: OECD AI Policy Observatory
See also: Transparency Report
- OECD AI PrinciplesTerm · Regulation
The OECD AI Principles are an intergovernmental standard, adopted in May 2019 and updated in May 2024, that promotes AI which is innovative and trustworthy and respects human rights and democratic values. Many national AI policies and the Hiroshima Code of Conduct build on them.
Also called: OECD Recommendation on AI
Source: OECD.AI, AI Principles overview
- Offence-defence balanceTerm · Risks
The offence-defence balance is the relative advantage of attackers over defenders in a domain such as cybersecurity. A shift toward defenders makes attacks costlier or less damaging; a shift toward attackers does the opposite, and AI can move it either way.
Also called: offense-defense balance
See also: Marginal versus Absolute Risk Basis
Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary
- Open-ended testingTerm
Open-ended testing is exploratory evaluation without a fixed task list, aimed at finding unexpected behaviours, capability boundaries or emergent properties that predefined evaluations would miss.
Defined under Evaluation
Source: EU GPAI Code of Practice, Safety and Security Chapter
- Open source modelTerm · Foundations
An open source model is an AI model whose essential components, such as weights, code, training data and documentation, are released for anyone to use, study, modify and share. Which components must be released is still disputed, and not every open-weight model is open source.
Also called: open-source AI
See also: Deployment surface
Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary
- Open-weight modelTerm
An open-weight model is a model whose trained weights are publicly available to download. The International AI Safety Report notes such releases cannot be recalled and that their safeguards are more easily removed.
Defined under Deployment type
- Orthogonality thesisTerm · Risks
The orthogonality thesis is Nick Bostrom's claim that intelligence and final goals are independent: more or less any level of intelligence could in principle be combined with more or less any goal. It implies that a highly capable AI need not share human values.
- Out-of-distribution failureTerm · Risks
An out-of-distribution failure is an AI system failing to do its job when it meets inputs, environments or tasks unlike those it saw in training. It is a main reason good test results may not carry over to real-world use.
Also called: distributional shift, OOD failure
See also: Evaluation-validity threat, Limitation
Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary
- Out-of-Scope DeclarationNIKOLAI element · N2
An out-of-scope declaration is a statement in an AI safety framework or risk report naming risks it deliberately does not cover, ideally with a pointer to where they are handled instead. It stops readers from mistaking a framework's silence about a risk for an all-clear.
Also called: scope exclusion
Element page: sources and crosswalk · Threat models and risk framing
- Outer alignmentTerm · Alignment research
Outer alignment is the problem of making sure the objective an AI system is trained on, such as its loss or reward function, actually matches what its developers intend. It is the counterpart of inner alignment in Hubinger and colleagues' 2019 framing.
Also called: outer alignment problem
P
- Partnership on AITerm · Institutions
Partnership on AI (PAI) is a non-profit partnership of academic, civil society, industry and media organisations that develops tools, recommendations and other resources so that AI advances positive outcomes for people and society.
Also called: PAI
See also: Industry-Wide Recommendation
Source: Partnership on AI, About
- Pass@kTerm
Pass@k is a scoring metric giving the probability that an AI model completes a task in at least one of k independent attempts; pass@10, for example, counts a challenge as solved if any of ten tries succeeds.
Defined under Evaluation run
- Pause commitmentTerm
A pause commitment is a stated intention to stop or slow AI development or deployment under defined conditions. Some are conditional: the Anthropic Institute says Anthropic expects it would pause if verification systems existed and other frontier developers also paused verifiably.
Defined under Halt Condition
- Pluralistic alignmentTerm · Alignment research
Pluralistic alignment is an approach to building AI systems that tries to represent and balance the different, and sometimes conflicting, preferences of different groups of people, rather than aligning to a single set of values.
Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary
- PolysemanticityTerm · Alignment research
Polysemanticity is the observation that a single neuron in a neural network often responds in several unrelated contexts. It makes models harder to interpret, because no single neuron corresponds to one human-understandable concept.
Also called: polysemantic neurons
Source: Cunningham et al., Sparse Autoencoders Find Highly Interpretable Features in Language Models (2023)
- Post-market monitoringTerm
Post-market monitoring is the ongoing collection of information about a model after release, through user feedback, incident reports, bug bounties and usage analysis, to judge whether its systemic risks remain acceptable. The term is used in the EU GPAI Code of Practice.
Defined under Monitor
Source: EU GPAI Code of Practice, Safety and Security Chapter
- Post-mortemTerm
Post-mortem is a review held after an incident to learn what went wrong and what should change. xAI's framework describes one focusing on any areas where changes to systemic factors could have averted the incident.
Defined under Corrective action
- Post-trainingTerm · Foundations
Post-training is the stage after pre-training in which developers refine a general-purpose AI model's capabilities and behaviour, using techniques such as fine-tuning and reinforcement learning. Much safety behaviour, such as refusing harmful requests, is added at this stage.
See also: Mitigation change
Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary
- Potential AI safety incidentTerm
Potential AI safety incident is OpenAI's term for a detected event not yet assessed. Under its incident response plan it is triaged, investigated, escalated and remediated, then checked against legal criteria for external reporting.
Defined under Incident status
- Pre-deployment evaluationTerm
A pre-deployment evaluation is testing of an AI model before release, often including early access for government or independent evaluators, so that the findings can inform the decision to deploy.
Defined under Evaluation
Source: GPT-5.6 deployment safety card
- Pre-deployment testingTerm
Pre-deployment testing is evaluation of an AI model by an outside party, such as a government AI institute, before public release, under an arrangement that gives the tester early access to the unreleased model.
Defined under Evaluator Access Attestation
Source: OpenAI GPT-5.6 System Card
- Pre-Release Sharing WindowNIKOLAI element · N9
A pre-release sharing window is the period before a model's release during which a named outside party, such as a government evaluator, gets access to test it, recorded with the event that starts the clock and whether the stated period is a minimum or a maximum.
Also called: Pre-release access, Early access, Pre-deployment access
Element page: sources and crosswalk · Commitments and governance
- Pre-trainingTerm · Foundations
Pre-training is the first and most compute-intensive stage of building a general-purpose AI model, in which the model learns broad patterns from very large amounts of data. The result, often called a base model, is then refined in post-training.
Also called: pretraining
Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary
- Precursor eventTerm
Precursor event is the Frontier Model Forum's term for a lower-risk event, such as an anomaly, near-miss, false positive or concerning signal, that falls below formal reporting thresholds but may still be safety-relevant.
Defined under Near miss
Source: Frontier Model Forum -- Information Sharing Issue Brief
- Preparedness FrameworkTerm
Preparedness Framework is OpenAI's safety framework: its approach to tracking and preparing for frontier capabilities that create new risks of severe harm. Version 2 (April 2025) sets High and Critical thresholds for three Tracked Categories.
Defined under Safety framework
Source: OpenAI Preparedness Framework v2
- Preparedness reportTerm
Preparedness report is Meta's per-release safety disclosure under its Advanced AI Scaling Framework, published for each closed or open frontier AI release in connection with the deployment.
Defined under Document type
- Procedural versus outcome commitmentTerm
A procedural commitment promises to follow a stated process, such as a review or approval step; an outcome commitment promises a result. Anthropic's annual third-party review checks "procedural compliance, not substantive outcomes."
Defined under Commitment
- PromptTerm · Foundations
A prompt is the input given to an AI system, such as a question, an instruction or an image, which the system processes to produce an output. Developers also write hidden system prompts that set how the system should behave.
Also called: input, system prompt
Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary
- Prompt injectionTerm · Risks
Prompt injection is an attack in which untrusted text fed to an AI system overrides the instructions set by a more trusted party, such as the application developer, making the system behave in unintended ways. NIST compares it to SQL injection in conventional software.
See also: Safeguard, Security control
- Propensity evaluationTerm
A propensity evaluation measures what an AI model tends to do rather than what it can do, for example its tendency toward deception or other misaligned behaviour, because capability alone does not show whether harm is likely.
Defined under Evaluation
- ProviderTerm
Provider, under EU AI Act Article 3(3), is a person or body that develops an AI system or general-purpose AI model, or has one developed, and places it on the market under its own name or trademark.
Defined under Developer
- Provisionally metTerm
Provisionally met describes a capability threshold treated as crossed to err on the side of caution, without confirmation that it has been crossed. Anthropic's August 2026 Risk Report assesses every frontier model since Claude Opus 4 as provisionally meeting the CB-1 threshold.
Defined under Threshold Status
- Proxy taskTerm
A proxy task is a task a red team designs so that if an AI system cannot accomplish it, the system also cannot carry out a strategy for causing an unacceptable outcome; inability arguments rest on such tasks.
Defined under Safety Case Argument Type (Inability, Control, Trustworthiness)
- Public commentary (risk report)Term
Public commentary is an external reviewer's published assessment of a developer's risk report, covering the quality of its reasoning, the validity of its risk assessments, the overall risk level and whether redactions were reasonable.
Defined under External Evaluator Report
- Publication Rights ClauseNIKOLAI element · N8
A publication rights clause is the term in an evaluation agreement or policy that sets what an outside evaluator may publish about its findings, whether the developer can approve, delay or redact that publication, and on what grounds.
Also called: Editorial control, Disclosure rights, Publication terms, Right to publish
Element page: sources and crosswalk · Transparency and review
Q
- Qualitative risk scoreTerm
A qualitative risk score expresses an estimated risk in words, such as "moderate" or "critical", instead of numbers. The EU GPAI Code allows it alongside risk matrices and probability distributions.
Defined under Risk Level
Source: EU GPAI Code of Practice, Safety and Security Chapter
R
- Race to the bottomTerm
A race to the bottom, in frontier AI, is competitive pressure that pushes developers to weaken safety measures to keep pace with rivals. OpenAI's Preparedness Framework says it would keep safeguards "more protective than the other AI developer" to avoid one.
Defined under Industry-Wide Recommendation
Source: OpenAI Preparedness Framework v2
- Railfree versionTerm
A railfree version is OpenAI's term for a model version supplied to evaluators with system-level content filters disabled, used in GPT-5.6 biological-risk testing.
Defined under Model Access Level
Source: OpenAI GPT-5.6 System Card
- RAND security levelsTerm
RAND security levels are five levels, SL1 to SL5, proposed in RAND's 2024 report Securing AI Model Weights. Each is defined as security able to thwart an increasingly capable category of attacker; RAND says the levels are not meant to be used as a standard.
Defined under Security level
- Randomised controlled trial (uplift)Term
A randomised controlled trial, in AI safety, randomly assigns participants to work with or without AI access on the same tasks, so that differences in success can be attributed to the AI rather than to the participants.
Defined under Uplift study
Source: Gemini 3.7 Flash FSF report
- Rate limitingTerm
Rate limiting caps how much a user or account can query a model in a period. OpenAI lists rate limits as an access condition that can vary across actors, and the EU Code cites output rate limiting against weight exfiltration.
Defined under Access control (who may use a model and its capabilities)
Source: OpenAI Preparedness Framework v2
- Reasoning systemTerm · Foundations
A reasoning system is a general-purpose AI system that works through intermediate steps, called a chain of thought, before giving its final answer. Spending extra computation on these steps at the time of use tends to improve performance on complex problems.
Also called: reasoning model
Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary
- Reassessment TriggerNIKOLAI element · N3
A reassessment trigger is an event that requires an AI model that has already been assessed for safety to be assessed again, such as a material increase in its capabilities, a serious incident, a change in how it is deployed, or new evidence that the earlier assessment no longer holds.
Also called: Trigger point, Model Report update trigger, Material capability change
Element page: sources and crosswalk · Thresholds and checkpoints
- Recursive self-improvementTerm
Recursive self-improvement is AI systems speeding up the development of more capable AI systems, which then speed it up further. Anthropic says its automated R&D threshold "is intended to capture the onset of dramatic recursive self-improvement"; OpenAI tracks "AI Self-improvement".
Defined under Threat Model
- Recusal (evaluation)Term
Recusal in AI evaluation means excluding staff with a significant financial interest in the developer, such as direct equity, from defining or running the evaluation or approving its findings.
Defined under Evaluator Independence and Conflict of Interest
Source: AEF-1: Minimum Operating Conditions for Independent Third Party AI Evaluations (v1, 4 Dec 2025)
- Red lineTerm
A red line is a limit an organisation says must not be crossed. Magic's AGI Readiness Policy says that if risk for a threat model passes a red line, it will adopt safety measures, in the worst case delaying or pausing development.
Defined under Halt Condition
Source: Magic AGI Readiness Policy
- Red-team exerciseNIKOLAI element · N5
A red-team exercise is a structured attempt by experts or automated tools to make an AI model behave harmfully or to get around its safeguards, using techniques a real attacker might use, so that weaknesses can be found and fixed before or after release.
Also called: Red teaming, Red-teaming, Adversarial testing, Red-teaming engagement
Element page: sources and crosswalk · Evidence and evaluations
- RedactionNIKOLAI element · N8
A redaction is the removal of information from the public version of an AI safety document, such as a risk report or model card, recorded with where it occurred, how much was removed, why, who decided, and a notice that it happened.
Also called: Redaction record, Redaction disclosure, Redaction summary, Redaction disclaimer
Element page: sources and crosswalk · Transparency and review
- Redaction disclaimerTerm
A redaction disclaimer is a notice on an evaluator's publication stating what authority the developer or another party had to edit or redact it, whether that authority was used, and what was removed.
Defined under Redaction
Source: AEF-1: Minimum Operating Conditions for Independent Third Party AI Evaluations (v1, 4 Dec 2025)
- Redaction reasonNIKOLAI element · N8
A redaction reason is the stated ground for withholding information from a published AI safety document, such as trade secrets, security, public safety, national security, privacy or legal compliance, drawn from a list that can also name grounds that are not allowed.
Also called: Redaction ground, Redaction justification, Character and justification of the redaction
Element page: sources and crosswalk · Transparency and review
- Redaction summary statementTerm
A redaction summary statement is a short notice at the top of an evaluator's report saying whether the developer's redactions removed anything important to the evaluator's conclusions.
Defined under Redaction
- Refusal trainingTerm
Refusal training is fine-tuning a model to decline requests that would help cause severe harm, or to give low-risk answers instead. OpenAI lists it as an example safeguard supporting the claim that malicious users cannot elicit a dangerous capability.
Defined under Safeguard
Source: OpenAI Preparedness Framework v2
- Reinforcement learningTerm · Foundations
Reinforcement learning is a machine learning technique that improves a model by rewarding desirable outputs or actions and penalising undesirable ones. It is widely used in post-training, and poorly designed rewards can teach unintended behaviour.
Also called: RL
Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary
- Reinforcement learning from AI feedback (RLAIF)Term · Alignment research
Reinforcement learning from AI feedback (RLAIF) is a training method in which an AI model, rather than human raters, judges which of two responses is better, and those judgements train the reward signal used to improve the model.
Also called: RLAIF, RL from AI feedback
Source: Bai et al., Constitutional AI: Harmlessness from AI Feedback (Anthropic, 2022)
- Reinforcement learning from human feedback (RLHF)Term · Alignment research
Reinforcement learning from human feedback (RLHF) is a training method in which people compare or rate a model's outputs and their preferences become the reward signal used to refine the model. It is a standard way to make chatbots more helpful and less harmful.
Also called: RLHF, RL from human feedback
See also: Mitigation change
Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary
- Reinforcement learning with verifiable rewards (RLVR)Term · Alignment research
Reinforcement learning with verifiable rewards (RLVR) is a training method that rewards an AI model using criteria that can be checked objectively, such as whether a maths answer is correct or code passes its tests. It has driven gains in reasoning and coding.
Also called: RLVR
Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary
- Replication testingTerm
Replication testing is re-running key AI evaluations, often by an independent party, to confirm that reported results are reproducible and accurate rather than artefacts of particular testing conditions.
Defined under Evaluation run
- Reporting recipientTerm
Reporting recipient is the designated government body or authority that receives a formal incident report: in California the Office of Emergency Services, in New York an office within the Department of Financial Services, in the EU the AI Office.
Defined under Incident reporting deadline and recipient
Source: Frontier Model Forum -- Information Sharing Issue Brief
- Required SafeguardsTerm
Required Safeguards is the term Anthropic introduced in RSP v2.0 for the default set of safeguards expected to bring risk down to acceptable levels once a model crosses a given Capability Threshold.
Defined under Checkpoint Rule
- Research CategoryTerm
A Research Category, in OpenAI's Preparedness Framework v2, is a capability that does not meet the criteria for a Tracked Category but has "the potential to cause or contribute to severe harm", so OpenAI studies it without attaching threshold-triggered safeguards.
Defined under Out-of-Scope Declaration
Source: OpenAI Preparedness Framework v2
- Researcher surveyTerm
A researcher survey, as used in Anthropic's Risk Report, asks a developer's own technical staff how much productivity uplift a model gave them and whether it could replace an entry-level researcher, as one line of evidence about automated research capability.
Defined under Claim
- Residual riskTerm
Residual risk is the level of risk a frontier AI model still presents after mitigations have been implemented. Frameworks compare it with an acceptable level before deciding whether to deploy or continue development.
Defined under Residual Risk and Risk Acceptance Determination
- Residual Risk and Risk Acceptance DeterminationNIKOLAI element · N4
A residual risk determination is the assessment of how much risk a model still poses after its safeguards are applied, together with the recorded decision, and who made it, that this remaining risk is acceptable for a stated use such as further training or deployment.
Also called: Residual risk assessment, Risk acceptance determination, Systemic risk acceptance determination, Go/no-go decision
- Resolved incidentTerm
Resolved incident, under the EU Code of Practice, is a serious incident for which the provider has adopted corrective measures to rectify the harm, if possible, and to assess and mitigate the related systemic risks. Until then the incident is unresolved.
Defined under Incident status
Source: EU GPAI Code of Practice, Safety and Security Chapter
- Response planTerm
A response plan, in Google DeepMind's framework, is the plan put in place when a model reaches an alert threshold, to prepare for future models reaching a Critical Capability Level, usually by applying mitigations or by updating the alert threshold.
Defined under Alert Threshold
- Responsible scaling officerTerm
A responsible scaling officer (RSO) is a designated staff member responsible for implementing a responsible scaling policy. In Anthropic's RSP v3.4 the RSO approves development and deployment decisions, receives noncompliance reports and makes judgment calls on interpreting the policy.
Defined under Accountable Decision-Maker and Sign-Off
- Responsible Scaling Policy (RSP)Term
Responsible Scaling Policy (RSP) is Anthropic's safety framework, its voluntary framework for managing catastrophic risks from advanced AI systems. Version 3.4, effective July 8, 2026, maps capability thresholds to mitigations and requires periodic Risk Reports.
Defined under Safety framework
Source: Anthropic Responsible Scaling Policy v3.4, effective 8 Jul 2026
- Responsible vulnerability disclosureTerm
Responsible vulnerability disclosure is the practice of first reporting a newly found weakness in an AI system, such as a safeguard bypass or prompt-injection method, to the provider and other affected providers before making it public.
Defined under Evaluator Safe Harbour
Source: AEF-1: Minimum Operating Conditions for Independent Third Party AI Evaluations (v1, 4 Dec 2025)
- Retrieval-augmented generation (RAG)Term · Foundations
Retrieval-augmented generation (RAG) is a technique that lets an AI system pull in information from outside sources while answering, such as web search results or a company database, so its responses can be more accurate, current or specific than its training data alone allows.
Also called: RAG
Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary
- Reversible harmTerm
Reversible harm, in Anthropic's August 2026 Risk Report, is harm that "can be reverted even if responded to within a few weeks". Anthropic relies on offline monitoring to catch such harms before a later critical moment.
Defined under Harm Class (Reversible or Irreversible)
- Review cadenceTerm
Review cadence is how often a developer re-examines its safety framework. The EU GPAI Code of Practice sets a Framework assessment every 12 months, or sooner when there are reasonable grounds to believe the framework's adequacy or adherence has been materially undermined.
Defined under Framework Update Protocol
Source: EU GPAI Code of Practice, Safety and Security Chapter
- Reward hackingTerm
Reward hacking is when an AI model learns to "cheat" on a task by exploiting loopholes in how success is checked, instead of completing the task as intended, so its scores rise without the intended behaviour.
Defined under Evaluation-validity threat
Source: Anthropic, "Reward seeker"
- Risk acceptance criteriaTerm
Risk acceptance criteria are the pre-stated rules a developer uses to decide whether a systemic risk is acceptable, such as measurable systemic risk tiers defined in terms of model capabilities. The EU GPAI Code requires them to be described and justified.
Defined under Residual Risk and Risk Acceptance Determination
Source: EU GPAI Code of Practice, Safety and Security Chapter
- Risk creepTerm
Risk creep is the gradual build-up of risk when many models each add only a small marginal increase that crosses no individual threshold, so that total risk grows over time. The Frontier Model Forum names it as a weakness of purely marginal baselines.
Defined under Marginal versus Absolute Risk Basis
- Risk domainNIKOLAI element · N1
A risk domain is a broad category of severe harm, such as chemical and biological weapons, cyber offence, harmful manipulation or loss of control, under which a safety framework groups its threat models, thresholds and evaluations.
Also called: risk category, Tracked Category, catastrophic risk area, specified systemic risk
Element page: sources and crosswalk · Actors, models and scope
- Risk estimationTerm
Risk estimation is putting a probability and severity on an identified risk. The EU Code of Practice allows a risk score, risk matrix or probability distribution, for example "a quantitative systemic risk matrix (e.g. 'X-Y%' x 'X-Y EUR damage')".
Defined under Risk Identification and Analysis
Source: EU GPAI Code of Practice, Safety and Security Chapter
- Risk factorisationTerm
Risk factorisation splits a risk estimate into separate factors so each can be argued separately. Anthropic's Risk Report rates misalignment risk by probability of occurrence, expected harm given occurrence and the fraction of harm expected to go unmitigated, then gives an overall rating.
Defined under Likelihood Term
- Risk Identification and AnalysisNIKOLAI element · N2
Risk identification and analysis are the first stages of frontier-AI risk management. Identification lists the harms a model could contribute to and selects those serious enough to track; analysis models how each could happen and estimates its likelihood and severity, before anyone decides whether the risk is acceptable.
Also called: systemic risk identification, systemic risk analysis, risk identification, holistic risk assessment
Element page: sources and crosswalk · Threat models and risk framing
- Risk LevelNIKOLAI element · N4
A risk level is the overall grade, such as low, high or critical, given to the risk a model or AI activity poses after weighing likelihood, severity and safeguards. It differs from a capability level, which grades only what a model can do.
Also called: Risk tier, Risk threshold, Systemic risk tier, Overall risk assessment, Model risk score
- Risk managementTerm · Governance
Risk management is the systematic process of identifying, evaluating, reducing and governing risks. In AI, it covers steps such as threat modelling, capability evaluations, safeguards and decisions about whether remaining risk is acceptable.
Also called: AI risk management
See also: Risk Level, Residual Risk and Risk Acceptance Determination, Safety framework
Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary
- Risk matrixTerm
A risk matrix rates a risk on two axes, probability and impact, either in words (for example "probability: unlikely" by "impact: high") or in numbers (a percentage range by a range of euro damage), as the EU GPAI Code allows.
Defined under Likelihood Term
Source: EU GPAI Code of Practice, Safety and Security Chapter
- Risk modellingTerm
Risk modelling, in the EU Code of Practice, is "a structured process aimed at specifying pathways through which a systemic risk stemming from a model might materialise". The Code notes it is "often used interchangeably with the term 'threat modelling'".
Defined under Risk Identification and Analysis
Source: EU GPAI Code of Practice, Safety and Security Chapter
- Risk ownerTerm
A risk owner is a person assigned responsibility for proactively mitigating an identified risk and monitoring for related incidents or threats. The role is narrower than the decision-maker who accepts residual risk and approves deployment.
Defined under Accountable Decision-Maker and Sign-Off
- Risk PathwayNIKOLAI element · N2
A risk pathway is a specific causal route by which an AI model's capabilities or behaviour could lead to severe harm, broken into concrete steps. It is narrower than a threat model: one threat model can contain several pathways, each assessed and mitigated separately.
Also called: threat pathway, causal pathway, priority pathway
Element page: sources and crosswalk · Threat models and risk framing
- Risk Prioritisation CriteriaNIKOLAI element · N2
Risk prioritisation criteria are the tests a developer uses to decide which possible AI harms its safety framework will track. Common tests ask whether a harm is plausible, severe, newly made possible by AI and hard to reverse or to see coming.
Also called: threat model criteria, inclusion criteria, criteria for inclusion and omission
Element page: sources and crosswalk · Threat models and risk framing
- Risk ReportNIKOLAI element · N4
A risk report is a document in which an AI developer sets out its overall assessment of catastrophic risk from its models as of a stated date, including capabilities, threat models, safeguards, the risk that remains, and the decision taken on that basis.
- Risk tierTerm
A risk tier is a graded level that concretely describes what an AI system might help someone do, or do on its own, that could meaningfully increase the risk of severe harm. OpenAI's Frontier Governance Framework uses Tiers 1 to 3.
Defined under Risk Level
- Risk toleranceTerm
Risk tolerance is the level of frontier AI risk judged acceptable in exchange for potential benefits. The Frontier Model Forum describes setting it as a question that extends beyond technical considerations to societal values and democratic decision-making.
Defined under Residual Risk and Risk Acceptance Determination
- Roadmap ItemNIKOLAI element · N9
A roadmap item is a dated, non-binding safety goal that a developer publishes so that progress can be tracked, recorded with its target date and a status such as met, not met or revised.
Also called: Frontier Safety Roadmap goal, Public goal
Element page: sources and crosswalk · Commitments and governance
- Robustness levelNIKOLAI element · N6
Robustness level is a graded statement of how hard a safeguard is to get around, for example how much effort it takes to jailbreak a misuse classifier, recorded with the attack assumed and the evidence for the grade, such as red-teaming or bug-bounty results.
Also called: Adversarial robustness, Classifier robustness, Level 1/2/3 robustness
Element page: sources and crosswalk · Mitigations and security
- Rogue internal deploymentTerm
A rogue internal deployment is an unauthorised deployment that a misaligned AI model sets up and keeps running inside its developer's own infrastructure without being detected. Anthropic lists "persistent rogue internal deployment" among its misalignment risk pathways.
Defined under Internal deployment and internal-use risk
- Root cause analysisTerm
Root cause analysis is the investigation of why an AI incident happened, covering the model outputs that led to it, the inputs and any failed or circumvented safeguards. The EU Code of Practice lists it among the information a serious incident report must contain.
Defined under Corrective action
Source: EU GPAI Code of Practice, Safety and Security Chapter
S
- SafeguardNIKOLAI element · N6
A safeguard is a technical or procedural measure that reduces the risk of an AI model being misused or acting harmfully, such as refusal training, input and output classifiers, monitoring, access controls or protection of model weights. Frameworks group safeguards by the risk they target and where they apply.
Also called: Safety mitigation, Safety Measures, Required Safeguards, Preparedness Safeguards
Element page: sources and crosswalk · Mitigations and security
- Safeguard evaluationNIKOLAI element · N6
A safeguard evaluation tests whether an AI safeguard actually works against the risk it targets, for example by red-teaming a misuse classifier, running jailbreak bug bounties or measuring how often harmful requests get through and harmless ones get blocked.
Also called: Safeguards evaluation, Safeguard efficacy assessment, Safeguards assessment, Safeguard red-teaming
Element page: sources and crosswalk · Mitigations and security
- Safeguard standard (deployment standard and security standard)NIKOLAI element · N6
A safeguard standard is a required set of protections tied to a risk level, split into a deployment standard, which stops a model's dangerous capabilities from being misused in use, and a security standard, which stops the model's weights from being stolen or tampered with.
Also called: Deployment standard, Security standard, Deployment Mitigation Level (DML), Security Mitigation Level (SML), Deployment mitigations, Security mitigations
Element page: sources and crosswalk · Mitigations and security
- Safeguards reportTerm
A safeguards report compiles the evidence that a model's safeguards sufficiently reduce severe risk: the ways the risk could be realised, the safeguards mapped to each, their measured efficacy, the residual risk and known limitations. OpenAI and Anthropic both use the term.
Defined under Safeguard evaluation
Source: OpenAI Preparedness Framework v2
- Safety Advisory GroupTerm
The Safety Advisory Group (SAG) is OpenAI's internal body that oversees the design, implementation and adherence to the Preparedness Framework and makes expert recommendations on safeguards and deployment, which OpenAI leadership can approve or reject.
Defined under Accountable Decision-Maker and Sign-Off
Source: OpenAI Preparedness Framework v2
- Safety and Security CommitteeTerm
The Safety and Security Committee (SSC) is the OpenAI board committee that, under the Preparedness Framework, has visibility into safety processes and can review decisions and require reports from OpenAI leadership; the Board may reverse a decision.
Defined under Board or Trust Oversight
Source: OpenAI Preparedness Framework v2
- Safety and Security FrameworkTerm
Safety and Security Framework is the EU General-Purpose AI Code of Practice term for the document outlining the systemic risk management processes and measures a signatory uses to keep risks from its models acceptable.
Defined under Safety framework
Source: EU GPAI Code of Practice, Safety and Security Chapter
- Safety and Security Model ReportTerm
A Safety and Security Model Report ("Model Report") is the document an EU GPAI Code signatory gives the AI Office before placing a model on the market, describing the model, its systemic risk assessment and mitigations, and why the risks are acceptable.
Defined under Risk Report
Source: EU GPAI Code of Practice, Safety and Security Chapter
- Safety Case Argument Type (Inability, Control, Trustworthiness)NIKOLAI element · N4
A safety case argument type names the kind of reason a safety case gives: inability (the AI cannot cause the harm even without safeguards), control (it cannot given the safeguards), trustworthiness (it could but reliably behaves well), or deference (trusted AI advisors judge it safe).
Also called: Safety argument category, Inability argument, Control argument, Trustworthiness argument, Deference argument
- Safety Case (Assurance Argument)NIKOLAI element · N4
A safety case is a structured argument, supported by evidence, that a system is acceptably safe for a specific use in a specific environment. In frontier AI it breaks a top-level safety claim into sub-claims, each backed by evaluations or other evidence, so that reviewers can test the reasoning.
Also called: Assurance argument, Safety argument, Safeguards case, Affirmative case
- Safety case reportTerm
A safety case report is a document that summarises the arguments and evidence of a safety case and records progress against the safety programme, often issued at milestones. The term comes from UK defence safety practice (Def Stan 00-56).
Defined under Safety Case (Assurance Argument)
Source: UK Ministry of Defence, SMP12: Safety Case and Safety Case Report (v2.2)
- Safety case reviewTerm
A safety case review is a pre-launch analysis, run by Google DeepMind when a model reaches a relevant Critical Capability Level, that demonstrates how risks have been reduced to manageable levels; it also covers large internal deployments for advanced ML R&D levels.
Defined under Safety Case (Assurance Argument)
Source: Google DeepMind blog: Strengthening our Frontier Safety Framework
- Safety case sketchTerm
A safety case sketch is a detailed but partial outline of the arguments and evidence a future safety case might use for one safety method. UK AISI builds sketches as building blocks because full safety cases for advanced models are not yet possible.
Defined under Safety Case (Assurance Argument)
Source: UK AI Security Institute blog: Safety cases at AISI (Irving, 23 Aug 2024)
- Safety case templateTerm
A safety case template sets out the argument structure and evidence for one part of an AI safety case, such as a cyber inability argument, so it can serve as a building block for a full safety case later.
Defined under Safety Case (Assurance Argument)
- Safety cultureTerm
Safety culture, called a "healthy risk culture" in the EU GPAI Code of Practice, is the set of norms that lets staff challenge risk decisions, raise concerns without fear of retaliation and know the channels and whistleblower protections available to them.
Defined under Noncompliance and Whistleblower Reporting
Source: EU GPAI Code of Practice, Safety and Security Chapter
- Safety fine-tuningTerm · Safeguards
Safety fine-tuning is additional training of an already trained AI model on data chosen to make it safer, for example teaching it to refuse dangerous requests. It is one of the main deployment safeguards, though later fine-tuning can undo it.
Also called: safety training, safety post-training
See also: Safeguard, Mitigation change
Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary
- Safety frameworkNIKOLAI element · N1
A safety framework is a published policy in which an AI developer sets out how it will identify, test for and reduce severe risks from its most capable models, including the capability thresholds, safeguards and governance steps it commits to and how often it will review them.
Also called: frontier AI framework, frontier safety policy, frontier safety framework, AI safety framework, Responsible Scaling Policy, Preparedness Framework, Safety and Security Framework
Element page: sources and crosswalk · Actors, models and scope
- Safety framework versionNIKOLAI element · N1
A safety framework version is the version number, effective date and change log of the safety framework in force when a report, evaluation or decision was made. Recording it lets a reader check exactly which rules applied at that time.
Also called: framework version, framework effective date, framework change log, version history
Element page: sources and crosswalk · Actors, models and scope
- Safety MarginNIKOLAI element · N3
A safety margin is a deliberate allowance between a model's measured capability or risk and the level at which a safety threshold would be breached. It is set to cover uncertainty, such as evaluations that under-estimate a model, fast capability progress between tests, or safeguards that may fail.
Also called: Safety buffer, Margin of security, Buffer
Element page: sources and crosswalk · Thresholds and checkpoints
- SandbaggingTerm
Sandbagging is when an AI model deliberately performs worse on an evaluation than it can, hiding a capability so that it is not flagged as dangerous. It undermines any test that assumes the model is trying its best.
Defined under Evaluation-validity threat
Source: GPT-5.6 deployment safety card
- Sandbox escapeTerm
Sandbox escape is Anthropic's term for a case where a model exploits a flaw in its sandbox, the isolated test environment, to reach systems it should be walled off from. Anthropic lists it separately from sandbox misconfigurations.
Defined under Incident type
- SandboxingTerm · Safeguards
Sandboxing is limiting an AI system's ability to act directly on the outside world, for example by cutting internet access or restricting file permissions, so it is easier to oversee and control during testing or use.
Also called: sandbox
See also: Safeguard, Security control, Internal deployment and internal-use risk
Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary
- Saturation statusNIKOLAI element · N5
Saturation status records whether an AI evaluation can still tell models apart at the capability level that matters. A saturated benchmark is one on which frontier models score near the maximum, so further capability gains no longer show in its results.
Also called: Benchmark saturation, Saturated evaluation
Element page: sources and crosswalk · Evidence and evaluations
- ScaffoldingTerm
Scaffolding, also called an agent harness, is the software around a model in an agentic evaluation, such as tools, memory and multi-step or multi-agent loops, that lets it act on tasks; weak scaffolding can understate capability.
Defined under Elicitation method
Source: Gemini 3.7 Flash FSF report
- Scalable oversightTerm · Alignment research
Scalable oversight is the problem of supervising AI systems that may outperform their human supervisors on the skills relevant to a task, and the research on methods for doing so, such as AI-assisted human review and debate.
Also called: scalable supervision
See also: Monitor
Source: Bowman et al., Measuring Progress on Scalable Oversight for Large Language Models (2022)
- Scaling lawsTerm · Foundations
Scaling laws are regular relationships observed between inputs to AI development, such as model size, data and computing power used in training or inference, and the resulting performance or capabilities. They are used to forecast how capable a larger model is likely to be.
Also called: neural scaling laws
Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary
- SchemingTerm
Scheming, which Google DeepMind's Gemini 3.7 Flash report says is "also known as deceptive alignment", is a model knowingly and covertly pursuing objectives misaligned with its developer's intention. OpenAI's Preparedness Framework lists deception and scheming as misaligned behaviours.
Defined under Risk Pathway
Source: Gemini 3.7 Flash FSF report
- Score uncertaintyTerm
Score uncertainty is the margin of error reported with an evaluation result, such as 95.0% ± 9.8%, which shows whether a difference between two models is larger than the noise in the test.
Defined under Evaluation run
Source: GPT-5.6 deployment safety card
- Security controlNIKOLAI element · N6
A security control is a single, named protective measure, such as two-person approval for access to model weights, hardware security keys or encryption of stored weights, that protects a model and its infrastructure from theft, tampering or unauthorised use. Controls together make up a security level.
Also called: Security measure, Security controls
Element page: sources and crosswalk · Mitigations and security
- Security GoalTerm
A Security Goal is a documented statement of which threat actors a developer's security mitigations are meant to protect against, such as non-state external threats and insider threats. The EU GPAI Code of Practice requires one instead of a numbered level.
Defined under Security level
Source: EU GPAI Code of Practice, Safety and Security Chapter
- Security levelNIKOLAI element · N6
A security level is a graded statement of how well an AI developer protects model weights and related systems from theft or tampering, defined by the most capable attacker it can likely stop. The common reference is RAND's five levels, from SL1 (amateur attackers) to SL5 (top-priority nation-state operations).
Also called: RAND Security Level, SL1-SL5, Security Level 2+, Security Mitigation Level (SML)
Element page: sources and crosswalk · Mitigations and security
- Security readinessTerm
Security readiness is an assessor's demonstrated ability to handle privileged access safely, through data-handling protocols, confidentiality agreements and access controls, before a developer grants it access to models or sensitive information.
Defined under Evaluator Access Attestation
Source: FMF Third-Party Assessments
- Self-exfiltrationTerm
Self-exfiltration is an AI model copying or moving its own weights out of its developer's secure storage. The EU Code of Practice covers transfer of weights "by the model itself and/or an unauthorised actor"; Anthropic lists self-exfiltration as a priority risk pathway.
Defined under Risk Pathway
Source: EU GPAI Code of Practice, Safety and Security Chapter
- Serious AI hazardTerm
Serious AI hazard is the OECD's term for an AI hazard that could plausibly lead to a serious AI incident or an AI disaster, such as a death, serious harm to health or a serious and irreversible disruption of critical infrastructure.
Defined under Near miss
Source: OECD, Defining AI incidents and related terms (OECD Artificial Intelligence Papers No. 16, 2024)
- Serious AI incidentTerm
Serious AI incident is the OECD's term for the subset of AI incidents that lead to death or serious harm to health, serious and irreversible disruption of critical infrastructure, serious human-rights violations, or serious harm to property, communities or the environment.
Defined under Incident
Source: OECD, Defining AI incidents and related terms (OECD Artificial Intelligence Papers No. 16, 2024)
- Serious incidentTerm
Serious incident is the EU AI Act's term (Article 3(49)) for an AI incident or malfunction leading to death or serious harm to health, serious and irreversible disruption of critical infrastructure, infringement of fundamental-rights law, or serious harm to property or the environment.
Defined under Incident
- Severe harmTerm
Severe harm, in OpenAI's Preparedness Framework v2, means the death or grave injury of thousands of people or hundreds of billions of dollars of economic damage. It sets the scale of risk the framework is built to prevent.
Defined under Severity threshold
Source: OpenAI Preparedness Framework v2
- Severity thresholdNIKOLAI element · N1
A severity threshold is the minimum scale of harm, usually counted in deaths, serious injuries or monetary damage, that a safety framework or law treats as catastrophic or severe enough to bring a risk into scope.
Also called: harm threshold, severity and scale
Element page: sources and crosswalk · Actors, models and scope
- Silent exit optionTerm
A silent exit option is an agreed right for either a developer or an evaluator to end a joint assessment before publication, after which the evaluator treats the developer as never having participated.
Defined under Publication Rights Clause
- Situational awarenessTerm
Situational awareness is an AI model's ability to discover and use relevant details of its own deployment setting, such as that it is an AI, where it is running and what constraints it faces.
Defined under Evaluation-validity threat
- SL1Term
SL1 is the lowest RAND security level: a system that can likely thwart amateur attempts, including many hobbyist hackers and more experienced hackers running completely untargeted "spray and pray" attacks.
Defined under Security level
- SL2Term
SL2 is RAND's second security level: a system that can likely thwart most professional opportunistic efforts, such as individual professional hackers or capable hacker groups running untargeted or lower-priority attacks. Google DeepMind's Security Level 2+ builds on it.
Defined under Security level
- SL3Term
SL3 is RAND's third security level: a system that can likely thwart cybercrime syndicates or insider threats, including world-renowned criminal hacker groups, well-resourced terrorist organisations, disgruntled employees and industrial espionage organisations.
Defined under Security level
- SL4Term
SL4 is RAND's fourth security level: a system that can likely thwart most standard operations by leading cyber-capable institutions, including many state-sponsored groups and foreign intelligence agencies. Anthropic's RSP says its novel chemical and biological weapons recommendation likely means security roughly in line with SL4.
Defined under Security level
- SL5Term
SL5 is RAND's highest security level: a system that could plausibly be claimed to thwart most top-priority operations by the top cyber-capable institutions, meaning the handful of operations prioritised by the world's most capable nation-states.
Defined under Security level
- Societal cost-benefit testTerm
A societal cost-benefit test weighs the risks an AI developer's activities impose against their benefits. Anthropic's Risk Report states its view that its continued development and deployment to date passes such a test.
Defined under Residual Risk and Risk Acceptance Determination
- Sophisticated insiderTerm
A sophisticated insider, in Anthropic's August 2026 Risk Report, is one of the "insiders who have persistent access or can request time-limited access to systems that process model weights". Anthropic places this group outside its ASL-3 security standard.
Defined under Threat-Actor Profile
- Sparse autoencoderTerm · Alignment research
A sparse autoencoder is a small neural network trained to rebuild a model's internal activations from a large set of rarely active features. Interpretability researchers use it to break those activations into features that are easier for people to understand than individual neurons.
Also called: SAE, dictionary learning
Source: Cunningham et al., Sparse Autoencoders Find Highly Interpretable Features in Language Models (2023)
- Specification gamingTerm · Risks
Specification gaming is behaviour that satisfies the literal specification of an objective without achieving the outcome its designer intended, by exploiting a loophole in how the task was specified. DeepMind compares it to a student copying answers instead of learning.
Also called: specification hacking
See also: Evaluation-validity threat
Source: Krakovna et al., Specification gaming: the flip side of AI ingenuity (Google DeepMind blog, 2020)
- Staged release (phased or limited deployment)NIKOLAI element · N6
Staged release is releasing an AI model in steps, for example to internal staff, then trusted testers, then a limited group of users, then the public, with a risk check or monitoring period before each wider step, instead of releasing it to everyone at once.
Also called: Phased rollout, Controlled Rollout, Iterated deployment, Staged deployment
Element page: sources and crosswalk · Mitigations and security
- Static historical standardTerm
A static historical standard fixes a risk baseline at a specific point in time, for example 2023, and never adjusts it, regardless of what other developers later release. The Frontier Model Forum contrasts it with marginal risk assessment.
Defined under Marginal versus Absolute Risk Basis
- Statutory obligationTerm
A statutory obligation is a duty imposed by law rather than chosen by the developer. California SB 53, for example, requires a large frontier developer to write, implement, comply with and publish a frontier AI framework, with civil penalties for violations.
Defined under Commitment
Source: California SB 53
- Stealth and situational awarenessTerm
Stealth and situational awareness are the two capabilities in Google DeepMind's misalignment threshold: situational awareness is the "ability to discover and use relevant details of its deployment setting", stealth the "ability to circumvent basic oversight mechanisms".
Defined under Risk Pathway
- Structural riskTerm · Risks
Structural risk is harm that arises from how AI reshapes the competitive, political and economic environment in which it is built and used, rather than from one actor's misuse or one system's accident. Zwetsloot and Dafoe proposed this perspective in 2019.
Also called: structural perspective on AI risk
See also: Risk domain, Risk Pathway
- Structured accessTerm
Structured access is controlled access to an AI model's capabilities for vetted users; Meta's framework sees benefits in letting trusted researchers reach chemical and biological capabilities with reduced mitigations via structured access controls.
Defined under Model Access Level
- Sub-claimTerm
A sub-claim is a narrower claim that supports a broader parent claim. Safety cases break a vague top-level claim into progressively more specific sub-claims until each one can be backed directly by evidence such as an evaluation result.
Defined under Claim
- Substantially modified modelTerm
A substantially modified model is a changed version of an existing frontier model that requires new disclosures. California's SB 53 uses the phrase and requires developers to explain how they decide when a model is substantially modified.
Defined under Reassessment Trigger
Source: California SB 53
- SubterfugeTerm
Subterfuge is the word Anthropic's Responsible Scaling Policy v3.4 uses for covert, deceptive conduct by an AI system. Its misalignment threshold covers systems with "moderate capacity for autonomous, goal-directed operation and subterfuge" that could carry out sabotage.
Defined under Risk Pathway
- Super Intelligence (SI), US federal usageTerm · Regulation
Super Intelligence (SI) is the term US executive agencies must use, as far as the law permits, in place of 'artificial intelligence' under Executive Order 14434 of 29 September 2026. It covers the same technologies as the statutory definition of AI, not the research idea of superintelligence.
Also called: SI, EO 14434
Source: Federal Register, Executive Order 14434, Inaugurating the Era of Super Intelligence (91 FR 63129)
- SuperintelligenceTerm · Foundations
Superintelligence is a hypothetical AI that would be much smarter than the best human minds in practically every field, including scientific creativity, general wisdom and social skills, in Nick Bostrom's widely cited 2014 definition. There is no agreed technical definition, and the word is also used loosely.
Also called: superintelligent AI, ASI
See also: Capability Threshold
- SuperpositionTerm · Alignment research
Superposition is the hypothesis that neural networks represent more features than they have neurons, by spreading features across overlapping directions in activation space instead of giving each its own neuron. It is one proposed cause of polysemanticity.
Also called: superposition hypothesis
Source: Cunningham et al., Sparse Autoencoders Find Highly Interpretable Features in Language Models (2023)
- Supervision (CRediT role)Term
Supervision, in the CRediT contributor taxonomy, is oversight and leadership responsibility for planning and carrying out research activity, including mentoring people outside the core team.
Defined under Declaration Accuracy Steward
Source: ANSI/NISO Z39.104-2022, CRediT, Contributor Roles Taxonomy, section 2.2
- SycophancyTerm · Risks
Sycophancy is the tendency of AI models to flatter or agree with their users, even when that means giving inaccurate or harmful information. Research links it partly to training on human feedback, because people tend to rate agreeable answers highly.
Also called: AI sycophancy
- Synthetic dataTerm · Foundations
Synthetic data is artificially generated data, such as text or images produced by other AI models, that is used to train AI models, often when enough high-quality data from other sources is not available.
Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary
- System cardTerm
A system card is a launch document describing a model as deployed, including its safeguards, evaluations and risks. California SB 53 accepts a system card or model card as its transparency report if it holds the required information.
Defined under Document type
Source: California SB 53
- Systemic riskTerm
Systemic risk, under EU AI Act Article 3(65), is a risk specific to the high-impact capabilities of general-purpose AI models that can have a significant impact on the EU market and be propagated at scale across the value chain.
Defined under Risk domain
- Systemic risk tierTerm
A systemic risk tier is a measurable level of systemic risk defined mainly by model capabilities. The EU GPAI Code requires providers to define tiers for each identified risk, including at least one tier the model has not reached.
Defined under Risk Level
Source: EU GPAI Code of Practice, Safety and Security Chapter
T
- Test-time computeTerm
Test-time compute is the computation an AI model spends while answering, for example by reasoning for longer or sampling more candidate answers; raising it can raise scores, so evaluators adjust it during elicitation.
Defined under Elicitation budget
Source: EU GPAI Code of Practice, Safety and Security Chapter
- Third-party assessmentTerm
Third-party assessment is the industry term for an evaluation of a frontier model by an outside party to confirm developer evaluations or safety claims, test them with independent methods, or add specialist expertise the developer lacks.
Defined under External Review
Source: FMF Third-Party Assessments
- Third-party compliance auditTerm
A third-party compliance audit is an independent auditor's examination of whether a developer has substantially complied with its own frontier AI framework. The proposed US FRONTIER Act (H.R. 9925) would require one each year, signed by a lead auditor.
Defined under Framework Adherence Review
Source: FRONTIER Act, 119th Congress (H.R. 9925, introduced, not enacted)
- Third-party evaluationTerm
Third-party evaluation is testing of an AI system by an organisation independent of its developer, valued for avoiding the conflict of interest that arises when providers evaluate their own systems.
Defined under Third-Party Evaluator
Source: AEF-1: Minimum Operating Conditions for Independent Third Party AI Evaluations (v1, 4 Dec 2025)
- Third-Party EvaluatorNIKOLAI element · N8
A third-party evaluator is an organisation outside an AI developer that tests the developer's models or reviews its safety claims, safeguards or risk reports, contributing independent methods or expertise that the developer's own teams do not supply.
Also called: Third-party assessor, Independent external evaluator, External evaluator, Qualified independent evaluator, Independent verification organization (IVO)
Element page: sources and crosswalk · Transparency and review
- Threat Actor Capability (TAC) levelsTerm
Threat Actor Capability (TAC) levels are Google DeepMind's four-step cyber attacker scale, from TAC-1, a "programmer with limited cybersecurity knowledge", to TAC-4, a "95th+ percentile cybersecurity expert (e.g., nation-state-sponsored groups)".
Defined under Threat-Actor Profile
Source: Gemini 3.7 Flash FSF report
- Threat-Actor ProfileNIKOLAI element · N2
A threat actor profile describes the adversary that a safety threshold or safeguard is designed around: their skill, resources, team size and access, from a lone novice to a well-resourced state programme. Recording it as a tiered value lets readers compare thresholds across frameworks.
Also called: threat actor type, Threat Actor Capability (TAC) level, actor profile
Element page: sources and crosswalk · Threat models and risk framing
- Threat ModelNIKOLAI element · N2
A threat model is a structured statement of how an AI system could contribute to a severe harm: who might cause it, by what means, what role the AI plays and how large the harm could be. Safety frameworks use threat models to decide which capabilities to measure and which safeguards to require.
Also called: risk model, systemic risk model
Element page: sources and crosswalk · Threat models and risk framing
- Threat ScenarioNIKOLAI element · N2
A threat scenario is a concrete description of how a specific harm could unfold with an AI model's help: who acts, what they attempt, which steps they must complete and which model capabilities would make the difference. Developers test models against threat scenarios to judge whether a risk threshold is reached.
Also called: systemic risk scenario, risk scenario
Element page: sources and crosswalk · Threat models and risk framing
- Threshold ChangeNIKOLAI element · N3
A threshold change is a revision to the wording, level or consequence of a capability threshold in an AI safety framework, recorded with the old text, the new text, the framework version and the stated reason. It matters because results reported under different threshold versions may not be comparable.
Also called: Threshold revision, Threshold diff, Threshold recalibration
Element page: sources and crosswalk · Thresholds and checkpoints
- Threshold OperationalisationNIKOLAI element · N3
Threshold operationalisation is the concrete, testable wording that turns a capability threshold described in words into a check an evaluator can run, such as a benchmark score, a pass rate on a set of challenges, or a stated test of when the threshold counts as met.
Also called: Operationalised threshold, Indicative threshold, Threshold test, Risk acceptance criterion (metric form)
Element page: sources and crosswalk · Thresholds and checkpoints
- Threshold StatusNIKOLAI element · N3
Threshold status is the recorded finding about where an AI model stands against a capability threshold: not reached, approaching (an alert threshold reached), cannot be ruled out and so treated as reached, or reached. A complete status record carries the date, the evidence relied on and who made the determination.
Also called: Threshold determination, Capability designation, CCL reached? (Google DeepMind model cards)
Element page: sources and crosswalk · Thresholds and checkpoints
- Time horizonTerm
A model's 50% time horizon is the length of tasks, measured by how long skilled humans take to complete them, that the AI model can finish with a 50% success rate; METR uses it to track agent capability over time.
Defined under Human baseline
Source: METR, "Measuring AI Ability to Complete Long Software Tasks" (arXiv:2503.14499)
- Token budgetTerm
A token budget is the maximum amount of text an AI model may read and generate during one evaluation attempt; Meta gives agents a budget up to the maximum context length or until performance plateaus.
Defined under Elicitation budget
- Tracked Capability Level (TCL)Term
A Tracked Capability Level (TCL) is Google DeepMind's term for a capability threshold below a Critical Capability Level, marking where a model may pose significant but not severe harm. Mitigation and risk acceptance apply proportionately at a TCL.
Defined under Capability Threshold
- Tracked CategoryTerm
A Tracked Category is a capability area that OpenAI's Preparedness Framework measures for every covered deployment and prepares safeguards for. The current ones are Biological and Chemical, Cybersecurity, and AI Self-improvement; less mature areas are Research Categories.
Defined under Capability Threshold
Source: OpenAI Preparedness Framework v2
- Transformative AITerm · Foundations
Transformative AI is potential future AI that would bring about a transition comparable to, or more significant than, the agricultural or industrial revolution. Open Philanthropy coined it in 2016 as a deliberately broader idea than AGI or superintelligence; like them, it has no single agreed definition.
Also called: TAI
- Transformer architectureTerm · Foundations
The transformer architecture is the neural network design underlying most modern general-purpose AI models, including large language models. It uses an attention mechanism to weigh the most relevant parts of the input, and it keeps improving as training data and compute increase.
Also called: transformer
Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary
- Transparency ReportNIKOLAI element · N9
A transparency report, under laws such as California SB 53, is a public document a frontier AI developer must post before or when it deploys a new or substantially modified model, describing the model's uses and restrictions and, for large developers, summarising catastrophic-risk assessments.
Element page: sources and crosswalk · Commitments and governance
- Transparency report (SB 53)Term
A transparency report, under California SB 53, is published before or with a new frontier model's deployment; large developers must summarise their catastrophic risk assessments, the results, and how far third-party evaluators were involved.
Defined under Risk Report
Source: California SB 53
- Trusted accessTerm
Trusted access is a programme that gives vetted users, such as verified security defenders or researchers, access to capabilities withheld from the general public. OpenAI's Trusted Access for Cyber is an identity-gated pathway of this kind.
Defined under Access control (who may use a model and its capabilities)
Source: GPT-5.6 deployment safety card
- Trusted monitoringTerm
Trusted monitoring is an AI control protocol in which a less capable but trusted model reviews a more capable untrusted model's outputs and sends suspicious ones to human review. It was introduced in the AI Control paper on code backdooring.
Defined under AI control (safeguards that hold even if a model is misaligned)
- Trusted partnerTerm
A trusted partner, in US Executive Order 14409, is an organisation selected together with the federal government to receive early access to a covered frontier model; the government's own access window of up to 30 days runs before release to these partners.
Defined under Pre-Release Sharing Window
Source: Executive Order 14409
- Trustworthiness argumentTerm
A trustworthiness argument claims that even if an AI system could cause a catastrophe, it will not, because it robustly behaves as intended, for example following developer-specified rules across a wide range of reliably evaluated situations.
Defined under Safety Case Argument Type (Inability, Control, Trustworthiness)
- Trustworthy AITerm · Foundations
Trustworthy AI is AI that meets a set of characteristics which, in the NIST AI Risk Management Framework, are: valid and reliable, safe, secure and resilient, accountable and transparent, explainable and interpretable, privacy-enhanced, and fair with harmful bias managed. Achieving it means balancing these for each use.
Also called: trustworthiness
See also: Risk Level
Source: NIST AI 100-1, Artificial Intelligence Risk Management Framework (AI RMF 1.0), 2023
- Two-person controlTerm
Two-person control (multi-party access control, 2PC) requires a second employee to approve access to model weights or other sensitive resources, so that one compromised account or person cannot grant unauthorised access alone. Anthropic lists it among its notable security controls.
Defined under Security control
U
- UK AI Security Institute (AISI)Term · Institutions
The UK AI Security Institute (AISI) is a research organisation within the UK Department for Science, Innovation and Technology that studies advanced AI risks, tests leading AI systems before public release and advises governments. It was called the AI Safety Institute until February 2025.
Also called: AISI, UK AISI, AI Safety Institute (UK, former name)
See also: Third-Party Evaluator, External Review, Pre-Release Sharing Window
Source: AI Security Institute, About
- Under-elicitationTerm
Under-elicitation is a failure to draw out a model's real capability during an evaluation, for example through weak prompting, missing tools or unhandled refusals, which makes the model look less capable than it is.
Defined under Elicitation method
Source: EU GPAI Code of Practice, Safety and Security Chapter
- Universal jailbreakTerm
A universal jailbreak is a jailbreak that works across many different prohibited requests without being redesigned for each one. OpenAI reports commissioning red-teamers to search specifically for universal jailbreaks against its safeguards.
Defined under Robustness level
Source: GPT-5.6 deployment safety card
- Unredacted copyTerm
An unredacted copy is the complete version of a safety document from which a public version was redacted; California SB 53 requires a frontier developer that redacts a published document to retain the unredacted information for five years.
Defined under Redaction
Source: California SB 53
- Unreleased modelTerm
An unreleased model is one its developer has not made available outside the organisation. California SB 53 and the Seoul commitments both call for security practices to protect unreleased model weights from theft or tampering.
Defined under Deployment type
Source: California SB 53
- Unsanctioned agent behaviourTerm
Unsanctioned agent behaviour is the UK AI Security Institute's label for autonomous actions an AI agent takes beyond its authorised scope, such as acting on the live internet against real people or organisations during testing.
Defined under Incident type
- Untrusted monitoringTerm
Untrusted monitoring is an AI control protocol in which another instance of the same powerful, untrusted model checks the first one's work, using techniques to prevent the two instances from colluding.
Defined under AI control (safeguards that hold even if a model is misaligned)
- UpliftNIKOLAI element · N2
Uplift is the extra ability an AI model gives a person or group to carry out a harmful task, compared with what they could do without it. Safety frameworks measure uplift against a stated baseline, such as internet search or no generative AI, and for a stated kind of actor.
Also called: capability uplift, AI capability boost, material uplift, marginal capability uplift, counterfactual assistance
Element page: sources and crosswalk · Threat models and risk framing
- Uplift studyNIKOLAI element · N5
An uplift study is an experiment that measures how much access to an AI model improves people's ability to complete a task, usually a risk-relevant one, by comparing them with a control group that has only existing resources such as the internet.
Also called: Uplift trial, Human uplift study, Wet-lab uplift study
Element page: sources and crosswalk · Evidence and evaluations
- US Center for Advancing Innovation and Standards for Super Intelligence (CAISSI)Term · Institutions
The US Center for Advancing Innovation and Standards for Super Intelligence (CAISSI), part of NIST, is industry's main US government contact for testing advanced AI, leading voluntary evaluations of national-security risks such as cyber and biosecurity. It was previously the Center for AI Standards and Innovation (CAISI).
Also called: CAISSI, CAISI, Center for AI Standards and Innovation, US AI Safety Institute (former name)
See also: Third-Party Evaluator, External Review, Pre-Release Sharing Window
- Usage policyTerm
A usage policy is a developer's published rules on what people may and may not do with its models. Anthropic's RSP pairs it with measures to detect and act on violations quickly, and calls for an internal usage policy binding employees.
Defined under Safeguard
Source: Anthropic Responsible Scaling Policy v3.4, effective 8 Jul 2026
V
- Validation (CRediT role)Term
Validation, in the CRediT contributor taxonomy, is checking that results, experiments and other research outputs can be replicated or reproduced, whether that checking is part of the original work or done separately from it.
Defined under Corroborating Evaluator
Source: ANSI/NISO Z39.104-2022, CRediT, Contributor Roles Taxonomy, section 2.2
- Value learningTerm · Alignment research
Value learning is the approach of building AI systems that learn what to value from data, such as labelled examples or observed human choices, instead of having their goals written out by hand. The aim is a system that models and acts on its operators' real preferences.
Also called: value learning problem
Source: Nate Soares, The Value Learning Problem (MIRI, 2016)
- Voluntary commitmentTerm
A voluntary commitment is a pledge an AI developer makes without legal compulsion. Under the Frontier AI Safety Commitments, signatories undertook to develop and deploy frontier models responsibly and to publish a safety framework focused on severe risks.
Defined under Commitment
Source: Frontier AI Safety Commitments (AI Seoul Summit 2024)
W
- WatermarkTerm · Safeguards
A watermark is a visible or hidden pattern embedded in text, images, audio or video, for example to show that the content was produced by an AI system or to protect it against unauthorised use.
Also called: AI watermarking, content watermark
See also: Safeguard
Source: International AI Safety Report 2026 (Bengio et al., DSIT 2026/001), Glossary
- Web-only baselineTerm
A web-only baseline is the comparison point Google DeepMind uses in CBRN testing: a report on "web-only (without AI assistance) information availability" at each bottleneck stage, against which a model's added help is judged.
Defined under Uplift
Source: Gemini 3.7 Flash FSF report
- Weight exfiltrationTerm
Weight exfiltration, or weight theft, is the unauthorised copying of a model's weights out of the developer's control. Google DeepMind notes that release of weights may enable the removal of any safeguards trained into or deployed with the model.
Defined under Model weight security
- Whistleblower protectionTerm
Whistleblower protection is a legal or policy guarantee that a person who reports a safety risk or violation in good faith will not suffer retaliation. California SB 53 protects covered employees who disclose catastrophic-risk dangers to the Attorney General or other authorities.
Defined under Noncompliance and Whistleblower Reporting
Source: California SB 53
- White-box accessTerm
White-box access is full evaluator access to an AI system, including its activations and gradients and the ability to fine-tune the model, which enables evaluation techniques that querying alone cannot support.
Defined under Model Access Level
FAQ
About this glossary
- What is an AI safety glossary?
- An AI safety glossary defines the terms used to describe how frontier AI models are tested, governed and reported on, such as capability threshold, safety case and incident. This one defines 549 terms in plain language, each tied to the public document it reflects.
- How is this glossary different from the NIKOLAI Dictionary of Elements?
- The Dictionary of Elements is the structured part of NIKOLAI: each element has an operational definition, a stable identifier and a crosswalk showing how named organisations’ published documents use the concept. The glossary lists every element together with the everyday terms that sit under them, with a plain definition for each, on one alphabetical page.
- Who writes the definitions?
- CASRAI writes them, from a reading of public primary sources: AI developers’ safety frameworks, government instruments, and evaluator and standards-body material. No lab, evaluator or regulator has endorsed NIKOLAI, reviewed a mapping, or been consulted on this dictionary.
- Can I cite this glossary?
- Yes. NIKOLAI, including this glossary, is published by CASRAI under CC-BY 4.0. Cite the release (nikolai-v0.3) and the entry’s own link: every entry has a stable anchor URL. Where you need an organisation’s own wording, cite that organisation’s document, which each entry links.







