Skip to main content
v2026.11,858 entries · CC-BY 4.0
LAC HealthMedical & Research SuppliesReagents, PPE & instruments — chain-of-custody documented.Fast, traceable sourcing built for regulated research environments, from bench consumables to instrumentation.Shop lac.us CodeCASRAIlac.us
GuideResearch Integrity & Compliance

Also relevant to: History & Archaeology

National Historic Preservation Act (NHPA): Sections 106 and 110 Explained

What the National Historic Preservation Act requires, when Section 106 review is triggered by federal funding, and how it differs from Section 110.

Written and maintained by CASRAI Editorial Board

Last updated

The National Historic Preservation Act (NHPA) of 1966 is the U.S. federal law that created the National Register of Historic Places, the state historic preservation offices and the Advisory Council on Historic Preservation (ACHP). For research offices, project managers and field teams, its practical weight sits in two provisions: Section 106, which requires review of federal or federally assisted projects before they proceed, and Section 110, which governs how federal agencies care for historic properties they own or control.

Reader task: decide whether a federally funded, permitted or licensed project (a grant-funded survey, excavation, building renovation or construction) triggers Section 106, and know who acts at each step. Facts below are as described on the official ACHP, National Park Service (NPS) and statutory pages read on 2026-11-08.

What the National Historic Preservation Act is and who runs it

As described by the NPS, Congress passed the NHPA in 1966. It established the National Register of Historic Places (covering buildings, structures, districts, objects and archeological sites), required each state to have a preservation office and an inventory, and created the ACHP. The NPS administers the National Register and related programs; the ACHP oversees the Section 106 review process, whose implementing regulations are at 36 CFR Part 800.

The statute is now codified in Title 54 of the U.S. Code. Section 106 is 54 U.S.C. 306108; the federal-agency stewardship duties usually called Section 110 begin at 54 U.S.C. 306101.

Does it apply to my project? (eligibility and trigger)

The NHPA does not award benefits you apply for; the question is whether review applies. The ACHP states that Section 106 requires federal agencies to consider the effects of projects they carry out, assist, fund, permit, license or approve on historic properties. The statutory text (54 U.S.C. 306108) says the head of a federal agency with direct or indirect jurisdiction over a proposed federal or federally assisted undertaking, or authority to license one, must take into account the effect of the undertaking on any historic property before approving the expenditure of federal funds or issuing a license, and must give the ACHP a reasonable opportunity to comment.

Under 36 CFR 800.3(a), the agency official determines whether the proposed action is an “undertaking” (defined in 800.16(y)) and whether it could affect historic properties. If it has no potential to affect historic properties, the ACHP says no further Section 106 review is needed.

What it requires

Section 106: review before the decision

Section 106 is a process requirement, not a ban on altering historic properties. It requires the agency to consider effects and to give the ACHP, consulting parties and the public a chance to weigh in before the agency’s final decision. The ACHP describes four steps:

  1. Initiate the Section 106 process.
  2. Identify historic properties.
  3. Assess effects on them, in consultation.
  4. Resolve adverse effects by avoiding, minimizing or mitigating them.

Section 110: stewardship of agency-owned properties

The NPS Federal Preservation Institute describes Section 110 as making each agency head responsible for historic properties the agency owns or controls. Agencies must run a preservation program to identify, evaluate, nominate to the National Register and protect those properties, developed in consultation with the Secretary of the Interior. The same page says an agency may not grant assistance, a license or a permit to an applicant who damages a historic property to avoid Section 106 review, unless specific circumstances justify it, and that preservation costs are eligible project costs in undertakings the agency conducts or assists.

Compliance steps for a federally assisted project

Section 106 duties rest with the federal agency, not the grantee. A research or project office supports the agency by supplying project details and scope. The agency official initiates consultation with the State Historic Preservation Officer (SHPO) and/or Tribal Historic Preservation Officer (THPO) under 36 CFR 800.3(c). If the SHPO or THPO does not respond within 30 days of receiving a request for review, 800.3(c)(4) allows the agency to proceed to the next step or consult the ACHP.

Check your award terms and agency contact before ground disturbance, building alteration or fieldwork begins, because review is required before the agency approves funds or issues a license. See federal grant prior approval for how prior-approval requirements interact with scope changes.

Typical timeline phases

Phase What happens Source
Scoping Agency decides whether the action is an undertaking that could affect historic properties 36 CFR 800.3(a)
Initiation Agency begins consultation with SHPO/THPO 36 CFR 800.3(c)
Identification Historic properties are identified ACHP, Introduction to Section 106
Assessment Effects are assessed in consultation ACHP
Resolution Adverse effects are avoided, minimized or mitigated ACHP

The only time limit cited here is the 30-day SHPO/THPO response period in 800.3(c)(4); the other phases have no fixed duration in the sources cited.

Common mistakes

  • Treating the grantee as the responsible party. The statute and 36 CFR 800.3 place the determination and consultation on the agency official.
  • Starting ground-disturbing work before review. The statute requires consideration of effects prior to approval of federal funds or a license.
  • Assuming review means preservation at any cost. The process requires consideration and consultation; outcomes are avoidance, minimization or mitigation of adverse effects.
  • Confusing Section 106 with Section 110. They apply to different situations, compared below.

Related provisions compared

Section 106 Section 110
Citation 54 U.S.C. 306108 54 U.S.C. 306101 et seq.
Applies to Federal or federally assisted undertakings, including funded, permitted or licensed projects (ACHP) Historic properties an agency owns or controls (NPS FPI)
Core duty Take into account effects before approval; give ACHP a chance to comment Run a preservation program: identify, evaluate, nominate, protect
Implementing rule 36 CFR Part 800 Agency procedures must align with ACHP regulations (NPS FPI)

Frequently asked questions

What does the National Historic Preservation Act do?

It created the National Register of Historic Places, required each state to have a preservation office and inventory, and established the ACHP. Section 106 requires review of federal projects that may affect historic properties.

Who must comply with Section 106?

Federal agencies, for projects they carry out, assist, fund, permit, license or approve. Applicants support the process, but the agency official makes the determinations.

What if the SHPO does not respond?

Under 36 CFR 800.3(c)(4), after 30 days from receipt of a review request the agency may proceed to the next step or consult the ACHP.

Is the ACHP process changing?

As of 2026-11-08 the ACHP’s introduction page notes that it paused fall and winter 2026 Section 106 training because of an ongoing regulatory revision. Check the current text of 36 CFR Part 800 before relying on a step described here.

Related reading: what is archaeology, what is history.

Sources

Follow CASRAI

Research-administration guidance, standards updates and independent tool reviews.

Ask CASRAI · free to try

Ask about National Historic Preservation Act (NHPA): Sections 106 and 110 Explained

Ask your first 2 questions free below. Subscribers get 150 a day for $29 a month.

An AI assistant specialized in research administration. It cites the sources behind every answer, labels web answers and says when it can't answer.

Answers draw on CASRAI's guides and dictionary plus the federal and funder documents we index: Federal Register, Grants.gov, Regulations.gov and UKRI.

Works on this site and inside Claude, Cursor and the AI tools you already use.

Everything CASRAI publishes — this page, the dictionary, the guides and the news — stays free to read, with no account and no card.

Referenced across the research world

University of Cambridge logoColumbia University logoCrossref logoUniversity of Edinburgh logoHarvard University logoUniversity of Oxford logoPrinceton University logoStanford School of Medicine logoUniversity College London logoORCID logoUniversity of Cambridge logoColumbia University logoCrossref logoUniversity of Edinburgh logoHarvard University logoUniversity of Oxford logoPrinceton University logoStanford School of Medicine logoUniversity College London logoORCID logo
  • University of Cambridge logo
  • Columbia University logo
  • Crossref logo
  • University of Edinburgh logo
  • Harvard University logo
  • University of Oxford logo
  • Princeton University logo
  • Stanford School of Medicine logo
  • University College London logo
  • ORCID logo

View CASRAI adoption →