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v2026.11,986 entries · CC-BY 4.0
NIKOLAI elementN7 · IncidentsProposednikolai-v0.3

Near miss

Definition

A near miss is an event in which an AI incident could have happened but did not, because the harm failed to materialise or was stopped in time. Near misses usually fall below formal reporting thresholds but are tracked as early warnings.

Also called: Near-miss

NIKOLAI's proposed operational definition

NIKOLAI editorial proposal: a Near miss is an event that could have become an Incident but did not, because the harm did not materialise or was stopped. NIKOLAI records a near miss with the same core fields as an Incident (date, model, description, discovery method) plus what prevented the harm, and links it to any later Incident it foreshadowed. Near misses are usually below reporting thresholds but count as triggers for reassessment in the EU Code of Practice.

The operational definition is CASRAI's own proposal, not a definition any named organisation has agreed to. See what NIKOLAI is and is not, or browse the AI safety glossary.

Examples

Examples from published documents

  • During UK AISI testing an agent's malicious pull request to an open-source project "was caught by a human reviewer"; AISI noted the margin "was narrow, resting on human vigilance rather than a technical barrier" (UK AI Security Institute, Incident Report, 4 Aug 2026)

Counter-examples

Not to be confused with

  • A near miss is not an incident with low harm: under the EU definition the serious incident did not materialise at all, while a low-severity incident is one where some harm did occur.

Related terms

Related AI safety terms

Terms defined under this element that are not NIKOLAI elements themselves, each as the cited document uses it. Every term is also listed in the AI safety glossary.

AI hazard
AI hazard is the OECD's term for an event, circumstance or series of events where the development, use or malfunction of AI systems could plausibly lead to an AI incident. The OECD counts near misses as AI hazards.
Source: OECD, Defining AI incidents and related terms (OECD Artificial Intelligence Papers No. 16, 2024)
Serious AI hazard
Serious AI hazard is the OECD's term for an AI hazard that could plausibly lead to a serious AI incident or an AI disaster, such as a death, serious harm to health or a serious and irreversible disruption of critical infrastructure.
Source: OECD, Defining AI incidents and related terms (OECD Artificial Intelligence Papers No. 16, 2024)
Precursor event
Precursor event is the Frontier Model Forum's term for a lower-risk event, such as an anomaly, near-miss, false positive or concerning signal, that falls below formal reporting thresholds but may still be safety-relevant.
Source: Frontier Model Forum -- Information Sharing Issue Brief

Source of record

Where this definition comes from

Crosswalk

How named organisations use this concept

Every row below is a shadow mapping. A shadow row is CASRAI's own reading of a published document. No lab, evaluator or regulator named on a shadow row has declared, endorsed, or been consulted on it. That changes only when an organisation files its own Mapping Declaration.
OrganisationTheir term, as publishedMatch & verificationSource
EUShadow mapping
EU GPAI Code of Practice, Safety and Security Chapter
“'near miss' (Glossary); reports include "individual or aggregate data on near misses" (Measure 9.2(9)); "serious incidents and/or near misses involving their models or similar models" are grounds for a Framework assessment and a Model Report update.”exactEQ
confidence: high
EU GPAI Code of Practice, Safety and Security Chapter
OECDShadow mapping
OECD, Defining AI incidents and related terms (2024)
“"Near misses are events that could have led to an AI incident and are therefore included under this definition of AI hazards."”
Places near misses inside the broader 'AI hazard' category.
exactEQ
confidence: high
OECD, Defining AI incidents and related terms (OECD Artificial Intelligence Papers No. 16, 2024)
Frontier Model ForumShadow mapping
Frontier Model Forum -- Information Sharing Issue Brief
“"anomaly, near-miss, false positive or concerning signal"; "lower-risk incidents or precursor events" suited to voluntary sharing.”closeCL
confidence: medium
Frontier Model Forum -- Information Sharing Issue Brief
UK AI Security Institute (AISI)Shadow mapping
UK AI Security Institute -- Incident Report (4 Aug 2026)
“"The most serious attempts were unsuccessful." "In several cases the margin between failure and success was narrow, resting on human vigilance rather than a technical barrier that would reliably prevent this behaviour in a more capable agent."”
AISI reports these as part of an incident, not as separate near misses.
broadBR
confidence: medium
UK AI Security Institute -- Incident Report: unsanctioned agent behaviour during cyber testing (4 Aug 2026)
What do these codes mean?
exact
The source term is equivalent to this element
close
The source term is close but not equivalent to this element
broad
The source term is broader than this element
narrow
The source term is narrower than this element
none
No mapping claim — used for false-friend and declared-but-undefined rows
EQ
Equivalent
CL
Close
BR
Source is broader than the element
NR
Source is narrower than the element
FF
False friend — same or similar label, different meaning
DU
Declared but undefined by the source
UV
Unverified

Divergence

Where sources materially disagree

The EU Code and the OECD both define near miss by counterfactual harm, but the OECD folds it into 'AI hazard' while the EU keeps it as its own term and makes it a reassessment trigger. The Frontier Model Forum argues near misses belong in voluntary sharing channels rather than mandatory reporting.

Gap

No statute in the corpus requires near misses to be reported individually; the EU Code asks only for patterns and aggregate data within serious-incident reports.

Referenced across the research world

University of Cambridge logoColumbia University logoCrossref logoUniversity of Edinburgh logoHarvard University logoUniversity of Oxford logoPrinceton University logoStanford School of Medicine logoUniversity College London logoORCID logoUniversity of Cambridge logoColumbia University logoCrossref logoUniversity of Edinburgh logoHarvard University logoUniversity of Oxford logoPrinceton University logoStanford School of Medicine logoUniversity College London logoORCID logo
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