Examples
Examples from published documents
- OpenAI's v2 framework states: "Going forward we will handle risks related to persuasion outside the Preparedness Framework", after narrowing its Tracked Categories to biological and chemical, cybersecurity and AI self-improvement (OpenAI Preparedness Framework v2, Changes in version 2)
- Meta keeps radiological and nuclear risks as an emerging area because "materials access is a strong bottleneck to nuclear risk" (Meta Advanced AI Scaling Framework v2, section 4.2.4)
Counter-examples
Not to be confused with
- Capability thresholds are not prioritisation criteria: the criteria decide which risks a framework covers at all, while thresholds decide when a covered risk calls for stronger safeguards.
Related terms
Related AI safety terms
Terms defined under this element that are not NIKOLAI elements themselves, each as the cited document uses it. Every term is also listed in the AI safety glossary.
- Heightened marginal risk
- Heightened marginal risk is the FMF's first test for including a risk in a framework: the model "creates heightened risk, not merely a similarly effective alternative to existing tools (e.g., search engines)", for example by democratising dangerous capabilities.
- Source: FMF Risk Taxonomy and Thresholds
- Expected damages
- Expected damages, as Anthropic's August 2026 Risk Report uses the term, are "the probability of each potential harm times the size of the harm, summed over all potential harms". Anthropic ranks threat models partly on rough estimates of them.
- Source: Anthropic Risk Report, August 2026
Source of record
Where this definition comes from
Anthropic Risk Report, August 2026, §6.1
“"Our criteria for prioritizing threat models are:" "A combination of high potential damages and high likelihood for these potential damages." "A clear role for AI in creating risk beyond what is created by other technologies and background conditions." "Threat scenarios that survive sanity checks considering historical analogies"”
https://www-cdn.anthropic.com/f61d49fa5596956a5dec75fea0e973bf6a6a8378/Redacted%20Risk%20Report%20August%202026%20.pdfOpenAI Preparedness Framework v2, §2.1
“"We treat a frontier capability as a Tracked Category if the capability creates a risk that meets five criteria": "Plausible", "Measurable", "Severe", "Net new", "Instantaneous or irremediable".”
https://cdn.openai.com/pdf/18a02b5d-6b67-4cec-ab64-68cdfbddebcd/preparedness-framework-v2.pdf
Crosswalk
How named organisations use this concept
| Organisation | Their term, as published | Match & verification | Source |
|---|---|---|---|
| AnthropicShadow mapping Anthropic Risk Report, August 2026 | “"Our criteria for prioritizing threat models are": "A combination of high potential damages and high likelihood for these potential damages"; "A clear role for AI in creating risk beyond what is created by other technologies and background conditions"; "Threat scenarios that survive sanity checks considering historical analogies"; and additional factors including "the extent to which threats are hard to get early warning signs of and respond to accordingly" (§6.1).” | exactEQ confidence: high | Anthropic Risk Report, August 2026 |
| OpenAIShadow mapping OpenAI Preparedness Framework v2 | “Five criteria for a Tracked Category: "1. Plausible: It must be possible to identify a causal pathway for a severe harm in the capability area, enabled by frontier AI. 2. Measurable ... 3. Severe ... 4. Net new ... 5. Instantaneous or irremediable" (§2.1). Footnote 3: "These criteria were informed in part by Meta's recent Frontier AI Framework."” | exactEQ confidence: high | OpenAI Preparedness Framework v2 |
| MetaShadow mapping Meta Advanced AI Scaling Framework v2 | “"we include a set of criteria for inclusion and omission below"; "we seek to consider risks that satisfy all four criteria": Plausible, Catastrophic, Net new, Instantaneous or irremediable (§3.2, pp.13-14).” | exactEQ confidence: high | Meta Advanced AI Scaling Framework v2 |
| Frontier Model ForumShadow mapping FMF Risk Taxonomy and Thresholds | “"Frontier AI frameworks are especially valuable for risks that share the following features: 1. Heightened Marginal Risk ... 2. Severity and Scale ... 3. Credibility ... 4. Velocity and Irreversibility" (s1.3, pp.4-5).” A cross-member synthesis, not one developer's own criteria. | exactEQ confidence: high | FMF Risk Taxonomy and Thresholds |
| Google DeepMindShadow mapping Google DeepMind Frontier Safety Framework v3.1 | “"We identify potential risks that could stem from our models and analyze their characteristics to determine which of the identified risks could be significant or severe risks." (s.1.3.1)” Selection is described, but no named list of criteria is published. | broadBR confidence: medium | Google DeepMind Frontier Safety Framework v3.1 |
| EUShadow mapping EU GPAI Code of Practice, Safety and Security Chapter | “Measure 2.1: "(b) analysing relevant characteristics of the risks compiled pursuant to point (a), such as their nature (based on Appendix 1.2) and sources (based on Appendix 1.3); and (c) identifying, based on point (b), the systemic risks stemming from the model".” The characteristics in Appendix 1.2 (e.g. capability-dependent, high velocity, difficult or impossible to reverse) serve as the selection tests. | closeCL confidence: high | EU GPAI Code of Practice, Safety and Security Chapter |
What do these codes mean?
- exact
- The source term is equivalent to this element
- close
- The source term is close but not equivalent to this element
- broad
- The source term is broader than this element
- narrow
- The source term is narrower than this element
- none
- No mapping claim — used for false-friend and declared-but-undefined rows
- EQ
- Equivalent
- CL
- Close
- BR
- Source is broader than the element
- NR
- Source is narrower than the element
- FF
- False friend — same or similar label, different meaning
- DU
- Declared but undefined by the source
- UV
- Unverified
Divergence
Where sources materially disagree
OpenAI's five criteria were "informed in part by Meta's recent Frontier AI Framework", and the two lists share Plausible, Net new and Instantaneous or irremediable. OpenAI adds Measurable, and Meta's Catastrophic stands where OpenAI has Severe. Anthropic's criteria rank threat models rather than exclude them, and add historical sanity checks and early-warning difficulty. The FMF's four features are a synthesis across members, and its Heightened Marginal Risk feature ties selection to a baseline (see the N4 element marginal-absolute-risk-basis).







