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v2026.11,986 entries · CC-BY 4.0
NIKOLAI elementN6 · Mitigations and securityProposednikolai-v0.3

Safeguard standard (deployment standard and security standard)

Definition

A safeguard standard is a required set of protections tied to a risk level, split into a deployment standard, which stops a model's dangerous capabilities from being misused in use, and a security standard, which stops the model's weights from being stolen or tampered with.

Also called: Deployment standard, Security standard, Deployment Mitigation Level (DML), Security Mitigation Level (SML), Deployment mitigations, Security mitigations

NIKOLAI's proposed operational definition

NIKOLAI proposes Safeguard standard as a two-value controlled vocabulary that classifies a required set of safeguards by what it protects: 'deployment' (measures that stop users, or the model itself, from turning a dangerous capability into harm when the model is used) or 'security' (measures that stop the model weights and related systems from being stolen, leaked or tampered with). Each safeguard requirement a framework attaches to a capability threshold should carry one of these two values together with the publisher's own label (ASL-3 Deployment Standard, Security Mitigation Level 2, High standard for security controls, and so on). This is an unsourced NIKOLAI editorial synthesis of a split that Anthropic, Google DeepMind, G42, Amazon, the EU Code of Practice and METR each draw in their own words.

The operational definition is CASRAI's own proposal, not a definition any named organisation has agreed to. See what NIKOLAI is and is not, or browse the AI safety glossary.

Examples

Examples from published documents

  • Google DeepMind: "There are two categories of mitigations to address models with misuse critical capabilities: security mitigations intended to prevent the exfiltration or unauthorized modification of model weights, and deployment mitigations intended to counter the misuse of critical capabilities in external deployments." (Google DeepMind Frontier Safety Framework v3.1, §2.1)
  • G42: "If a necessary Deployment Mitigation Level cannot be achieved, then the model's deployment must be restricted; if a necessary Security Mitigation Level cannot be achieved, then further capabilities development of the model must be paused." (G42 Frontier Safety Framework, §2)

Counter-examples

Not to be confused with

  • A capability threshold or AI Safety Level used as a capability label says how capable a model is; a safeguard standard says what protection that level requires.

Related terms

Related AI safety terms

Terms defined under this element that are not NIKOLAI elements themselves, each as the cited document uses it. Every term is also listed in the AI safety glossary.

ASL-3 protections
ASL-3 protections are the safeguards Anthropic maintains for its current models, which its RSP says include classifier guards at least as robust as its initial Constitutional Classifiers, access controls for trusted users, red-teaming, bug bounties and threat intelligence, and security controls.
Source: Anthropic Responsible Scaling Policy v3.4, effective 8 Jul 2026
ASL-3 Deployment Standard
The ASL-3 Deployment Standard is Anthropic's requirement set for deploying models at the ASL-3 level. Its RSP changelog says general-access systems must pass intensive red-teaming, while internal use and trusted-user deployments require access controls and monitoring.
Source: Anthropic Responsible Scaling Policy v3.4, effective 8 Jul 2026
ASL-3 Security Standard
The ASL-3 Security Standard is Anthropic's security requirement for ASL-3 models. Anthropic says its threat model scopes these protections against non-state actors and unsophisticated insiders, leaving sophisticated insiders and nation-state attackers out of scope.
Source: Anthropic Risk Report, August 2026

Source of record

Where this definition comes from

Crosswalk

How named organisations use this concept

Every row below is a shadow mapping. A shadow row is CASRAI's own reading of a published document. No lab, evaluator or regulator named on a shadow row has declared, endorsed, or been consulted on it. That changes only when an organisation files its own Mapping Declaration.
OrganisationTheir term, as publishedMatch & verificationSource
AnthropicShadow mapping
Anthropic Responsible Scaling Policy v3.4 (changelog and Appendix B)
“"ASL-3 Deployment Standard" and "ASL-3 Security Standard"; "Rather than detailing specific operational and technical safeguards, we now specify the overall security or deployment standards and requirements for meeting them." (RSP v2.0 changelog entry); Appendix B: "We still use this concept to refer to, and distinguish between, present levels of risk mitigations"”
The Risk Report (Aug 2026, fn 59) stops using ASL-3/ASL-2 terminology for safeguards; the RSP keeps it for present mitigation levels. See divergence_note.
exactEQ
confidence: high
Anthropic Responsible Scaling Policy v3.4, effective 8 Jul 2026
Google DeepMindShadow mapping
Frontier Safety Framework v3.1
“"security mitigations intended to prevent the exfiltration or unauthorized modification of model weights, and deployment mitigations intended to counter the misuse of critical capabilities in external deployments" (§2.1); glossary entries "Deployment Mitigations" and "Security Mitigations"”exactEQ
confidence: high
Google DeepMind Frontier Safety Framework v3.1
G42Shadow mapping
G42 Frontier Safety Framework
“"Each capability threshold is associated with a required Deployment Mitigation Level (DML) and Security Mitigation Levels (SML), which must be achieved before the capability threshold is reached. If a necessary Deployment Mitigation Level cannot be achieved, then the model's deployment must be restricted; if a necessary Security Mitigation Level cannot be achieved, then further capabilities development of the model must be paused."”exactEQ
confidence: high
G42 Frontier Safety Framework
AmazonShadow mapping
Amazon's Frontier Model Safety Framework
“"Safety Measures": "designed to prevent the elicitation of the observed Critical Capabilities following deployment of the model." "Security Measures": "designed to prevent unauthorized access to model weights or guardrails implemented as part of the Safety Measures"”
Amazon labels the deployment side "Safety Measures".
closeCL
confidence: high
Amazon's Frontier Model Safety Framework
EUShadow mapping
EU GPAI Code of Practice, Safety and Security Chapter
“Commitment 5 "Safety mitigations" and Commitment 6 "Security mitigations"; Commitment 6 covers "an adequate level of cybersecurity protection for their models and their physical infrastructure along the entire model lifecycle"”
The EU's "safety mitigations" include training-time measures (data filtering, refusal fine-tuning) as well as deployment-time ones.
closeCL
confidence: high
EU GPAI Code of Practice, Safety and Security Chapter
OpenAIShadow mapping
OpenAI Preparedness Framework v2
“Table 1: "Require security controls meeting High standard (Appendix C.3)"; "Require safeguards against misuse meeting High standard (Appendix C.1) for external deployment"; "Require safeguards meeting High standard against misalignment (Appendix C.2) for large-scale internal deployment"”
OpenAI splits the deployment side in two (misuse and misalignment), giving three standards rather than two.
closeCL
confidence: medium
OpenAI Preparedness Framework v2
METRShadow mapping
METR (common-elements)
“Two separate common elements: "Model Weight Security" ("Information security measures that will be taken to prevent model weight access by unauthorized actors.") and "Model Deployment Mitigations" ("Access and model-level measures applied to prevent the unauthorized use of a model's dangerous capabilities.")”closeCL
confidence: medium
METR (common-elements)
MicrosoftShadow mapping
Microsoft Frontier Governance Framework
“"Security safeguards are scaled up depending on the model's pre-mitigation scores, with more robust measures applied to models with high and critical risk levels."”
Covers the security side only; Microsoft's deployment-side wording is not mapped here.
narrowNR
confidence: medium
Microsoft Frontier Governance Framework
What do these codes mean?
exact
The source term is equivalent to this element
close
The source term is close but not equivalent to this element
broad
The source term is broader than this element
narrow
The source term is narrower than this element
none
No mapping claim — used for false-friend and declared-but-undefined rows
EQ
Equivalent
CL
Close
BR
Source is broader than the element
NR
Source is narrower than the element
FF
False friend — same or similar label, different meaning
DU
Declared but undefined by the source
UV
Unverified

Related, not mapped

Pointers that are not crosswalk claims

These sources mention this concept but do not define or map it clearly enough to count as a crosswalk row — noted here so the research is visible without overstating it as a mapping.

  • Meta

    Table 1 gives each risk threshold a "Security" entry (e.g. "Initiate protocols for heightened access controls to model weights and security protections to prevent their tampering or exfiltration") and a separate deployment "Measure" (e.g. "Deploy with mitigations"). Related, not a mapping.

    Meta Advanced AI Scaling Framework v2

Divergence

Where sources materially disagree

Anthropic's own documents now differ in vocabulary: the RSP v3.4 (Appendix B) still uses ASL levels to describe present mitigation levels, while the August 2026 Risk Report (footnote 59) says "we are no longer using this terminology" for safeguards and instead grades robustness, coverage and exemptions. OpenAI splits the deployment side into separate misuse and misalignment standards. Amazon calls the deployment side "Safety Measures".

Gap

ASL-4 deployment and security standards are not described in RSP v3.4 or the August 2026 Risk Report.

Referenced across the research world

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