Skip to main content
v2026.11,986 entries · CC-BY 4.0

Industry & Applied R&D

Biotechnology research: biosafety, inventions, materials and funding

Biotechnology research combines laboratory science with intellectual property and regulation. Work with recombinant or synthetic nucleic acid molecules at institutions that receive NIH support for such research falls under the NIH Guidelines, and universities route it through an Institutional Biosafety Committee; some, such as Kansas State, require registration even of exempt work. Containment practice follows Biosafety in Microbiological and Biomedical Laboratories (BMBL), now in its sixth edition from CDC and NIH, which is advisory rather than a regulation. The Federal Select Agent Program oversees select agents and toxins.

Inventions from federally funded work fall under the Bayh-Dole framework in 35 U.S.C. 200 onward. The standard patent rights clause in 37 CFR 401.14 requires disclosure to the agency within two months of the inventor's written disclosure, election of title within two years, filing within a year of election, and a paid-up government license. Reports go through iEdison. A US provisional application lasts 12 months and cannot be extended. Materials often move under the UBMTA, whose signed master agreements AUTM holds.

Small-company research is funded through SBIR and STTR, coordinated by the SBA across 11 agencies. Preprints go to bioRxiv, which is not peer reviewed, and reference strains and cell lines come from collections such as ATCC. Before a product is tested in people, an FDA IND and a 30-day wait apply.

New to the field? What is Biotechnology? →

Reviewed 5 November 2026 by CASRAI Editorial Board

Sources

Field at a glance

Standards and formats

NIH Guidelines and the Institutional Biosafety Committee (Kansas State summary)
Apply to recombinant or synthetic nucleic acid research at institutions receiving NIH support for it; K-State registers all such work with its IBC, even exempt studies.Website ↗ · Our guide →
IBC compliance authority (University of Iowa)
Example of campus practice: the IBC holds compliance authority, reviews rDNA projects, and Iowa applies the NIH Guidelines whatever the funding source.Website ↗ · Our guide →
BMBL - Biosafety in Microbiological and Biomedical Laboratories
CDC and NIH biosafety reference, now in its sixth edition; advisory rather than regulatory, built around protocol-driven risk assessment.Website ↗ · Our guide →
Federal Select Agent Program
Joint CDC and APHIS programme overseeing possession, use and transfer of select agents and toxins, with registration, inspections and security risk assessments.Website ↗ · Our guide →
UBMTA - Uniform Biological Material Transfer Agreement (AUTM)
Standard agreement for transferring patented or unpatented biological materials; once both institutions sign the master agreement, each transfer needs only an implementing letter.Website ↗ · Our guide →
FDA Investigational New Drug (IND) application
Research-process context: the exemption a sponsor needs before testing a drug in people; clinical trials cannot start until 30 calendar days after submission.Website ↗ · Our guide →
Bayh-Dole policy and objective, 35 U.S.C. 200
Statutory aim: use the patent system to promote utilization of inventions from federally supported research and encourage university-industry collaboration.Website ↗ · Our guide →
Standard patent rights clause, 37 CFR 401.14
Disclose within two months of the inventor's written disclosure, elect title within two years, file within one year of election; government gets a paid-up license.Website ↗ · Our guide →

Funders and programmes

SBIR and STTR (America's Seed Fund)
Equity-free federal R&D awards to US small businesses, coordinated by the SBA; Phase I up to $335,937 and Phase II up to $2,239,578 without a waiver.Website ↗ · Our guide →
SBIR/STTR participating agencies
Eleven agencies run SBIR; six of them, including HHS, NSF, DOE, USDA and NASA, also run STTR.Website ↗ · Our guide →
iEdison (NIST)
Interagency system federal award recipients use to report subject inventions and file Bayh-Dole utilization reports.Website ↗ · Our guide →

Archives, facilities and data

ATCC
Private nonprofit biological resource centre founded in 1925, holding 18,000+ bacterial strains and 4,000+ continuous cell lines among its collections.Website ↗

Preprints and indexes

bioRxiv
Life-sciences preprint server founded by Cold Spring Harbor Laboratory in 2013, now run by openRxiv; not peer reviewed; has Bioengineering and Synthetic Biology categories.Website ↗ · Our guide →

Societies

BIO - Biotechnology Innovation Organization
Describes itself as the largest advocacy association for biotechnology companies; members also include state groups, service providers and academic centres.Website ↗

58 pages across 11 topic areas

Laboratory Operations & Safety

Laboratory Compliance & Quality

Research Integrity & Compliance

Laboratory Equipment & Instrumentation

Research Data Management

Research Methods & Statistics

Scholarly Publishing

Clinical Research Administration

Grants Management & Research Funding

Research Tools & Software

Technology Transfer & Innovation

← All disciplines & industries

Referenced across the research world

University of Cambridge logoColumbia University logoCrossref logoUniversity of Edinburgh logoHarvard University logoUniversity of Oxford logoPrinceton University logoStanford School of Medicine logoUniversity College London logoORCID logoUniversity of Cambridge logoColumbia University logoCrossref logoUniversity of Edinburgh logoHarvard University logoUniversity of Oxford logoPrinceton University logoStanford School of Medicine logoUniversity College London logoORCID logo
  • University of Cambridge logo
  • Columbia University logo
  • Crossref logo
  • University of Edinburgh logo
  • Harvard University logo
  • University of Oxford logo
  • Princeton University logo
  • Stanford School of Medicine logo
  • University College London logo
  • ORCID logo

View CASRAI adoption →